Audit Board

APRIL 13, 2023

Integrated reporting blends together multi-capital information across the organization to provide a qualitative understanding of a company’s strategy and outcomes that is underpinned with quantitative data showing both successes and challenges. Resilience: Are You Prepared to Respond to and Recover From Risk Events?

Compliance 52

Compliance Start-ups Technology Specific Risk 52

Chris Mercer

MARCH 7, 2024

Access to, availability of, and reliability of information regarding the underlying asset or entity. Access to reliable information is certainly an important factor since investors desire to know the factual backgrounds of their investments. However, the same appraisers estimate company-specific risk premiums on a regular basis.

Dividends 52

Dividends Appraisal Terminal Value Business Valuation 52

Audit Board

DECEMBER 7, 2022

“Getting up this mountain of uncertainty, you need a special vehicle, and that vehicle needs to be equipped to give you greater risk visibility looking into the future, but also greater risk understanding based on where you’ve been and what you’ve seen. These three areas have a very specific focus when it comes to risk assessment.

Start-ups 52

Start-ups Compliance Specific Risk Technology 52

Reynolds Holding

FEBRUARY 12, 2023

Founders may be reluctant to take on so much risk. Founders typically invest a large percentage of their human and financial capital into their startups and consequently are unable to diversify firm-specific risk. In our model, VCs address the divergence in risk preference by striking an implicit bargain with founders.

Finance 59

Finance Firm-specific Risk Equity Specific Risk 59

Audit Board

JANUARY 12, 2023

Cybersecurity risk assessments are a means for organizations to assess risks to their information assets and are a core requirement of most cybersecurity frameworks. However, specific guidance on how to conduct these assessments is typically not included in framework requirements. Identifying Cybersecurity Risks.

Compliance 97

Compliance Start-ups Asset-based Approach Specific Risk 97

Valutico

APRIL 17, 2023

This helps the company determine the feasibility of new projects and investments, set a proper pricing strategy, and make informed decisions on allocating resources. The Weighted Average Cost of Capital helps investors make informed decisions about where to allocate their resources for maximum return on investment.

Weighted Average Cost of Capital 52

Weighted Average Cost of Capital Discounted Cash Flow Beta Risk-free Rate 52

Valutico

APRIL 17, 2023

This helps the company determine the feasibility of new projects and investments, set a proper pricing strategy, and make informed decisions on allocating resources. The Weighted Average Cost of Capital helps investors make informed decisions about where to allocate their resources for maximum return on investment.

Weighted Average Cost of Capital 52

Weighted Average Cost of Capital Discounted Cash Flow Beta Risk-free Rate 52

Valutico

APRIL 12, 2023

This helps the company determine the feasibility of new projects and investments, set a proper pricing strategy, and make informed decisions on allocating resources. The Weighted Average Cost of Capital helps investors make informed decisions about where to allocate their resources for maximum return on investment.

Weighted Average Cost of Capital 52

Weighted Average Cost of Capital Discounted Cash Flow Beta Risk-free Rate 52

ThomsonReuters

NOVEMBER 16, 2020

The biggest deficiency that I see are teams that do not identify specific risks,” Shawn points out. “ The team goes in, understands the entity, but does not identify those risk. Have more inherent risk and procedure discussions. . They may know about them, but they do not get them documented in the files.

Specific Risk 52

Specific Risk Technology 52

Reynolds Holding

MAY 23, 2023

Despite the investor protections recently enacted under the ’33 and ’34 Acts, there still were specific risks to investors who were dealing with investment advisers and investment companies. [3] 20] These proposals are about truth in advertising, from the name a fund uses to the information standing behind a funds’ claims.

Banking 40

Banking Technology Marketability Capital Structure 40

Audit Board

SEPTEMBER 7, 2023

Hear From Leaders: 2023 EY C-Suite Insights: Sustainability and ESG Trends Index ESG Reporting and Communications ESG Controller: Owns data verification and integrated reporting of financial and nonfinancial information as mandated by ESG disclosure requirements.

Compliance 52

Compliance Start-ups Specific Risk Marketability 52

Class VI Partner

JULY 25, 2021

CoPilot will help you identify what specific risks your business has that decrease company value. CoPilot identifies over 90 different types of potential risks a company could have that will make the business less valuable in the eyes of an investor. This material is for informational purposes only.

Start-ups 52

Start-ups Banking Marketability Specific Risk 52

Harvard Corporate Governance

NOVEMBER 21, 2022

Impact of COVID-19 : As we enter the third year of the pandemic, it may still be too early to entirely eliminate COVID-19 specific risk factors, but companies may be able to significantly streamline their disclosures. 4 For more information, see our prior alert, “ SEC Proposes Long-Awaited Climate Change Disclosure Rules.”

Technology 246

Technology Marketability Compliance Finance 246

Reynolds Holding

FEBRUARY 20, 2023

Further, the proposed rule does not contain an exception allowing the use of information barriers to allow a private fund manager affiliated with CLO and ABS sponsors to engage in transactions that otherwise might be prohibited, although the SEC did acknowledge the possibility of such an exception and requested comments on the issue.

Marketability 45

Marketability Compliance Specific Risk 45

Harvard Corporate Governance

AUGUST 21, 2023

Data privacy risk is a major concern with generative AI, since user data is often stored to improve the quality of data. Rather than reacting to events, taking a forward-looking approach—without trying to forecast specific risks—can be helpful. Crisis readiness and resilience.

Compliance 189

Compliance Technology Start-ups Specific Risk 189

Reynolds Holding

NOVEMBER 8, 2022

Give brief, clear notice of opt-out rights, along with information about how to opt-out. They can steal sensitive information, alienate clients, destroy valuable property, and undermine core company objectives. Provide for opting out of automated systems in favor of a human alternative, as appropriate.

Compliance 49

Compliance Specific Risk Equity Technology 49

Audit Board

AUGUST 16, 2023

Targeted risk management practices like ORM and SCRM have risen to address emerging areas of risk, with those disciplines focused on mitigating risks associated with operations and the supply chain. Security risks have become an area of risk that companies can’t ignore, and must safeguard against.

Start-ups 52

Start-ups Compliance Technology Specific Risk 52

Audit Board

MAY 10, 2023

It’s noteworthy that these mandatory disclosures will be made via 8-K, 10-Q, or 10-K filings, meaning that all information becomes public record. There are no requirements for the SEC to keep any information non-public.

Compliance 98

Compliance Technology Specific Risk Start-ups 98

Audit Board

APRIL 20, 2023

Any third party — vendor, provider of product components, partner, or customer — can present new risks to your organization. The need for robust third-party risk management (TPRM) has been growing over time, and many organizations are not ready. You’ll want to track the latest review dates and review outcomes as well.

Specific Risk 52

Specific Risk Technology Compliance 52

Cooley M&A

OCTOBER 29, 2018

In November 2017, Fresenius confronted Akorn about these allegations and informed Akorn that it was invoking its right of access and information under the merger agreement to conduct its own investigation of the allegations. business risks (risks arising from the ordinary operation of the party’s business).

Compliance 52

Compliance EBITDA Specific Risk Marketability 52

Audit Board

FEBRUARY 14, 2023

In reality, they may have been ahead of the market, but now it’s time to revisit what information the new reporting rules are targeting. This could also be a good time to review the current SASB and other ESG frameworks , ESG risk factors , and the regulators’ positions on specific risks.

Specific Risk 52

Specific Risk Marketability 52

Class VI Partner

JULY 28, 2021

Book The “Book” in mergers and acquisitions refers to a detailed presentation about a business for sale, including information on its financials, sales, operations, employees, management, and other important information. This “Book” is typically presented to potential buyers to solicit interest in a business for sale.

Book Value 52

Book Value Equity Enterprise Value Fair Market Value 52

Equilest

JULY 25, 2023

Valuing a convenience store accurately ensures that you make informed decisions and get the best possible outcome. Staying updated on these factors is essential for both owners and investors to make informed decisions. In this article, we will explore the essential steps to value a convenience store effectively.

Intangible Assets 40

Intangible Assets Discounted Cash Flow Business Valuation Marketability 40

Audit Board

MAY 2, 2023

Compliance: How It’s Measured Compliance risk and gap assessments can help companies to easily identify coverage gaps between their organizations and industry standards or frameworks to develop more impactful audit plans. Requirements are tracked by mapping frameworks to specific risks and controls.

Compliance 52

Compliance Technology Specific Risk 52

Reynolds Holding

MARCH 27, 2024

In order to meet this burden, “[t]he FDIC expects applicants to provide specific and forward-looking information to enable the FDIC to evaluate the expected benefits of the merger on the convenience and needs of the community to be served.” The FDIC would require applicants to supply more information as part of a BMA application.

Banking 45

Banking Marketability Specific Risk Finance 45

Erik A. Lopez

SEPTEMBER 23, 2015

The court stressed that a buyer must make a strong showing to invoke a MAC out, explaining: Merger contracts are heavily negotiated and cover a large number of specific risks explicitly. The 2020 Survey is available here. The post Material Adverse Effect Clauses appeared first on The M&A Lawyer Blog.

Net Debt 52

Net Debt EBIT Marketability Specific Risk 52

Internal Audit 360

DECEMBER 21, 2022

Unfortunately, our listeners may employ a much simpler, more primitive part of their brain first to process the information that we are trying to convey. Internal auditors love logic and often possess high reasoning powers. That approach is generic to human conversation.

Start-ups 52

Start-ups Compliance Specific Risk 52

Cooley M&A

MARCH 1, 2019

Relative to choosing a single exit strategy, a dual-track process tends to be more complicated and resource-intensive, while also posing some specific risks. Pursuing a “dual-track” process involves preparing for an initial public offering at the same time as running a private M&A process, often through an auction.

Equity 52

Equity Marketability Specific Risk Finance 52

Reynolds Holding

JULY 5, 2022

Moreover, large companies typically have deep pockets, which ensures compensation for investors who incurred losses because they traded during the period when stock prices were distorted by false information. Sometimes they are represented on the board, which provides them with direct decision-making powers and access to information.

Firm-specific Risk 59

Firm-specific Risk Specific Risk Firm Value 59

Brian DeChesare

JULY 27, 2022

Often, they aim to profit from macro moves such as changing interest rates while hedging company-specific risk. These funds tend to favor distressed or stressed bonds and attempt to profit via fundamental changes in the issuer’s credit profile while hedging interest-rate risk. Credit Hedge Funds: The Final Verdict.

Equity 52

Equity Start-ups Private Equity Firm Beta 52

Reynolds Holding

OCTOBER 5, 2022

1094 (2019), that those who disseminate false or misleading information to the investing public with the intent to defraud can be liable under Section 17(a)(1) of the Securities Act and Exchange Act Rules 10b-5(a) and 10b-5(c), even if the disseminator did not “make” the statement within the meaning of Rule 10b-5(b). SEC , 139 S. Martinez v.

Start-ups 72

Start-ups Marketability Equity Compliance 72

Reynolds Holding

MARCH 27, 2023

He subsequently brought claims under Sections 11 and 12 of the Securities Act, alleging that the registration statement and prospectus Slack issued in connection with the direct listing omitted material information that rendered Slack’s required disclosures misleading. Failure To Disclose Specific Risks In re Talis Biomedical Corp.

Technology 59

Technology Start-ups Compliance Finance 59

Reynolds Holding

FEBRUARY 1, 2023

The Executive Order specifically instructs CFIUS to consider the following national security factors: the effect on the resilience of supply chains, potential harm to U.S. technological leadership in areas that impact U.S. persons.

Finance 45

Finance Equity Technology Banking 45

Internal Audit 360

FEBRUARY 29, 2024

Some suggest that this approach seems to overemphasize a focus on risk detection and reaction and underemphasize a focus on risk anticipation and prevention. AI generated deepfake videos can be used to spread false or misleading information, or to damage reputations.

Technology 69

Technology Compliance Specific Risk Finance 69

Reynolds Holding

AUGUST 9, 2023

In the United States, the federal banking regulators informally signaled for several years that they were considering how to address the Basel Endgame revisions, but did not release a proposal until last week. This market risk measure is used to adjust an organization’s total RWAs.

Banking 52

Banking Market Risk Marketability Finance 52