Harvard Corporate Governance

OCTOBER 9, 2023

Securities and Exchange Commission (the “SEC”) amended rules relating to insider trading arrangements and related disclosures. The amendments added conditions to the availability of the affirmative defense to insider trading liability contained in Rule 10b5-1 under the Securities Exchange Act of 1934 (the “Exchange Act”).

Total Shareholder Return 188

Total Shareholder Return Equity Compliance Marketability 188

Reynolds Holding

JUNE 21, 2022

In the latest salvo, on 25 May the US Securities and Exchange Commission (SEC) voted 3:1 to approve two proposals enhancing scrutiny of ESG funds and advisers’ ESG practices. Recently updated Canadian fund guidance. Emerging APAC regulation. Conclusion.

Marketability 83

Marketability Treasury Finance Compliance 83

Reynolds Holding

JULY 26, 2023

Today’s rule, by contrast, reads like a test run for future overly prescriptive, overly costly disclosure rules covering a never-ending list of hot topics. ENDNOTES [1] Release at 5 (citing CF Disclosure Guidance: Topic No. Attorney General. [14] 14] Obtaining approval within four days will be quite a feat. [15] 2—Cybersecurity (Oct.

Compliance 40

Compliance Corporate Finance Finance Marketability 40

Reynolds Holding

DECEMBER 20, 2022

1] holds that the federal securities laws basically do not apply extraterritorially, but they have never quite understood Morrison ’s reasoning or standard. 8] In the case of the federal securities laws, the facts of Morrison show that the mere sending of mail by the defendant National Australia Bank into the U.S. Nat’l Austl.

Banking 111

Banking Marketability 111

Reynolds Holding

NOVEMBER 14, 2022

I have, for instance, a keen appreciation for football, in its European, American, Canadian, Australian, rugby, and even Gaelic permutations. I find that many of the more serious issues we face in the world today, with respect to the securities industry or otherwise, also have a global reach and consequences. No 34731 (Oct.

Marketability 45

Marketability Equity 45

Reynolds Holding

FEBRUARY 1, 2023

House of Representatives to ban Chinese-owned social media app TikTok from operating in the United States and widespread attention focused on the crypto industry following the November 2022 implosion of cryptocurrency exchange FTX). Intercontinental Exchange Inc.’s s $13 billion acquisition of Black Knight, Inc. companies by non-U.S.

Finance 45

Finance Equity Technology Banking 45

Brian DeChesare

APRIL 19, 2023

You don’t need to be a technical mining expert to pass your interviews, as all the standard topics will still come up, but you should know the following: The main categories of metals and the factors that drive their prices, production, and supply (see below).

Banking 52

Banking Start-ups Private Equity Firm Equity 52