Deal Law Wire

MAY 28, 2021

Investor advice platforms, at both the retail and institutional level, have evolved in recent years – from the use of classic literature to expanded services offered by brick-and-mortar firms. We previously addressed how M&A transactions may occur with fintech companies and traditional banks. What is robo-advising?

Technology 52

Technology Marketability Banking 52

Reynolds Holding

APRIL 18, 2024

One of the hallmarks of PCCE is that it brings together academics, regulators, and industry professionals, and allows us to have candid conversations about corporate misconduct and the ways in which we can all work together to improve compliance. So looking ahead, where do we see potential risk? I’ll simply note they exist. [5]

Compliance 45

Compliance Technology Start-ups Marketability 45

Reynolds Holding

JUNE 21, 2022

The proposal would require funds to define the terms used in a fund’s name in a way that is consistent with the term’s ‘plain English’ meaning or established industry use. Regulators globally are paying attention, focusing on retail investor protection against greenwashing and mis-selling of ESG products. May 31, 2006-Dec 31, 2021.

Marketability 83

Marketability Treasury Finance Compliance 83

Brian DeChesare

JANUARY 19, 2022

But if you read other accounts, FSG runs models, Analysts get hands-on technical work, and the hours could be longer and more stressful because your clients are private equity firms. According to some, you do almost no modeling or technical work in this group, and it’s one of the easier jobs in IB, similar equity or debt capital markets.

Private Equity Firm 72

Private Equity Firm Banking Equity Finance 72

Reynolds Holding

AUGUST 22, 2022

For all the press lamenting the “crypto winter” and urging long-term legislative overhaul, there has not been sufficient attention to how existing regulatory tools can be employed to address some of the key risks and vulnerabilities in the current crypto landscape. In particular, we recommend that U.S. rehypothecation).

Banking 49

Banking Compliance Equity Marketability 49

Brian DeChesare

MARCH 13, 2024

Tech Industry Maturation – As the technology industry matured, companies generated more predictable cash flow, but they still needed capital to scale. Official descriptions usually cite the following points to explain how growth equity firms differ from VC and PE firms: They acquire minority stakes in companies (like VC and unlike PE).

Equity 90

Equity Start-ups Marketability Banking 90

Brian DeChesare

DECEMBER 7, 2022

Hong Kong is still an important financial center, but banks there now focus almost exclusively on mainland China in terms of deals, clients, and new hires. But if you don’t fit this profile, you probably want to re-think your plans: Investment Banking in Hong Kong: Top Banks, Industries, and Deals. Huatai Securities. China Securities.

Banking 52

Banking Equity Start-ups Finance 52

Reynolds Holding

MAY 18, 2022

We were in the midst of the Great Depression. In other words, in those two key years, one could say we replaced one gold standard with another gold standard: the securities laws. We are blessed with the largest and most innovative capital markets in the world. We can’t take our leadership in capital markets for granted, though.

Marketability 59

Marketability Finance Corporate Finance Technology 59

Reynolds Holding

MAY 23, 2023

Today, registered investment advisers manage over $110 trillion in assets across more than 50 million clients. Today, nearly 75 years later, the private fund industry has grown to $25 trillion [8] in gross asset value amongst tens of thousands of funds [9] —larger than the entire $23 trillion commercial banking sector. [10]

Banking 40

Banking Technology Marketability Capital Structure 40

IVSC

OCTOBER 21, 2023

The portfolio consists of over 25,000 assets (owned and leased) that include all major property types except retail in more than 280 cities. We are in often unpredictable environments and face rapidly changing security risks, political and civil unrest, and evolving climate risks. Department of State. In 2020, the U.S.

Appraisal 246

Appraisal Marketability Technology Start-ups 246

Reynolds Holding

NOVEMBER 29, 2022

Since November 11, 2022, though, FTX has been in bankruptcy, having borrowed extensively and used the assets of its clients in a likely and spectacular fraud. How can we avoid a system beholden to Sam Bankman-Fried, Mark Zuckerberg, Elon Musk, and other autocratic leaders who undermine the principles of our capital markets?

Marketability 137

Marketability Banking Start-ups Finance 137

Musings on Markets

DECEMBER 10, 2023

While it is often assumed that key people, at least from a value perspective, are at the top of the organization, usually founders and top management, we will begin this section by expanding the key person definition to include anyone in an organization, and sometimes even outside it.

Key Person Discount 113

Key Person Discount Start-ups Price to Book Marketability 113

Musings on Markets

NOVEMBER 4, 2022

As we get deeper into earnings season for the third quarter of 2022, the biggest negative surprises are coming from technology companies, with the tech giants leading the way. The Operating Journey The drop in Facebook's stock price that has occurred in 2022 is part of a larger story of a decline in tech companies during the year.

Start-ups 98

Start-ups Market Capitalization Marketability Dividends 98

Reynolds Holding

MAY 2, 2023

4] In 1998, the industry had $800 billion to $1 trillion in assets with only a few thousand funds. [5] 6] The private fund industry plays an important role in each sector of the capital markets, whether it’s equity, treasury, corporate bond, mortgage, municipal, loan origination, or many other markets.

Treasury 45

Treasury Equity Marketability Banking 45

Reynolds Holding

JUNE 7, 2022

We previously reported on the Commission’s proposal at the end of 2021. The new report takes into account many of the concerns raised by the industry and simplifies many of the newly introduced requirements in a helpful manner. Simplify the New Loan Origination Regime. Reporting of Fees and Expenses.

Marketability 45

Marketability Finance 45

Reynolds Holding

NOVEMBER 15, 2022

“A centerpiece of those efforts is ensuring that we are using every tool in our toolkit, including penalties that have a deterrent effect and are viewed as more than the cost of doing business. While we set a Commission record this past fiscal year for total money ordered at $6.4 We expect compliance.”. investors.”.

Compliance 45

Compliance Marketability Technology Alpha 45

Reynolds Holding

SEPTEMBER 11, 2023

We summarize below some high-level observations and notable points from the Final Rules (available here ) along with specific interpretive issues that the industry needs to consider during the transition period. How this new position will manifest remains to be seen given the widespread practice of adviser indemnification.

Compliance 40

Compliance Marketability Start-ups Banking 40

FE International

MARCH 14, 2018

How to Value an App. How to Sell an App. Software development is a unique and ever-evolving industry. In recent years, we have noticed an increase in the number of online entrepreneurs entering the app space. Therefore, we have put together this guide to valuing an app business. How much is your app worth?

Marketability 52

Marketability Start-ups EBITDA Business Valuation 52

Reynolds Holding

OCTOBER 5, 2022

We have already seen many notable developments in securities law this year. This increase is driven primarily by SPAC-related actions in the technology and industrial sectors that have offset a potential decline in actions in the consumer space. Chris-Craft Industries, Inc. , Echoing the court’s recent decision in Rosenbaum v.

Start-ups 72

Start-ups Marketability Equity Compliance 72

Reynolds Holding

MARCH 27, 2023

Although the number of securities lawsuits filed this year remained steady compared to 2021, we have seen many notable developments in securities law. We also provide an update on the status of mandatory federal forum provisions in the Ninth and Seventh Circuits and in the State of California.

Technology 59

Technology Start-ups Compliance Finance 59

Reynolds Holding

AUGUST 30, 2023

As we have previously noted, regardless of industry, size or performance, no company is too large, too popular, too new or too successful to consider itself immune from activism. Activism has fully rebounded from the brief pandemic dip, with the past eighteen months seeing increased activity.

Equity 40

Equity Dividends Total Shareholder Return Finance 40

Reynolds Holding

SEPTEMBER 7, 2022

As we have previously noted, regardless of industry, size, performance or “newness” to the public markets, no company should consider itself immune from activism. Even companies that are respected industry leaders and have outperformed the market and their peers have been, and are being, attacked. 1 last year).

Equity 45

Equity Dividends Total Shareholder Return Marketability 45

Reynolds Holding

JULY 27, 2022

I would like to address three topics: first, I will touch on three areas of particular interest to our Division; second, I’ll mention two specific developments confronting the investment management industry in the coming months; and, third, I’ll focus on one of our largest projects and a topic of recurring interest, money market funds. * * *.

Banking 45

Banking Marketability Finance Corporate Finance 45

Brian DeChesare

APRIL 19, 2023

The two industries have a lot in common, but in the current cycle, different forces are driving mining – such as the demand created by renewable energy, electric vehicles (EVs), and the promised “energy transition.” The metals & mining team’s classification varies based on the bank.

Banking 52

Banking Start-ups Private Equity Firm Equity 52

Reynolds Holding

DECEMBER 5, 2022

In this regard, directors should seek to understand the corporation’s risk profile, and its management of short-, medium- and long-term risks, as well as how risk is taken into account in the corporation’s business decision-making and strategic planning. See our memo, Risk Management and the Board of Directors.

Technology 66

Technology Banking Compliance Finance 66

Reynolds Holding

OCTOBER 24, 2022

Today, I’d like to zoom in on that principle of competition, and how it runs through each part of the SEC’s mission. It helps capital markets more effectively price and allocate money and risk. It helps the U.S. Now, I’d like to discuss how we are looking to apply these tools across the fixed income, equity, and private markets.

Treasury 56

Treasury Marketability Equity Finance 56

FE International

JANUARY 3, 2021

Whether you’re selling a Shopify business or any other kind of e-commerce store, this article will teach you how to obtain an accurate business valuation and how to complete an e-commerce business sale. So, how have we ended up here? How to Value an e-Commerce Business. How to Sell an e-Commerce Business.

EBITDA 59

EBITDA Start-ups Finance eCommerce 59