Reynolds Holding

OCTOBER 24, 2023

The first category is easy: being a member of the compliance function is not a “get-out-of-jail” card, so when compliance officers violate the securities laws in ways that have nothing to do with exercising their compliance responsibilities, they are held accountable just like anyone else. with Violating Whistleblower Protection Rule” (Sept.

Compliance 40

Compliance Accounting Firms Start-ups Marketability 40

Reynolds Holding

NOVEMBER 17, 2022

As activist investors have pressed for climate action, public firms have responded with voluntary disclosures, and some of these disclosures have generated shareholder lawsuits. Most climate-related shareholder litigation falls into three categories. First, many lawsuits relate to what I broadly call “greenwashing.”

Marketability 119

Marketability 119

Reynolds Holding

MAY 6, 2022

These pay cuts were often accompanied by press releases that emphasized notions of CEOs “leading from the front,” “being all in this together,” and “sharing the pain” of the pandemic with employees. One-third of S&P 1500 CEOs reduced their base salary in 2020 as the onset of the coronavirus pandemic caused widespread economic disruption.

111

111

Audit Board

AUGUST 3, 2022

When functions employ varying risk categories and language, resulting data sets won’t support year-by-year comparisons or alignment with other structures in your risk universe. For example, using COSO Framework risk categories (e.g., press releases). . operational, strategic, compliance, etc.) parent vs. child), and more. .

Compliance 52

Compliance 52

Reynolds Holding

SEPTEMBER 14, 2023

We find that bank-owned asset managers are the largest category among the largest EU asset managers. To assess whether asset manager ownership affects engagement, we also look into the distribution of assets under management by asset manager ownership category. A version of this post appeared on the Oxford Business Law Blog here.

Banking 64

Banking Finance Equity Marketability 64

Benzinga

MARCH 27, 2024

This press release does not constitute an offer to sell, or the solicitation of an offer to buy, any securities. Securities Act and applicable exemptions under state securities laws.

Marketability 40

Marketability 40

Benzinga

JUNE 8, 2022

As TAAT ® is a non-tobacco product, the Company anticipates it can capitalize on this upcoming gap in the tobacco category. menthol tobacco cigarettes) starting in 2023. LAS VEGAS and VANCOUVER, British Columbia, June 08, 2022 (GLOBE NEWSWIRE) -- TAAT ® GLOBAL ALTERNATIVES INC.

40

40

Reynolds Holding

DECEMBER 19, 2023

Risk-based approach In line with earlier drafts, the final version of the EU AI Act is expected to divide AI systems into four categories: Prohibited (“Unacceptable Risk”) AI Systems. The Act only adopts are more stringent approach in a relation to a limited universe of “systemic” AI systems, a category which (as with the U.S.

Compliance 45

Compliance Private Equity Firm Start-ups Technology 45

Reynolds Holding

AUGUST 9, 2023

As discussed below, in many respects, the Capital Proposal would apply new or heightened requirements to banking organizations across categories, which would have the effect of substantially undoing this regulatory tailoring by imposing more uniform capital requirements.

Banking 52

Banking Market Risk Marketability Finance 52

Equidam

NOVEMBER 23, 2021

Equidam partner GreenTec Capital Partners invests in African startups that target some of the most pressing Sustainable Development Goals. They use capacity building, process optimization and a diverse team of international experts to help founders scale their operations and their business across Africa and beyond.

Start-ups 52

Start-ups Marketability 52

Reynolds Holding

AUGUST 21, 2022

Discrimination based on protected categories: Automated systems used by firms sometimes discriminate based on protected categories—such as race, color, religion, national origin, or sex—including in contexts where this discrimination is unlawful.18 1 Press Release, Fed. 3 See, e.g., Press Release, Fed. 28, 2021), [link].

Marketability 53

Marketability Technology Compliance 53

Reynolds Holding

AUGUST 24, 2022

The SEC’s climate rule proposal broadly requires disclosure related to the following categories of information: Climate-related risks and their impacts on strategy, business model, and outlook. Securities and Exchange Commission, Press Release, “SEC Announces Enforcement Task Force Focused on Climate and ESG Issues” (Mar. ENDNOTES. [1]

Banking 49

Banking Compliance Marketability Corporate Finance 49

Brian DeChesare

MARCH 16, 2022

Evaluating a potential investment consists of: Reviewing deal documents such as the press releases, merger agreement , proxy statements, etc., But there are two broad categories within merger arbitrage: funds that bet on announced deals and those that bet on pre-announced deals (i.e., Merger Arbitrage Sub-Strategies and Deals.

Start-ups 59

Start-ups Equity Banking Marketability 59

Andrew Stolz

APRIL 17, 2020

The father of value investing, for example, Benjamin Graham is no stranger to this category. For example, an Associated Press article noted how Warren Buffet—an all-time great investor and champion of value investing—referred to himself as an “idiot” for not buying Amazon’s stock (2019). The Associated Press via The Chicago Tribune.

Dividends 52

Dividends Discounted Cash Flow Start-ups Marketability 52

Equidam

JUNE 7, 2022

We looked at our data from the last 6 months, split into three categories that cover early-stage rounds and different stages of product roll-out: Group 1: Raising 1.25 – 2.5M. It may be misleading to focus on these common ‘named rounds’, so for the purpose of this article we’ve taken a slightly different approach. Conclusion.

Start-ups 52

Start-ups Finance Equity Marketability 52

Reynolds Holding

JANUARY 31, 2023

In adding deepfake response to an AI IRP, organizations should consider including: A means to quickly prove that the video, picture or audio is fake; draft press statements ready to go declaring the video to be fake, with distribution plans appended; and draft takedown notices ready to go for the sites that are hosting the deepfakes.

Start-ups 81

Start-ups Marketability Technology 81

Reynolds Holding

FEBRUARY 15, 2024

The second category, predictable harm, is also reasonably straightforward. This now brings us to Kara’s third category. Right now, though, the opportunities for deception or manipulation most likely fall in the programmable and predictable harm categories rather than being truly unpredictable. Frank” (Feb. 22] See Compl.

Finance 45

Finance Start-ups Marketability Technology 45

M&A Leadership Council

FEBRUARY 13, 2024

Working Assumptions: This category may be somewhat trickier, but it may be the most helpful for your integration leaders and work-streams. Our counsel is to use these confirmed business decisions as opportunities to reduce ambiguity further and establish as much focus and clarity as possible.

Mergers & Acquisitions 59

Mergers & Acquisitions Technology Marketability 59

Peak Business Valuation

NOVEMBER 15, 2023

Manufacturing Companies Manufacturing companies need equipment appraisals, especially for machinery like presses, transformers, woodworking machines, and welding equipment, among others. This category can also include spa and tanning salon equipment, sporting goods, and fitness equipment.

Appraisal 52

Appraisal Business Valuation Finance Marketability 52

Reynolds Holding

DECEMBER 13, 2022

After the murder of George Floyd in 2020, we asked our research team to search corporate websites and social media accounts and databases of corporate press releases for CEO statements related to racism, racial inequality, and Black Lives Matter (BLM). We did this for all Fortune 500 corporations and Certified B Corporations (“B Corps”).

Equity 45

Equity 45

Reynolds Holding

AUGUST 22, 2022

For all the press lamenting the “crypto winter” and urging long-term legislative overhaul, there has not been sufficient attention to how existing regulatory tools can be employed to address some of the key risks and vulnerabilities in the current crypto landscape.

Banking 49

Banking Compliance Equity Marketability 49

Benzinga

JUNE 7, 2023

The Letter Agreement provides for the parties to enter into a definitive arrangement agreement setting out the final terms and conditions of the Proposed Transaction, at which time additional information will be provided in a subsequent press release.

Marketability 40

Marketability Market Capitalization 40

Harvard Corporate Governance

OCTOBER 28, 2022

27] As ESG has different meanings and utility to different stakeholders, reducing ESG to specified categories risks making the disclosure potentially misleading – at worst – or confusing or unhelpful, at best. 3 SEC Announces Spring 2022 Regulatory Agenda, Press Release No. Next Steps. 2022-112 (June 22, 2022), available at [link]. (go

Banking 198

Banking Enterprise Value Marketability Compliance 198

Reynolds Holding

NOVEMBER 7, 2022

Anyone in these categories who trades in securities of the sponsor while aware of MNPI might violate a prohibition on insider trading, by trading or tipping. Any of them, as well as supervisors at the institution, could learn MNPI. FDA personnel receive confidential information.

105

105

Appraiser Newsroom

JANUARY 31, 2023

His writing on the subject is included in LA’s Early Moderns: Art/Architecture/Photography published by Balcony Press in 2003 and Land of Sunshine: An Environmental History of Los Angeles published by the University of Pittsburgh Press in 2005. Michael is known as an expert in the history of Southern California photography.

Appraisal 52

Appraisal Accounting Firms Fair Market Value Marketability 52

Reynolds Holding

JULY 4, 2023

Horizontal overlaps: Both filing parties would be required to submit a written submission identifying their principal categories of current and planned products and services and explaining whether they compete with the other filing person. No similar requirement exists under the current rules.

Equity 45

Equity Marketability 45

M&A Leadership Council

JUNE 8, 2023

Working Assumptions: This category may be somewhat trickier, but it may be the most helpful for your integration leaders and work-streams. Our counsel is to use these confirmed business decisions as opportunities to reduce ambiguity further and establish as much focus and clarity as possible.

Technology 59

Technology Marketability 59

Reynolds Holding

MAY 12, 2022

Non-depository “covered persons” subject to CFPB supervision have no asset thresholds and can include any person that (1) provides a consumer financial product or service to individuals and (2) falls into one of several categories of non-depository institutions. See CFPB Press Release. 2 See Cheryl Cooper and David Carpenter, Cong.

Marketability 45

Marketability Compliance Banking 45

Reynolds Holding

OCTOBER 26, 2023

To provide a simple example, a G-SIB typically has four or five categories of securities forming its capital structure that may be written-down or converted in resolution (listed in descending order of seniority): Senior debt that qualifies towards “total loss-absorbing capacity” (“TLAC”) requirements (in the case of U.S. Bail-in and the U.S.

Banking 40

Banking Equity Capital Structure Marketability 40

Reynolds Holding

OCTOBER 18, 2023

In an article in an investment industry magazine titled “When ESG is in your DNA,” DIMA stated that every DWS investment team used the ESG quality review system to make investment decisions for their portfolio.

Compliance 40

Compliance Banking Marketability Equity 40

Reynolds Holding

APRIL 27, 2022

Next, we look at the official reason companies provide in press releases to explain CEO departures and the relation between these and Push-Out Scores. While most researchers identify two types of succession (permanent and interim successors), in fact three categories exist: Permanent. Stated Reason for CEO Departures.

Marketability 69

Marketability 69

Reynolds Holding

SEPTEMBER 7, 2023

Currently, US G-SIBs, their subsidiary IDIs, and Category II banking organizations are required to deduct a portion of eligible LTD of US G-SIBs and IHCs of non-US G-SIBs from capital. This could divert attention from other, more pressing issues, such as managing deposit concentrations and enhancing contingency funding plans.

Banking 40

Banking Finance Equity Marketability 40

M&A Leadership Council

JANUARY 3, 2022

Working Assumptions – This category may be somewhat trickier, but it may be the most helpful for your integration leaders and work-streams. Our counsel is to use these confirmed business decisions as opportunities to reduce ambiguity further and establish as much focus and clarity as possible.

Technology 52

Technology Marketability 52

Audit Board

AUGUST 16, 2023

Reputational Risk Reputational risks are an interesting category. Reputational risks are realized when a company receives bad press or experiences a successful cyber attack or security breach; or any situation that causes the public to lose trust in an organization.

Start-ups 52

Start-ups Compliance Technology Specific Risk 52

Reynolds Holding

MAY 1, 2023

Disclosures to third parties may also qualify as “protected disclosures” but in more limited circumstances which vary according to the category of third party the disclosure is made to. [8] In particular, certain categories of confidential information (e.g., PIDA encourages workers to make “internal” disclosures to their employer.

Compliance 49

Compliance Banking Marketability 49

Musings on Markets

AUGUST 15, 2023

While that is convenient, it is worth emphasizing two implicit assumptions that underlie why government bond rates are viewed as risk-free: Control of the printing presses : If you have heard the rationale for government bond rates as risk-free rates, here is how it usually goes.

Risk-free Rate 80

Risk-free Rate Treasury Risk Premium Start-ups 80

Reynolds Holding

JUNE 14, 2022

Within the categories of smaller reporting companies (SRCs), emerging growth companies (EGCs), foreign private issuers (FPIs), and multijurisdictional disclosure system filers (MJDS), the increase is larger. In the SEC’s press release, Gurbir S. While SOX clawbacks are not common, they do occur from time to time.

Total Shareholder Return 45

Total Shareholder Return Equity 45