N Contracts

MARCH 15, 2024

Complaint management requires direct communication, but that’s easier said than done. Departments are named after the specific set of tasks they focus on (compliance, risk, vendor management, lending, or customer service). Most financial institutions are siloed.

Compliance 52

Compliance 52

Harvard Corporate Governance

JULY 12, 2022

Posted by James Killerlane, BNY Mellon, on Tuesday, July 12, 2022 Editor's Note: James Killerlane is the Corporate Secretary, Managing Director and Deputy General Counsel of BNY Mellon. Second, we provide actionable insights on creating productive, informative ESG engagement (i.e., This post is based on a BNY Mellon report.

Marketability 332

Marketability 332

Audit Board

OCTOBER 2, 2023

AuditBoard’s modern connected risk platform praised by customers for time-to-value, ease-of-use, and innovative capabilities. AuditBoard was also recently named a 2023 Top 100 Software Product, amongst more than 100,000 apps across all B2B categories and industries, in G2’s prestigious Best B2B Software Awards.

B2B 59

B2B Compliance Marketability Technology 59

Internal Audit 360

APRIL 27, 2023

It helps an organization accomplish its objectives by bringing a systematic, disciplined approach to evaluate and improve the effectiveness of risk management, control, and governance processes.” ” Internal audit involves evaluating and testing an organization’s financial, operational, and compliance risks and controls.

Compliance 98

Compliance Technology 98

Harvard Corporate Governance

JUNE 27, 2022

In the last Administration, the focus was on asset managers’ motives and particularly the dubious claim that ESG was a surreptitious effort to advance managers’ political preferences, rather than being used as a material risk-return characteristic. assets that are professionally managed, representing some $17.1

Finance 306

Finance Marketability 306

ThomsonReuters

NOVEMBER 2, 2023

9 steps to apply SAS 145 Managing SAS 145 compliance What does SAS 145 address? It also revises the definition of significant risk so that auditors will be focused on where the risks lie on a spectrum of inherent risk. Focus on the risk itself. Emphasize the inherent risk assessment. Stop and reflect.

Compliance 105

Compliance Technology 105

Harvard Corporate Governance

OCTOBER 26, 2022

At State Street Global Advisors, we use a risk-based approach to identifying issues that we believe have the most material impact on the long-term value of our clients’ assets. Educating their boards and management on best practices. Our asset stewardship program includes: Corporate Engagement. Proxy Voting. Corporate Engagement.

Marketability 130

Marketability 130

Audit Board

OCTOBER 18, 2023

With AuditBoard® Analytics, teams can drive efficiencies, increase coverage and audit precision, and improve decision making, all part of our connected risk platform. Audit Scoping functionality is now also available in OpsAudit, which enables teams to scope audits using integrated entity, risk, and control data from across the platform.

52

52

Harvard Corporate Governance

AUGUST 11, 2023

If a large shareholder or a group of investors becomes concerned with the firm’s operations and management, and takes legal steps to assert their claims, it may affect a firm’s outlook, competitive position, its risk premium, and hence discounted value. more…)

Risk Premium 189

Risk Premium Corporate Finance Finance Marketability 189

Harvard Corporate Governance

APRIL 4, 2022

In the eyes of its proponents, this competition will yield a radical restructuring of the financial services industry: offering more and better choices for consumers looking to make fast payments, borrow money, invest their savings, manage household budgets, and compare financial products and services.

Finance 274

Finance Technology Banking 274

Audit Board

SEPTEMBER 14, 2023

The importance of robust vendor risk management, or “VRM”, practices has been illustrated by a number of cyberattacks and data breaches that have originated from vendors and gone on to significantly impact the organizations using their services. What is Vendor Risk?

Compliance 52

Compliance Start-ups Accounting Firms Technology 52

Harvard Corporate Governance

AUGUST 9, 2022

Recent Delaware decisions have reminded boards of directors of the obligation to make a good faith effort to put in place a compliance system designed to help ensure that their companies operate within the bounds of the law and that their products, services, and operations do not cause harm to consumers, community members, or the environment.

Compliance 203

Compliance 203

Harvard Corporate Governance

MARCH 31, 2023

Internalizing Externalities: Disclosure Regulation for Hydraulic Fracturing, Drilling Activity and Water Quality Posted by Pietro Bonetti (IESE Business School), Christian Leuz (University of Chicago), and Giovanna Michelon (University of Bristol) , on Friday, March 24, 2023 Tags: climate disclosures , climate risk , disclosure mandates , energy production (..)

Banking 213

Banking Equity Marketability 213

ThomsonReuters

NOVEMBER 29, 2023

This, in turn, puts tax departments at greater risk for even more audits and stiffer penalties. During the webinar, panelists discussed ways to reduce risk, avoid audits and potential penalties, and explore solutions to the challenges ahead. Automation is also considered an essential part of improving processes and productivity.

Compliance 98

Compliance Technology Marketability 98

Internal Audit 360

NOVEMBER 22, 2023

GUEST BLOG POST A s internal auditors, we provide assurance, advice, and insight on the system of internal controls over the more significant risks to enterprise objectives. Internal controls provide the basis, the foundation, on which management and the board rely as they manage and direct the organization to success.

Technology 52

Technology 52

Audit Board

NOVEMBER 1, 2023

IT risk assessments can be a great way to gain insight into your organization’s IT environment, risks, and controls. Not only do IT risk assessments provide a comprehensive view of an organization’s security risk posture, but they also offer insights into the identification and prioritization of evolving threats.

Compliance 52

Compliance Technology Dividends Start-ups 52

Audit Board

JULY 26, 2023

The latest extension to AuditBoard’s modern connected risk platform enables IT risk and security leaders to better manage their threat landscape, quantify risks, and improve cyber resilience. We’ve purpose-built AuditBoard ITRM to help customers more easily manage this critical work and improve their cyber resilience.”

Compliance 52

Compliance Technology 52

N Contracts

OCTOBER 27, 2022

24, 2022 – Ncontracts , the leading provider of integrated compliance and risk management solutions to the financial industry, today announced that Michelle Amato has joined the company as Chief Sales Officer. As the company experiences ongoing demand for its suite of products, Ms. BRENTWOOD, Tenn.,

Compliance 90

Compliance 90

Audit Board

APRIL 27, 2022

Digital risk has become one of the fastest-growing, most pervasive risks in any organization. Gartner defines “ digital risk ” as the set of risks inherent in digital products, services, and supporting processes. Meanwhile, only 18% of respondents place ownership of digital risk with business management.

Technology 105

Technology Compliance 105

Benzinga

DECEMBER 21, 2023

21, 2023 (GLOBE NEWSWIRE) -- Risk Strategies , a leading national specialty insurance brokerage and risk management firm, today announced it has acquired Setnor, Byer, Boganoff, Inc. Originally founded in 1981, Setnor Byer Insurance & Risk offers a broad range of insurance products and services for both businesses.

40

40

Audit Board

AUGUST 16, 2023

Effective risk management takes a proactive and preventative stance to risk, aiming to identify and then determine the appropriate response to the business and facilitate better decision-making. What Are Risks? Nevertheless, we choose to take on those risks, and may benefit from doing so.

Start-ups 52

Start-ups Compliance Technology Specific Risk 52

Harvard Corporate Governance

MARCH 25, 2022

During the early weeks of the COVID-19 pandemic, we spoke to seasoned board directors and retired CEOs with a track record of navigating crises to identify a set of crisis management lessons for boards. Critical Issues for Management. Both countries are also key players in the production of metals such as nickel, copper, and iron.

226

226

Audit Board

JUNE 7, 2022

Best-in-breed information security compliance and IT risk solution to be showcased June 7-10 at Gartner’s Security & Risk Management Summit. . CrossComply offers advanced automation capabilities, including automated framework mapping, evidence collection, and continuous monitoring.

Compliance 98

Compliance Marketability 98

Reynolds Holding

JUNE 21, 2022

Regulators globally are paying attention, focusing on retail investor protection against greenwashing and mis-selling of ESG products. In addition to enforcement, regulators are scrutinizing ESG fund and product disclosure, proposing to enhance existing regulation of fund managers and financial products.

Marketability 83

Marketability Treasury Finance Compliance 83

Audit Board

AUGUST 8, 2023

Enterprise risk management is a methodology of risk management, taking a top-down approach to the risk management process, and taking into account the organization and senior management’s business objectives and strategic objectives.

Compliance 52

Compliance Start-ups Technology Marketability 52

Audit Board

JANUARY 12, 2023

Cybersecurity risk assessments are a means for organizations to assess risks to their information assets and are a core requirement of most cybersecurity frameworks. It includes: A process flow for building and manage a cybersecurity risk management program. .

Compliance 97

Compliance Start-ups Asset-based Approach Specific Risk 97

Audit Board

JUNE 3, 2022

Environment, Social, Governance (ESG) is a framework for assessing risks to a company’s operations related to large-scale, long-term environmental, social, and governance issues. An ESG audit is an assessment of the risks an organization faces related to environmental, social, and governance domains. What Is an ESG Risk? .

Compliance 98

Compliance Start-ups Equity Finance 98

ThomsonReuters

FEBRUARY 16, 2024

This makes data management matter more than ever. 2. This makes data management matter more than ever. 2. Aiding in heightened risk management Many global companies are ill-equipped to meet these new demands. Automation and quality control are highly effective measures for reducing this risk.

Technology 96

Technology Compliance Start-ups Finance 96

Audit Board

OCTOBER 23, 2023

Thousands of audit, risk, sustainability, and compliance professionals tuned in virtually for Audit & Beyond 2023 , AuditBoard’s fifth annual user conference, joined by hundreds who attended the event at Marriott Marquis San Diego Marina in San Diego, CA. The goal of AuditBoard AI is to help teams focus on solving new risks more quickly.

Compliance 69

Compliance Technology 69

Sun Acquisitions

MARCH 27, 2024

Understanding ESG in M&A: Environmental (E): The “E” in ESG focuses on a company’s environmental impact, including its carbon footprint, resource management, and overall commitment to environmental sustainability. Risk Mitigation: Companies are recognizing that overlooking ESG factors can pose significant risks.

Marketability 59

Marketability Compliance 59

ThomsonReuters

JANUARY 8, 2024

AI-powered software can handle large volumes of data with speed and accuracy, significantly reducing the risk of human error. By analyzing historical data and market trends, AI algorithms can provide valuable insights into potential risks and opportunities. It’s all about the data.

Data Analysis 101

Data Analysis Compliance Technology Banking 101

Sun Acquisitions

APRIL 26, 2024

Risk Mitigation and Reputation Management One of the primary reasons sustainability has become integral to the M&A process is risk mitigation. Companies with poor environmental, social, and governance (ESG) practices are exposed to regulatory, legal, and reputational risks.

Compliance 52

Compliance Marketability 52

Audit Board

SEPTEMBER 21, 2023

Financial risk management is a function of enterprise risk management (ERM) that has to do with handling, identifying, and treating financial risks. Healthy cash flow, diversification, and competent financial management all play a hand in an effective financial risk management strategy.

Market Risk 52

Market Risk Start-ups Marketability Compliance 52

Audit Board

OCTOBER 23, 2023

Stay tuned for a second article deep dive into GE’s journey with a data-driven dynamic risk assessment. Learn more about Dynamic Risk Assessment solutions powered by AuditBoard and EY here. Identify Risk Through Data-Driven Inputs The “risk then data, or data then risk?”

Compliance 64

Compliance Specific Risk Technology 64

Lighter Capital

AUGUST 17, 2023

You have to carefully manage cash flow and optimize business results, then fundraise when the market is hot to maximize your company’s value. How to Grow a SaaS Startup in a Capital Crunch Step 1: Manage existing cash flow Bootstrapped or venture-backed, nearly every tech startup must raise capital to grow. There’s a problem, though.

Banking 98

Banking Finance Marketability Equity 98

Audit Board

AUGUST 25, 2022

Digital transformation — largely accelerated by 2020’s shift to remote work models — has altered business operations from a visible set of centrally managed technology assets to a highly distributed, opaque set of digitally-enabled processes, products, and services. Digital Risk Lurks in the Shadows. million in 2022, a 12.7%

Technology 52

Technology Finance Marketability Compliance 52

ThomsonReuters

DECEMBER 8, 2023

How AI is transforming audit Traditionally, auditors have heavily relied on manual processes to uncover risk in financial statements and business operations. AI algorithms can quickly analyze vast datasets, identifying patterns, anomalies, and potential risks with exceptional speed.

Technology 98

Technology 98