Farrel Fritz

SEPTEMBER 19, 2022

New York’s default rules regarding LLC members’ rights to transfer their interests appear in sections 603 and 604 of the LLC Law. Some operating agreements go a step further, specifying that assignments made in violation of its restrictions are void. In transfer restriction clauses, “void” is a magic word. 2018]).

Finance 52

Finance Equity 52

Brian DeChesare

JANUARY 10, 2024

The truth is that both claims are correct but incomplete. There is some overlap because at the large banks, wealth management clients often get early/privileged access to investment banking products, such as upcoming IPOs, equity/debt offerings, or new investment products. Think: benchmarking portfolios rather than modeling companies.

Banking 59

Banking Start-ups Equity Corporate Finance 59

Reynolds Holding

AUGUST 15, 2022

In a new study, we investigate whether investor activity around earnings announcements is consistent with the leveraging of a mosaic of soft information obtained from private meetings and subsequently forecasted earnings announcements. One concern with these analyses is the potential endogenous nature of private meetings.

Technology 59

Technology Marketability 59

Reynolds Holding

JANUARY 10, 2023

Global ESG regulatory regimes will become more complex as new and emerging ESG regulation — including in the US, the UK, and the EU — continues to move ESG from a soft law or “private ordering” regime to hard law. The global ESG regulatory mosaic will become increasingly more complicated, creating potential conflicts and risks.

Start-ups 56

Start-ups Marketability Banking Finance 56

Reynolds Holding

FEBRUARY 19, 2023

District Court for the Southern District of New York (SDNY). Notably, the day before the former product manager’s guilty plea and months after his brother’s, the two defendants filed a motion to dismiss the Securities and Exchange Commission’s (SEC’s) parallel civil suit. Reasonable expectation of profits from the efforts of others.

Marketability 45

Marketability 45

Farrel Fritz

NOVEMBER 7, 2022

That’s because such disputes generally feature only state law claims ( e.g., breach of fiduciary duty, breach or enforcement of the owners’ agreement, judicial dissolution, dissenting shareholder appraisal proceedings, common-law business torts) between at least two citizens of the same state. Cyrulnik moved to dismiss the S.D.N.Y.

Finance 52

Finance Appraisal 52

Brian DeChesare

FEBRUARY 16, 2022

But if that’s your rationale for claiming that it’s “not banking,” then you might as well argue that ECM and DCM are also not banking. We previously covered public finance in a 2-part interview series, but those articles glossed over some nuances and did not get all the explanations correct. more limited exit opportunities).

Finance 65

Finance Banking Equity Marketability 65

Peak Business Valuation

JANUARY 17, 2023

In this article, we explore five questions to get you headed in the right direction when analyzing a small business. For example, a seller may claim that about $50,000 of expenses are personal in nature. Asking for supporting documentation can help verify this claim. Consider them before buying a small business.

Business Valuation 98

Business Valuation Fair Market Value Appraisal Start-ups 98

Farrel Fritz

OCTOBER 24, 2022

Four days ago, when I sat down to write this article, my plan was to feature a decision from Manhattan Commercial Division Justice Andrea J. 195 AD3d 40 [1st Dept 2021]) , the Court writing that “where the indemnification is broad, in the absence of limiting language, both intra-party and third-party claims are covered.”.

Start-ups 40

Start-ups 40

Reynolds Holding

OCTOBER 5, 2022

According to Cornerstone Research, although new filings remain consistent with the first half of 2021, the number of approved settlements is up over 30% from the same time last year, and the median settlement amount has rebounded from the low that we reported in our 2021 Mid-Year Securities Litigation Update. A. Filing Trends.

Start-ups 72

Start-ups Marketability Equity Compliance 72

Brian DeChesare

JANUARY 4, 2023

Natural Resources & Commodities: 5% [Up 4%]. The article about the FTX bankruptcy summarizes my views on crypto, and I don’t have much to add here. I was expecting a 15-20% market correction to the S&P in 2020 or early 2021 due to a new covid variant, war, or some other disaster. Short-Term U.S. Treasuries: 19% [Up 19%].

Marketability 91

Marketability Start-ups Treasury Dividends 91

Reynolds Holding

MARCH 6, 2024

In adopting new disclosure rules, the Commission should understand the informational needs of a “reasonable investor.” The Commission adopts an entirely new subpart of Regulation S-K and an entirely new article of Regulation S-X for one topic – climate change – applicable to all public companies.

Compliance 53

Compliance Corporate Finance Marketability Finance 53

Brian DeChesare

JULY 6, 2022

Natural Resources (Non-Gold/Silver): 6% [Up 5%]. When I sold most of my crypto, I left some of the proceeds in cash and put the rest into “non-precious metals natural resources” (oil, gas, agriculture, minerals, timber, water, uranium, etc.). Real Estate (Owned Property + Investment Funds): 15% [Up 5%]. Cash & Savings: 15% [Up 1%].

Marketability 97

Marketability Start-ups Equity Banking 97

FE International

JUNE 28, 2021

This article is part of our? In order to get visitors to click on the affiliate links in your articles, you need to have engaging content and a strategy that lures them there in the first place. Regular new high-quality content is key. . You will find more on this later in this article. . Valuation by Business Model

Start-ups 59

Start-ups Marketability Technology 59

Reynolds Holding

AUGUST 24, 2022

This article analyzes the emerging framework of ESG regulation and litigation in order to advise market participants of the upcoming legal risks relating to ESG issues. The SEC’s Proposed Rule on Climate-Related Disclosures. Leading this charge is the Securities and Exchange Commission (“SEC”). Financial Statement Metrics.

Banking 49

Banking Compliance Marketability Corporate Finance 49

Musings on Markets

NOVEMBER 4, 2022

Investors, used to a decade of better-than-expected earnings and rising stock prices at these companies, have been blindsided by unexpected bad news in earnings reports, and have knocked down the market capitalization of these companies by hundreds of billions of dollars in the last few weeks.

Start-ups 98

Start-ups Market Capitalization Marketability Dividends 98

Appraisers Blog

JULY 27, 2023

To reference Mr Retired Appraiser as well, the amc lobbyist actions of bullying in a CFPB ‘safe harbor’ provision which changed the definition of C&R compliance also coincided with the event of reformation of HUD 1 forms, where the industry heads selected a new consumer disclosure form, among several possible choices.

Appraisal 73

Appraisal Compliance Marketability Equity 73

Farrel Fritz

FEBRUARY 14, 2022

Both documents were conditioned upon approval of the Brazilian government, requiring Rakib to tender payment for his membership interest within five days of the approval. Most significant is Soros’s decision to mark the value of its investment to zero on September 30, 2015, 45 days before the November 15, 2015 closing date.

Book Value 59

Book Value Appraisal Business Valuation Fair Market Value 59

Reynolds Holding

MAY 25, 2022

However, geopolitical instability may be the new normal, and the resulting risks may require companies to consider how these risks affect their business, and for public companies, disclosure of such information to shareholders. Three days later, Burlington Stores, Inc.—a The next day, Owens & Minor Inc. 3d 1046 (9th Cir.

Compliance 53

Compliance Start-ups Marketability Corporate Finance 53

Farrel Fritz

NOVEMBER 13, 2023

I recently had the privilege of speaking to an audience of judges of the New York Supreme Court Commercial Division at Fordham Law School’s Eileen Bransten Institute on Complex Commercial Litigation. Naturally, the topic was business divorce litigation.

Fair Market Value 59

Fair Market Value Appraisal Marketability 59