Reynolds Holding

FEBRUARY 13, 2024

Separate rules address “dealer” and “government securities dealer” status, but the statutory terms and final rules are identical other than the addition of the words “government securities.” For simplicity, we refer only to “dealer” unless specifically relevant.

Treasury 45

Treasury Marketability Compliance Banking 45

Reynolds Holding

JUNE 22, 2022

Undoubtedly, the greatest area of uncertainty has involved the Securities Exchange Commission (SEC) and its application of the so-called Howey test when determining whether a cryptocurrency or other digital asset is being offered as an investment contract for purposes of applying U.S. securities law.

Banking 45

Banking Treasury Finance Marketability 45

Reynolds Holding

SEPTEMBER 26, 2022

On August 25, 2022, the Securities and Exchange Commission (SEC) published a draft Strategic Plan (the Plan) for fiscal years 2022–2026. The SEC will continue to focus on investor education and outreach that addresses diverse and underserved communities as well as on emerging and popular investment topics. A Nod to Digital Assets.

Technology 45

Technology Marketability Equity Compliance 45

ThomsonReuters

MAY 1, 2023

To ensure your firm can meet the needs of these clients, it is essential for your staff to be equipped with a basic understanding of digital currency. Common Cryptocurrency terminology Cryptocurrency mining : A process in which transactions for various forms of cryptocurrency are verified and added to the blockchain digital ledger.

Start-ups 59

Start-ups Technology Equity Marketability 59

Reynolds Holding

AUGUST 17, 2022

First, the CFPB issued an interpretive rule explaining the CFPB’s view that many digital marketing providers may be “service providers” subject to the CFPB’s supervisory authority under the Consumer Financial Protection Act (“CFPA”), including its authority to address unfair, deceptive, or abusive acts or practices (“UDAAP”).

Finance 45

Finance Marketability Technology Banking 45

Reynolds Holding

DECEMBER 7, 2023

As is customary, I’d like to note that my views are my own as Chair of the Securities and Exchange Commission, and I am not speaking on behalf of my fellow Commissioners or the staff. I understand today’s agenda includes two panel discussions and a discussion of a potential Committee recommendation regarding digital engagement practices.

Technology 40

Technology 40

ThomsonReuters

MAY 12, 2023

As CPA firms navigate the ever-evolving digital economy, they are faced with various challenges that threaten their profitability and longevity. The emergence of digital technology has changed the way that CPAs do business — but this shift also presents both challenges and opportunities for firms to explore.

Technology 52

Technology Data Analysis Compliance Marketability 52

Audit Board

FEBRUARY 7, 2023

The rise in third-party and environmental, social, and governance (ESG) risks impacts all areas of the business — including information security teams. As information security professionals, we’re constantly stretched to worry about a broader scope of assets – more data, more people. That impacts environmental and social topics.

Start-ups 52

Start-ups Compliance Technology 52

Complysci

FEBRUARY 11, 2022

Probably one of the few times a trending Twitter topic correlates with an SEC priority. With the surge in popularity, firms can expect the SEC to start implementing new rules and regulations around this digital currency…and beyond. Cryptocurrency. Shadow Trading. One of the biggest, and most controversial agenda items.

Start-ups 52

Start-ups Compliance Technology 52

Audit Board

SEPTEMBER 28, 2023

By 2027, CAEs expect the biggest risk to still be cybersecurity, but digital disruption will leap into second place – with climate change also seeing greatly increased risk levels. The featured topics for the North America reports are cybersecurity, human capital, market changes, and business continuity.

Marketability 52

Marketability Market Risk Technology 52

M&A Leadership Council

JUNE 12, 2023

The risks of brand damage, customer churn, and substantial costs have brought this topic to the forefront in many recent M&A Leadership Council workshops. All businesses need to be digital businesses these days. We also believe it is vital to engage third parties to obtain a security risk assessment.

Start-ups 52

Start-ups Technology Compliance Banking 52

Appraiser Newsroom

JULY 5, 2022

Mr. Anastasiou specializes in digital assets and decentralized finance (“DeFi”). His experience in the field extends into various areas including, digital asset valuation, financial due diligence, investigations and securities litigation. and international courts. Todd Fries , ASA, CFA, is a Partner at The BVA Group.

Business Valuation 40

Business Valuation Intangible Assets Appraisal Finance 40

M&A Leadership Council

SEPTEMBER 9, 2021

The risks of brand damage, customer churn, and substantial costs have brought this topic to the forefront in many recent M&A Leadership Council workshops. All businesses need to be digital businesses these days. We also believe it is vital to engage third parties to obtain a security risk assessment.

Start-ups 52

Start-ups Technology Compliance Banking 52

Reynolds Holding

APRIL 18, 2024

And it is incumbent on each of us to make sure it does not come to pass and that investors are not harmed by noncompliance with the securities laws when it comes to this new technology. If it’s the latter, your actions may constitute the type of “AI-washing” that violates the federal securities laws.

Compliance 45

Compliance Technology Start-ups Marketability 45

Audit Board

JUNE 29, 2023

The widespread adoption of digital transformation, accelerated since the onset of COVID, has created an urgent need for Information Security, Compliance, and Risk teams to navigate the risks associated with emerging software. Despite the considerable focus on this topic, there remains a knowledge gap.

Start-ups 52

Start-ups Compliance Technology 52

Appraiser Newsroom

JULY 5, 2022

Mr. Anastasiou specializes in digital assets and decentralized finance (“DeFi”). His experience in the field extends into various areas including, digital asset valuation, financial due diligence, investigations and securities litigation. and international courts. Robert Kelley, Jr. is a Shareholder at Hill Ward Henderson.

Appraisal 40

Appraisal Business Valuation Finance Market Risk 40

Reynolds Holding

OCTOBER 19, 2023

In fact, the Securities Exchange Commission is soliciting comments on a proposed rule that would regulate this phenomenon. [2] Thus far, however, little has been written about the gamification of banking – the topic of our recent article. [3] al, Digital Finance Platforms: Toward a New Regulatory Paradigm , 23 U. BANKRATE (Jan.

Banking 72

Banking B2B Finance Technology 72

ThomsonReuters

NOVEMBER 8, 2022

Digital dashboards. Customizable digital dashboards with specific information needed to manage the day-to-day details of the firm in one convenient location. . When you can collaborate with clients and staff securely in real time, from anywhere, you can streamline accounting processes and conduct business quickly and conveniently. .

Start-ups 105

Start-ups Technology Accounting Firms Compliance 105

Audit Board

JUNE 29, 2023

The widespread adoption of digital transformation, accelerated since the onset of COVID, has created an urgent need for Information Security, Compliance, and Risk teams to navigate the risks associated with emerging software. Despite the considerable focus on this topic, there remains a knowledge gap.

Start-ups 40

Start-ups Compliance Technology 40

ThomsonReuters

OCTOBER 1, 2022

You can also offer clients the ability to share data and collaborate via secure portals, making interactions with your firm seamless. Some solutions even present a snapshot of performance highlights on a digital dashboard, including an executive summary of key performance indicators, from separate components of the system.

Accounting Firms 59

Accounting Firms Compliance Technology Finance 59

Reynolds Holding

JUNE 8, 2022

4] We also issued a request for comment on digital engagement practices. [5]. First, I’d like to discuss the minimum increments at which securities are priced — what’s called the tick size. Therefore, I’ve asked staff to consider recommending that the SEC propose its own best execution rule — for equities and other securities.

Marketability 45

Marketability Equity Technology Finance 45

IVSC

OCTOBER 21, 2023

We are in often unpredictable environments and face rapidly changing security risks, political and civil unrest, and evolving climate risks. In doing so, the real estate rule of location, location, location is wrapped by security, security, security. Digital photography has been a game changer.

Appraisal 246

Appraisal Marketability Technology Start-ups 246

Reynolds Holding

MAY 25, 2023

As is customary, I’d like to note that my views are my own as Chair of the Securities and Exchange Commission, and I’m not speaking on behalf of my fellow Commissioners or the SEC staff. That is, it has to be able to turn its securities into money on very short notice.” [22] Money market funds now stand at $5.8

Banking 40

Banking Treasury Marketability Start-ups 40

Appraiser Newsroom

JULY 9, 2023

Nunes is the Global Leader of Kroll’s Valuation Digital Solutions group, which produces cost of capital thought leadership content and data housed in the Cost of Capital Navigator. Marina also assists private and public companies with valuation of equity securities, stock compensation grants, and structuring financing transactions.

Intangible Assets 40

Intangible Assets Business Valuation Appraisal Finance 40

Reynolds Holding

SEPTEMBER 12, 2022

So let’s talk about the digital elephant in the room. As I have stated publicly in the past, I believe the Howey and Reves tests remain vital and accurate means of identifying instruments that fall within the jurisdiction of the securities laws. Securities and Exchange Commission, at SEC Speaks 2022 in Washington, D.C. .

Marketability 45

Marketability Compliance Equity Technology 45

Appraiser Newsroom

JANUARY 31, 2023

During her tenure at CAC, she has made strong efforts to advance scholarly engagement with the organization’s art and archival collections through exhibitions, publications, and digitization initiatives. Fran has published articles and presented on various appraisal topics. She completed her Ph.D.

Appraisal 52

Appraisal Accounting Firms Fair Market Value Marketability 52

Brian DeChesare

NOVEMBER 16, 2022

There’s nothing inherently wrong with speculation, but digital tokens built for gambling will never take over economies or displace fiat currencies. There is an inherent tradeoff between security and speed, so solutions that make Bitcoin more efficient also make it less secure.

Start-ups 52

Start-ups Banking Finance Technology 52

Appraiser Newsroom

JULY 5, 2022

Calderon is also an artist who uses code as his medium and is one of the first NFT artists to move from the digital world to the art world after a recent exhibition at Venus over Manhattan in New York. He held not only a higher level of security clearance than Top Secret but also a Diplomatic passport.

Appraisal 40

Appraisal Business Valuation Marketability Technology 40

Cooley M&A

JANUARY 23, 2024

As a result, reverse merger candidates increasingly deployed a sign-and-close structure that did not require a public company stockholder vote as a condition to closing but required the use of convertible securities that only would become convertible if subsequently approved by the public stockholders.

Marketability 52

Marketability Equity Private Equity Firm Finance 52

Audit Board

AUGUST 29, 2023

Other functions — HR, marketing, finance, customer services — have had their digital transformations. Whether you are already progressing with your digital transformation or have yet to take the plunge, there is an imperative for continuous improvement. For example, from Benford’s law, we know that the likelihood of a digit (i.e.,

Technology 52

Technology Start-ups Compliance Finance 52

Reynolds Holding

JANUARY 22, 2024

Levenson Keynote Address before so many distinguished securities law practitioners. Alan’s legacy and work at the Commission staff still resonates on the securities industry and market participants today. Yet, apparently, this approach is not feasible when it comes to crypto and digital assets. Ralston Purina Co. [4]

Start-ups 45

Start-ups Marketability Price to Earnings Finance 45

Appraiser Newsroom

JULY 9, 2023

Fran has published articles and presented on various appraisal topics. She is the committee chair of LUNA Fête, the largest digital art and technology festival in the country. Prior to that, he spent twenty-one years as a Special Agent with the United States Customs Service and Homeland Security Investigations.

Appraisal 40

Appraisal Fair Market Value Marketability Business Valuation 40

ThomsonReuters

OCTOBER 21, 2022

” The Social Security Act of 1935 followed, where contributions to the Old-Age, Survivors, and Disability program were imposed through a payroll tax on both employers and employees. On-demand pay has been a topic that has been creating some buzz around the payroll industry in recent years. Strategic payroll systems.

Compliance 52

Compliance Technology Start-ups Equity 52

IVSC

NOVEMBER 30, 2022

million securities across all asset classes, including thinly-traded and hard-to-price fixed income securities. million fixed income securities. BVAL produces valuations on actively traded bonds several times a day, and for securities that are less liquid, BVAL derives a comparable relative value price.

Start-ups 130

Start-ups Marketability Finance Banking 130

ThomsonReuters

OCTOBER 7, 2022

Another interesting piece of enforcement activity involves cryptocurrency and digital asset monitoring. With more than 15,000 different types of digital assets, these transactions have largely flown under the radar in terms of reporting. Other appropriations of the Inflation Reduction Act. Not subscribed?

Treasury 90

Treasury Start-ups Technology 90

Reynolds Holding

MAY 18, 2023

It is a pleasure to be here today, and I thank the Digital Directors Network for hosting this discussion about cybersecurity. This topic is so essential for the safety and resiliency of our capital markets. [1] Digital innovations have led to greater interconnectedness, increased computing power and lower overall costs.

Marketability 45

Marketability Technology Compliance Equity 45

ThomsonReuters

OCTOBER 21, 2022

” The Social Security Act of 1935 followed, where contributions to the Old-Age, Survivors, and Disability program were imposed through a payroll tax on both employers and employees. On-demand pay has been a topic that has been creating some buzz around the payroll industry in recent years. Strategic payroll systems.

Compliance 40

Compliance Technology Start-ups Equity 40