SEC Adopts Substantive Requirements for Advisers to Private Funds
Harvard Corporate Governance
SEPTEMBER 24, 2023
Posted by David N. Solander, McDermott Will & Emery LLP, on Sunday, September 24, 2023 Editor's Note: David N. Solander is a Partner at McDermott Will & Emery LLP. This post is based on his MWE memorandum. On August 23, 2023, the US Securities & Exchange Commission (SEC) adopted new and amended rules (the New Rules) under the Investment Advisers Act of 1940 (Advisers Act) that focus on the SEC’s desire to address what it views to be “risks and harms that are common in an adviser’s re
Let's personalize your content