Reynolds Holding

SEPTEMBER 12, 2022

I know there are many other topics you are interested in hearing about from our panelists today. 1] The Securities and Exchange Commission disclaims responsibility for any private publication or statement of any SEC employee or Commissioner. Securities and Exchange Commission, at SEC Speaks 2022 in Washington, D.C. .

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Reynolds Holding

MAY 18, 2022

I’m honored to appear before you for the second time as Chair of the Securities and Exchange Commission. These statutes created requirements and regulations around disclosure, registration, exchanges, and broker-dealers, and established the SEC to oversee the markets. Before I conclude, I will discuss three other topics.

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Reynolds Holding

FEBRUARY 23, 2023

Which brings me to my next topic: the Fraud Section’s enforcement results over the past year. Cryptocurrency fraud has also been a key priority over the last two years, and I anticipate that cryptocurrency crimes will continue to be a priority across the department. to California, no one is above the law.

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Reynolds Holding

OCTOBER 5, 2022

Cryptocurrency-related actions are also on pace to increase in 2022, driven in part by the continued increase in actions against crypto exchanges and allegations related to securitization in the first half of the year. On the other hand, cybersecurity filings, along with opioid and cannabis cases, are on pace to decrease significantly.

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Reynolds Holding

DECEMBER 5, 2022

Given the challenging economic climate, boards should be mindful of possible risks relating to inflation and rising interest rates, availability and cost of financing, increases in operating costs and fluctuations in exchange rates, as applicable. See our memo, Cybersecurity Oversight and Defense – A Board and Management Imperative.

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Reynolds Holding

FEBRUARY 1, 2023

House of Representatives to ban Chinese-owned social media app TikTok from operating in the United States and widespread attention focused on the crypto industry following the November 2022 implosion of cryptocurrency exchange FTX). Intercontinental Exchange Inc.’s s $13 billion acquisition of Black Knight, Inc.

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Reynolds Holding

MARCH 27, 2023

Second, in considering whether the forum-selection clause would contravene strong public policy, the court held that neither the Exchange Act’s anti-waiver provision, 15 U.S.C. Update On Securities And Exchange Commission v. June 15, 2022): In at least one action, investors challenged corporate commitments on ESG- related topics.

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Reynolds Holding

JUNE 26, 2022

The SEC had been successful in litigation establishing that some crypto products satisfied the Howey definition of a security and could be traded on a platform that would have to register as a security exchange. Through the end of 2021, the SEC had brought 97 crypto-related litigations and administrative actions, imposing approximately $2.35

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