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Arnold & Porter Discusses Today’s SEC Examination Priorities, Tomorrow’s SEC Enforcement Actions

Reynolds Holding

These priorities reflect SEC Chair Gary Gensler’s stated view that the examinations program is crucial to the SEC’s work to protect investors and instill trust in markets. critical to the operation of financial markets and the confidence of its participants.”

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The Front Office, Middle Office, and Back Office: How Banks Organize Their Dungeons

Brian DeChesare

First, note that these terms apply only to investment banks and related finance firms (private equity firms, hedge funds, etc.). Saying that you work in “the front office” of a technology company or a marketing firm makes little sense – or, at least, it means something different from the definitions in this article.

Banking 97
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SEC Chair Speaks on Mandatory Disclosure at Conference Honoring John C. Coffee, Jr.

Reynolds Holding

Jack’s paper was called “Market Failure and the Economic Case for a Mandatory Disclosure System.” [1] 3] Relying solely on market-based incentives would lead to under-production of the public good of information about securities. First, disclosure promotes more efficient markets. It also helps issuers access the markets.

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Appraiser Newsroom - Untitled Article

Appraiser Newsroom

Henry has over 20 years of diverse experience in the fields of business economics, consulting/advisory services, interest rate and market risk modeling, and government affairs. He has over 15 years’ experience providing financial advisory services primarily to middle-market, privately-held businesses in a wide range of industries.

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Skadden Discusses the Impact of Banking System Turmoil

Reynolds Holding

The concentration of uninsured deposits, particularly at mid-sized and regional banks (sometimes as high as 90%), will likely keep liquidity demand elevated and markets attentive to any sign of deposit flight. Continued high interest rates may adversely affect the commercial real estate sector and the mid-sized banks that lend to it.

Banking 40
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Sullivan & Cromwell Discusses the Implications for Financial Institutions of Proposed SEC Climate Disclosure Rules

Reynolds Holding

Compliance with the proposed rules would be phased in (see Appendix A for disclosure compliance dates). The proposed rules, if adopted as proposed, would have particularly significant ramifications on the cost and complexity of SEC compliance for financial institutions because of their financed emissions. Scope 3 GHG Emissions.

Finance 45
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Mayer Brown Discusses Bank Regulators’ Proposed Overhaul of Capital Requirements

Reynolds Holding

Further, while US regulators initially signaled that capital levels would not be materially impacted by the Endgame Standard, the Capital Proposal is now expected to increase common equity Tier 1 (“CET1”) capital by around 16% for banking organizations subject to the Capital Proposal.

Banking 52