Harvard Corporate Governance

APRIL 30, 2023

Posted by Wes Bricker, Kathryn Kaminsky and Kathy Neiland, PricewaterhouseCoopers LLP, on Sunday, April 30, 2023 Editor's Note: Wes Bricker and Kathryn Kaminsky are US Trust Solutions Co-Leaders, and Kathy Neiland is Partner and Leader at the Trust Leadership Institute, at PricewaterhouseCoopers LLP. This post is based on their PwC memorandum.

Start-ups 186

Start-ups Compliance Technology 186

Audit Board

JUNE 15, 2023

In the field of cybersecurity, risk management, and compliance, there are a collection of acronyms that you’ll hear often enough. Each of these organizations plays a role in the shifting tectonics of security, compliance, and risk. The NIST CSF has five central functions: Identify, Protect, Detect, Respond, and Recover.

Technology 52

Technology Compliance Start-ups Finance 52

Audit Board

AUGUST 23, 2023

Every company should feel urgency about maturing cybersecurity risk management. That’s the core message behind the heightened regulatory focus on cybersecurity — and with the U.S. The SEC cybersecurity rules will have a significant impact on your organization and role. You’re right. Officially, it doesn’t.

Compliance 52

Compliance Technology Start-ups 52

Audit Board

NOVEMBER 29, 2022

With businesses facing the strongest economic headwinds in years, the Chartered Institute of Internal Auditors (Chartered IIA) is urging internal auditors to embrace data analytics to navigate more risky, uncertain, and volatile times ahead. Creating an adverse business risk environment of a kind not seen for decades.

Compliance 52

Compliance Banking 52

Reynolds Holding

APRIL 18, 2024

And that is, when you combine charismatic leaders with strong investor interest, noncompliance, weak controls, or under-empowered gatekeepers, it creates a perfect storm of risk and the potential for great investor harm. And that’s precisely what I’d like to do this afternoon.

Compliance 45

Compliance Technology Start-ups Marketability 45

Harvard Corporate Governance

AUGUST 21, 2023

Generative artificial intelligence (AI) In the early months of 2023, major advances in the development and use of generative AI made headlines—including the promises and perils of the technology and its ability to create new, original content, such as text, images, and videos. Lee is a Senior Advisor at KPMG LLP. Board education.

Compliance 189

Compliance Technology Start-ups Specific Risk 189

Reynolds Holding

SEPTEMBER 12, 2023

We engage with more than 40,000 registrants—asset managers, brokers, dealers, exchanges, fund complexes, public companies, and many more. We engage with more than 40,000 registrants—asset managers, brokers, dealers, exchanges, fund complexes, public companies, and many more. Thank you for inviting me to testify today.

Banking 40

Banking Treasury Marketability Equity 40