Reynolds Holding

MAY 13, 2024

Again, this is not a critique of a higher equity capital, rather a call for reform of regulation and supervision, a critical topic concerning the governance of the Federal Reserve System. No bank insider or regulator raised a red flag publicly. We encourage researchers to examine features of this trade-off.

Banking 64

Banking Equity Marketability Finance 64

Reynolds Holding

OCTOBER 10, 2022

In a seminal paper on this topic, Ikenberry et al. 2014) show that managers of these firms are more likely to refrain from insider trading. Commitment to social good and insider trading. Several studies affirm that socially responsible firms behave more ethically. Journal of Marketing, 82 (2), 19-41. and Zhang, I.

Finance 72

Finance Marketability Dividends Corporate Finance 72

Audit Board

JUNE 7, 2022

One of the topics on everyone’s mind was the aftermath of the Enron financial reporting fraud scandal, which had broken the previous fall. The already beleaguered WorldCom stock plunged, and the NASDAQ suspended trading when shares hit 9 cents. The fallout from the press release was swift and predictable.

89

89

Musings on Markets

JANUARY 11, 2024

By 1986, though, it was showing its age, more a collection of topics about institutions and types of securities, than a cohesive class. I balked at teaching this motley collection of topics and wanted to teach a class on valuation, but I was told that there was not enough stuff in valuation to fill a class.

Corporate Finance 128

Corporate Finance Finance Start-ups Dividends 128

Reynolds Holding

JUNE 22, 2022

The co-sponsorship by Lummis and Gillibrand is noteworthy not only because the legislators are from different parties, but also because Lummis is a member of the Banking Committee, which oversees the SEC, and Gillibrand is a member of the Senate Agriculture Committee, which oversees the Commodity Futures Trading Commission (CFTC).

Banking 45

Banking Treasury Finance Marketability 45

Harvard Corporate Governance

DECEMBER 29, 2023

Department of Justice (DOJ) FASB issues final ASU requiring enhanced disclosure of segment expenses Posted by Cydney Posner, Cooley LLP, on Wednesday, December 27, 2023 Tags: Accounting standards , ASU , CODM , Disclosure , FASB , public entity , Topic 280 Chancery Court Upholds Identity-Based Voting Within Single Class of Stock Posted by Marina C.

Compliance 100

Compliance 100

Cooley M&A

JANUARY 23, 2024

The headwinds Antitrust scrutiny continues Perhaps the biggest headwind of all is continuing scrutiny from antitrust agencies inside and outside the US. Moving into Q2 of 2023, roughly 29% of US public biotech companies traded below their cash value. billion.

Marketability 52

Marketability Equity Private Equity Firm Finance 52

Reynolds Holding

APRIL 18, 2024

16] Second, take what you’ve learned from our orders and public pronouncements, and your own research, and engage with personnel inside your company’s different business units to learn how AI intersects with their activities, strategies, risks, financial incentives, and so on. 2] In re: FTX Trading Ltd , No. Zixiao (“Gary”) Wang , No.

Compliance 45

Compliance Technology Start-ups Marketability 45

Musings on Markets

NOVEMBER 4, 2022

Facebook: Filling in the Background It is worth noting that in good times, when earnings are rising and stock prices are upward bound, investors do not seem to have much interest in corporate governance, and it is only when the numbers start to move against them, that they rediscover the importance of the topic.

Start-ups 98

Start-ups Market Capitalization Marketability Dividends 98

Musings on Markets

DECEMBER 10, 2021

To understand the first phenomenon, i.e., the high displacement rate among founder CEOs of very young companies, I will draw on the work of Noah Wasserman at Harvard Business School who has focused intensively on this topic.

Start-ups 83

Start-ups Marketability Technology Market Capitalization 83

Appraisers Blog

MAY 5, 2023

Amc’s are so poorly managed themselves with practically no oversight, they have long since been a draw for criminal elements whom have to date, constrained themselves to ripping off appraisers and home owners through hidden service fees, restraint of trade practices. Trust me, I’ve researched this topic thoroughly.

Appraisal 75

Appraisal 75

Reynolds Holding

OCTOBER 5, 2022

Initially, the activist was approached by Sanofi with an initial offer to buy Bioverativ, but rather than alerting the board, the activist engaged in conduct violating Bioverativ’s insider trading policy. Aspects of the decision in Goldstein suggest this is a topic that the court may be interested in exploring more in the future.

Start-ups 72

Start-ups Marketability Equity Compliance 72

Reynolds Holding

AUGUST 21, 2022

Today [August 11], the Federal Trade Commission initiated a proceeding to examine whether we should implement new rules addressing data practices that are unfair or deceptive. Trade Comm’n, Internet Site Agrees to Settle FTC Charges of Deceptively Collecting Personal Information in Agency’s First Internet Privacy Case (Aug.

Marketability 53

Marketability Technology Compliance 53

Reynolds Holding

FEBRUARY 23, 2023

Which brings me to my next topic: the Fraud Section’s enforcement results over the past year. The spoofed orders lured other market participants to trade at prices, quantities, or times that they wouldn’t have otherwise traded. to California, no one is above the law. In other words, they were manipulated and ripped off.

Compliance 45

Compliance Marketability Start-ups Banking 45

Reynolds Holding

MARCH 6, 2023

The cost to execute trades has decreased dramatically. Disclosure Rules Should Be Grounded in Financial Materiality The Commission’s current regulatory agenda includes climate change, human capital, cybersecurity, and share repurchases, among other topics. [8] The securities markets are now more global in nature.

Compliance 45

Compliance Marketability Start-ups Banking 45

Reynolds Holding

FEBRUARY 1, 2023

The growth of private markets through exempt offerings, the ascension of the once-mythical “unicorns,” and what these things portend for the future of our public markets have been hotly debated topics for some time now. [1] 21] That is an increase of about 121 unicorns in less than one year since I last spoke on this topic. 2022), Dkt.

Marketability 58

Marketability Corporate Finance Compliance Equity 58

Reynolds Holding

JANUARY 25, 2023

Investor education and outreach must continue to focus on diverse and underserved communities as well as on emerging and popular investment topics. To help ensure a systematic, timely, and collaborative response to market developments, the SEC must continue to apply its three-part mission holistically, not in isolation.

Technology 59

Technology Marketability Data Analysis Equity 59

Reynolds Holding

MAY 18, 2023

This topic is so essential for the safety and resiliency of our capital markets. [1] As Chair Gensler noted in his testimony to Congress last month, AI is already being used by financial firms in call centers, account openings, compliance programs, trading algorithms, sentiment analysis, and other ways. Good morning.

Marketability 45

Marketability Technology Compliance Equity 45

Reynolds Holding

JANUARY 26, 2023

10b5-1 Trading Plans Starting in late 2021, the SEC’s proposed rulemaking on the use of Rule 10b5-1 trading plans by companies, directors and executive officers kicked off the regulation of what had previously been the domain of market practice-based corporate governance. [2]

Start-ups 94

Start-ups Marketability Compliance 94

Reynolds Holding

MAY 9, 2023

(Note that if a company chooses to require this alignment information from a nominating stockholder, it may also wish to disclose whether its own nominating committee has had similar alignment conversations with the company’s director candidates on topic such as, e.g. , retention of the CEO. Shareholdings, Derivatives and Investment Horizons.

Dividends 45

Dividends Finance Equity Marketability 45

Reynolds Holding

OCTOBER 10, 2023

The adopting release also addresses these topics, albeit more practically than did the proposing release. DERA points to increases in trading volumes as potential evidence of ‘potentially informed trading.’ The adopting release, however, continues to raise questions. Release at 51 (footnote omitted). [8] 8] Release at 51. [9]

Marketability 49

Marketability Equity Technology Finance 49

Reynolds Holding

MARCH 27, 2023

Conversely, “Retail Trade” filings increased from 4% to 9%, the high watermark in recent years. In CFSA , trade associations representing payday lenders sought to block the CFPB from implementing a “Payday Lending Rule.” June 15, 2022): In at least one action, investors challenged corporate commitments on ESG- related topics.

Technology 59

Technology Start-ups Compliance Finance 59

Reynolds Holding

FEBRUARY 13, 2024

Some lawsuits may be low-odds rolls of the dice by well-funded trade groups. 8, 2023) (asserting that the rules will alter “fundamental details of a regulatory scheme” and arguing that this “elephant” cannot fit inside the “mousehole” of the statutory provisions cited by the SEC in adopting the rules). [10] EPA in 2022. [4]

Treasury 59

Treasury Corporate Finance Marketability Compliance 59

ThomsonReuters

AUGUST 24, 2021

I sat down with Rutgers FinTech professor and a leading global blockchain expert, Dr. Merav Ozair, to get the inside scoop on NFTs and break down how they are impacting the tax and accounting profession. For instance, let’s say you wanted to trade a cow for two goats. Step one, what is a fungible token? But that is the physical world.

Technology 52

Technology Banking Marketability 52

Harvard Corporate Governance

NOVEMBER 7, 2022

Starting August 31, 2022, the use of universal proxy cards is now required in all non-exempt director election contests at publicly-traded companies in the US. [9] Proxy campaigns used in place of shareholder proposals to further a broader set of topics of interest to shareholders. Universal Proxy.

Marketability 157

Marketability Finance 157

Value Scope

SEPTEMBER 24, 2020

At the time, more than $17 billion had been invested into sustainable-focused exchange-traded funds (ETFs) and open-end funds during 2019. SASB 3 seeks to replicate what FASB does by creating a set of clear disclosure standards broken out by environmental, social, and governance topics, and by industry. What does this really mean?

Intangible Assets 130

Intangible Assets Alpha Beta Marketability 130