Reynolds Holding

FEBRUARY 14, 2023

In a recent case, the Securities and Exchange Commission (SEC) pursued an unconventional form of insider trading involving Medivation Inc., In a new study, we seek to better understand the informativeness of another form of unconventional insider trading and its role in the stock market.

Marketability 59

Marketability Technology 59

Reynolds Holding

SEPTEMBER 15, 2022

Securities and Exchange Commission (SEC) brought 51, 30, and 33 insider trading cases in 2018, 2019, and 2020, respectively. We address this challenge in a new paper on how option investors responded to a significant increase in the likelihood and severity of prosecution after hedge-fund manager Raj Rajaratnam’s arrest in October 2009.

Marketability 59

Marketability Start-ups 59

Harvard Corporate Governance

APRIL 28, 2022

For example, earlier research finds that insiders ( Bonaime et al., We define the corporate calendar as the firm’s schedule of financial events and news releases throughout its fiscal year, such as blackout periods and earnings announcements. .” While this concern has received a lot of attention from U.S.

Equity 258

Equity Finance Marketability 258

Reynolds Holding

JUNE 30, 2022

Regulation affecting managers’ disclosure of news in U.S. adopted by the Securities and Exchange Commission (SEC) in 2000, which stopped managers from disclosing news to a select group of people, and (c) Sarbanes-Oxley Act (SOX), 2002, which expanded the scope, accuracy, and completeness of disclosures to stakeholders.

Finance 124

Finance Equity Marketability 124

Benzinga

NOVEMBER 28, 2022

Analysts at Wells Fargo & Co (NYSE: WFC ) and Morgan Stanley (NYSE: MS ) each gave Activision Blizzard Inc (NASDAQ: ATVI ) an updated price target of $95 per share Monday, following the news the buyout deal tendered by Microsoft Corp (NASDAQ: MSFT ) may be blocked. What Happened: Microsoft is making an acquisition offer of $95 per share.

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Reynolds Holding

MARCH 28, 2022

District Court in San Francisco denied a motion to dismiss charges filed by the Securities and Exchange Commission under an expansive new theory of insider trading liability. The SEC’s “Shadow Trading” Claim. In a matter of first impression, the court ruled in SEC v. an oncology-focused biopharmaceutical company.

Marketability 83

Marketability Banking Data Analysis Dividends 83

Reynolds Holding

OCTOBER 24, 2023

Proactive compliance also requires you to really engage with personnel inside your company’s different business units and to learn about their activities, strategies, risks, financial incentives, counterparties, and sources of revenues and profits. 16] He then allegedly traded on that information and tipped it to his friends, who also traded.

Compliance 40

Compliance Accounting Firms Start-ups Marketability 40

Benzinga

SEPTEMBER 23, 2022

NASDAQ: BCAN ) (CSE: BYND ) ("BYND" or the "Company" ) announced today that, further to its news release of September 19, 2022, it has completed the purchase of all of the issued and outstanding shares of Zigi Carmel Initiatives & Investments Ltd. (" ZC ") from Carmel Zigdon. VANCOUVER, British Columbia, Sept.

Technology 40

Technology 40

Musings on Markets

JULY 27, 2022

At close of trading on July 26, 2022, the stock was trading at ? No matter what, having a valuation in hand makes the first day of trading much more interesting, as you wait for the market to pass its own judgment on the stock’s pricing, though that judgment reflects more a pricing game than a value estimate. higher (i.e.,

Risk Premium 81

Risk Premium Start-ups Equity Marketability 81

Reynolds Holding

JULY 18, 2022

Nonfungible token (NFT or Token) was the word of the year in 2021, as NFT sales exceeded $4 billion in monthly trading volume in January 2022 after generating more than $23 billion in sales in 2021. Arrest for insider trading in NFTs. Attorney Damian Williams said: “NFTs might be new, but this type of criminal scheme is not….Today’s

Treasury 66

Treasury Technology Marketability 66

Audit Board

JUNE 7, 2022

I recall exactly where I was when I heard the dreadful news that WorldCom had admitted to inflating its earnings by $3.8 It was a scaled-back event in the wake of the 2001 terrorist attacks in New York and Washington, but there was still a lot of excitement in the air. The fallout from the press release was swift and predictable.

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Reynolds Holding

APRIL 18, 2024

16] Second, take what you’ve learned from our orders and public pronouncements, and your own research, and engage with personnel inside your company’s different business units to learn how AI intersects with their activities, strategies, risks, financial incentives, and so on. 2] In re: FTX Trading Ltd , No. Zixiao (“Gary”) Wang , No.

Compliance 45

Compliance Technology Start-ups Marketability 45

Benzinga

AUGUST 2, 2022

NEWS RELEASE – INSIDE AND REGULATED INFORMATION August 2, 2022, 4:00PM EDT / 22:00 CET. M dxhealth Acquire s Oncotype DX ® GPS P rostate C ancer B usiness f rom Exact Sciences and Reports Preliminary Half Year 2022 Results. Solidifies leadership in the precision diagnostics urology market.

Marketability 40

Marketability Finance Technology 40

Musings on Markets

APRIL 21, 2022

Over the last decade, the company's platform, and the tweets that show up on it, became a ubiquitous part of news, culture and politics, as politicians used the platform to expand their reach and spread their ideas and celebrities built their personal brands around their followers. billion, with a value per share of $10.91.

Start-ups 99

Start-ups Marketability Technology Market Capitalization 99

Reynolds Holding

SEPTEMBER 19, 2023

Within corporations, the divide between ownership and control creates inherent information asymmetry between insiders and public investors. Corporate insiders, motivated by self-interest, have both the incentive and means to manage firms in ways that favor their private interests, often at the expense of public investors.

Technology 52

Technology Finance Marketability 52

Reynolds Holding

JANUARY 9, 2023

When this news came to light, the company’s stock price plummeted to a close of $83.65 Of note, in July 2021 the company also settled a $30 million derivative shareholder class action over insider trading allegations. On news of the arrests, Crown’s stock price fell 14% on unusually heavy trading volume.

Banking 81

Banking Private Equity Firm Marketability Compliance 81

Musings on Markets

DECEMBER 10, 2021

One of the big news stories of last week was Jack Dorsey stepping down as CEO of Twitter, and the market's response to that news was to push up Twitter's stock price by almost 10%. Family Group Companies: The Life Cycle Effect In much of the world, businesses, even if they are publicly traded, are run by family groups.

Start-ups 83

Start-ups Marketability Technology Market Capitalization 83

Cooley M&A

JULY 19, 2019

While some may view this as the ICO simply continuing to flex its muscle (in light of news of a £183M (approximately $123M) British Airways fine a day earlier), the Marriott fine and others likely to follow could have significant implications on future M&A transactions involving cybersecurity and data privacy matters.

Compliance 52

Compliance B2B Start-ups Marketability 52

Benzinga

MARCH 28, 2024

Andreas Bechtolsheim , founder and chief architect of Silicon Valley-based technology company Arista Networks Inc (NYSE: ANET ), this week agreed to settle charges of insider trading, paying a civil penalty of nearly $1 million.

Technology 64

Technology Equity Marketability 64

Musings on Markets

JANUARY 11, 2024

At the end of that class, I put together a class on investment philosophies, not with the intent of picking the best one, but instead offering the entire menu, so that students could decide for themselves whether they wanted to be technical analysts, momentum trades, value investors, venture capitalists of market timers.

Corporate Finance 128

Corporate Finance Finance Start-ups Dividends 128

Musings on Markets

NOVEMBER 4, 2022

Investors, used to a decade of better-than-expected earnings and rising stock prices at these companies, have been blindsided by unexpected bad news in earnings reports, and have knocked down the market capitalization of these companies by hundreds of billions of dollars in the last few weeks.

Start-ups 98

Start-ups Market Capitalization Marketability Dividends 98

Musings on Markets

DECEMBER 2, 2020

While there were news stories about the virus for the first few weeks of 2020, they centered either on China or passengers on cruise ships that had been exposed to the virus. Once the virus made its presence felt elsewhere, in February and March, countries responded with partial and full economic shut downs that hurt all businesses.

Start-ups 52

Start-ups Marketability Equity Market Capitalization 52

Reynolds Holding

SEPTEMBER 12, 2023

A recent news article notes that this number of finalized rules is less than a number of my predecessors in a comparable timeframe. [4] Not only have we seen the electrification of markets, but also a significant share of the markets has moved to wholesalers and other means of trading off exchange, otherwise known as the dark markets.

Banking 40

Banking Treasury Marketability Equity 40

Reynolds Holding

APRIL 3, 2024

Last year, the Pew Research Center released a survey finding that nearly a third of Americans who had ever invested in, traded, or used crypto, no longer held any. [10] But I am incredibly proud of the perseverance of the staff, who push forward for one reason alone: because investor protection demands it. LEXIS 36788, at *21 (W.D.

Start-ups 45

Start-ups Marketability Compliance 45

Benzinga

JULY 5, 2022

Here's a roundup of top developments in the biotech space over the last 24 hours: Stocks In Focus. AstraZeneca Strengthens Its Hematological Cancer Pipeline With TeneoTwo Acquisition.

Technology 98

Technology Equity Finance 98

Benzinga

JULY 7, 2022

during after-hours trading. The company submitted three serious adverse event reports related to clinically significant transient hypotension (low blood pressure) occurring shortly after initiating the intravenous dose of DM199. DMAC shares closed 36.1% lower at $1.29

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Benzinga

AUGUST 25, 2022

According to Benzinga’s Insider Trades page , Milton subsequently sold large portions of his Nikola shares, including: More than $16 million in August 2021. What Happened: Milton, who was indicted on fraud charges in July 2021, resigned as CEO amid allegations that he made false assertions about NIkola's technology.

Technology 98

Technology 98

Musings on Markets

SEPTEMBER 27, 2022

The other first order effect from inflation, and the Fed's reaction to it, has also been in the currency market, where the US dollar has soared against almost every currency, with the Euro and the British pound trading at or close to historic lows.

Risk Premium 74

Risk Premium Treasury Start-ups Equity 74

Benzinga

AUGUST 10, 2022

Twitter Inc (NYSE: TWTR ) shares are trading higher Wednesday after Tesla Inc (NASDAQ: TSLA ) CEO Elon Musk sold shares of the electric vehicle company, noting that the funds could be used for a potential Twitter deal. According to several SEC filings, Musk sold nearly $7 billion worth of Tesla stock between Aug. 5 and Aug.

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52

Benzinga

NOVEMBER 9, 2022

NASDAQ: TSLA ) shares since Friday, and the news will likely weigh down on the beaten-down stock. The news may not sit well with some investors, he added. Elon Musk sold about $4 billion worth of Tesla Inc. “Looks like he’s preparing for Twitter to be a money hole for the next year,” Munster added.

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Benzinga

OCTOBER 27, 2022

The long-awaited, $44 billion deal between Twitter Inc. NYSE: TWTR ) and Tesla Inc (NASDAQ: TSLA ) CEO Elon Musk is expected to close this week. In addition to ending a dramatic back-and-forth between both parties, the announcement is expected to lift an overhang on Tesla shares.

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Reynolds Holding

MAY 15, 2022

Institutional intermediaries control the majority of the voting power at most publicly-traded companies, but they lack the underlying economic interest in the shares they vote. In sum, purpose proposals are both good news and bad news for corporate governance. That process has been dramatically affected by intermediation.

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NYT M&A

JULY 26, 2022

An escalation from Beijing would have far-reaching economic consequences.

Mergers & Acquisitions 74

Mergers & Acquisitions 74

Reynolds Holding

FEBRUARY 23, 2023

The spoofed orders lured other market participants to trade at prices, quantities, or times that they wouldn’t have otherwise traded. Before entering some of these resolutions, we saw only lip service paid to compliance, and in one case, managers who had substantial information about unlawful trading allowed it to continue.

Compliance 45

Compliance Marketability Start-ups Banking 45

ThomsonReuters

JUNE 10, 2021

This is welcoming news for many businesses looking to make up for lost ground since last summer – in particular hotels, restaurants, bars, and other service-related businesses. Federal News. State and Local News. For the latest in tax, accounting, and payroll news, visit tax.tr.com/blog. Also, 12 U.S. 1, 2021 to Sept.

Start-ups 98

Start-ups Treasury 98

Reynolds Holding

AUGUST 21, 2022

Today [August 11], the Federal Trade Commission initiated a proceeding to examine whether we should implement new rules addressing data practices that are unfair or deceptive. Trade Comm’n, Internet Site Agrees to Settle FTC Charges of Deceptively Collecting Personal Information in Agency’s First Internet Privacy Case (Aug.

Marketability 53

Marketability Technology Compliance 53

Reynolds Holding

MARCH 27, 2023

Conversely, “Retail Trade” filings increased from 4% to 9%, the high watermark in recent years. In CFSA , trade associations representing payday lenders sought to block the CFPB from implementing a “Payday Lending Rule.” The stock allegedly fell 13% on this news. Figure 2: 2. 4th 616 (5th Cir. In re Danimer Scientific, Inc.

Technology 59

Technology Start-ups Compliance Finance 59