operational-risk-management Blog Related Topics 
Audit Board
OCTOBER 16, 2023
Modern ERM teams are tasked with identifying and reporting on the top risks that might prevent their organization from achieving its business objectives. Yet, there is growing evidence that these ERM programs are not doing enough to protect their businesses from operational risk events linked to their unique risk profiles.
ThomsonReuters
MAY 17, 2023
As we complete our examination of the impacts of SAS 145 for tax and accounting professionals, we’ll build on our previous posts on risk assessment , documentation and analysis , and balancing scope and complexity in auditing. In this last post, we’ll look at risks that can arise from the use of IT in accounting and auditing.
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Internal Audit 360
APRIL 25, 2024
GUEST BLOG POST I believe just about every internal audit executive would agree with me that our independence from management is critical. We need to be able to operate without undue interference from management. It also means that managers cannot stop us from performing an audit, and they cannot change its scope.
Internal Audit 360
MARCH 28, 2024
GUEST BLOG POST T his may be an odd question to ask, but as a leader of internal audit and risk management it was an important issue for me: Where should internal audit sit in any given organization? Our ability to have confidential discussions among ourselves and with management – without being overheard.
ThomsonReuters
MARCH 1, 2024
This blog post aims to dissect the impact of this Executive Order and emphasize the critical nature of implementing and maintaining strong data protection strategies within the tax and accounting profession. The Executive Order will likely lead to new compliance requirements that must be integrated into daily operations.
Internal Audit 360
APRIL 27, 2023
GUEST BLOG A s a consultant, I review internal audit departments at multiple financial services organizations each year while conducting Quality Assurance Reviews. ” Internal audit involves evaluating and testing an organization’s financial, operational, and compliance risks and controls.
Internal Audit 360
OCTOBER 12, 2023
GUEST BLOG POST: I am a huge believer, as are most leading internal audit practitioners, in enterprise risk-based auditing. That means that the audit plan is designed to provide assurance, advice, and insight on the more significant sources of risk to the organization and the achievement of its objectives.
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