Reynolds Holding

MARCH 28, 2024

Treasury Department, issued a Notice of Proposed Rulemaking (“Proposed Rule”) that would extend certain anti-money laundering program requirements to: investment advisers registered (“RIAs”) with the Securities and Exchange Commission (“SEC”); and investment advisers that report to the SEC as exempt reporting advisers (“ERAs”). persons.

Compliance 45

Compliance Banking Treasury Venture Capital Fund 45

Reynolds Holding

MAY 23, 2023

Despite the investor protections recently enacted under the ’33 and ’34 Acts, there still were specific risks to investors who were dealing with investment advisers and investment companies. [3] 2] They identified, though, a set of failures with the funds of those days.

Banking 40

Banking Technology Marketability Capital Structure 40

Reynolds Holding

FEBRUARY 1, 2023

The Executive Order specifically instructs CFIUS to consider the following national security factors: the effect on the resilience of supply chains, potential harm to U.S. technological leadership in areas that impact U.S. persons. technological leadership in areas that impact U.S. One month later, the U.S.

Finance 45

Finance Equity Technology Banking 45

Reynolds Holding

MARCH 27, 2023

The court also held that the agency’s funding structure also violated the Appropriations Clause, which requires money to be drawn “from the Treasury … in Consequences of Appropriations made by law.” Failure To Disclose Specific Risks In re Talis Biomedical Corp. 22-cv-00105, 2022 WL 17551984 (N.D.

Technology 59

Technology Start-ups Compliance Finance 59