National Law Review M&A

JUNE 13, 2023

Kantaros Jurisdiction: All Federal Type of Law: Corporate & Business Organizations Securities & SEC Litigation / Trial Practice Mergers & Acquisitions

85

85

National Law Review M&A

DECEMBER 29, 2022

Cohn Jurisdiction: All Federal Type of Law: Election Law / Legislative News Securities & SEC Mergers & Acquisitions Special highlight: Rohrer Jessica D.

92

92

National Law Review M&A

FEBRUARY 21, 2023

Erin Reeves McGinnis Zalak Raval Jurisdiction: All Federal Type of Law: Securities & SEC Mergers & Acquisitions Election Law / Legislative News

84

84

National Law Review M&A

JULY 25, 2023

Diamond Eric Chow Jurisdiction: All Federal Type of Law: Mergers & Acquisitions Antitrust & Trade Regulation Financial Institutions & Banking Securities & SEC Special highlight: Louis Lehot Brandee L.

Banking 80

Banking 80

National Law Review M&A

JUNE 28, 2023

International Trade Practice at Squire Patton Boggs Jurisdiction: All Federal Type of Law: Mergers & Acquisitions Consumer Protection Financial Institutions & Banking Securities & SEC Administrative & Regulatory

Banking 82

Banking 82

National Law Review M&A

DECEMBER 23, 2022

Heltzer Timothy (Ty) Carson Jurisdiction: All Federal Type of Law: Mergers & Acquisitions Election Law / Legislative News Antitrust & Trade Regulation Securities & SEC Administrative & Regulatory Hyman Jon B. Dubrow Gregory E.

95

95

National Law Review M&A

JANUARY 30, 2023

Wadley Jurisdiction: All Federal Type of Law: Election Law / Legislative News Mergers & Acquisitions Securities & SEC Robert Long William B. Mack Mark D. Shaffer Daniel J.

84

84

National Law Review M&A

AUGUST 9, 2023

Wadley Jurisdiction: All Federal Type of Law: Securities & SEC Financial Institutions & Banking Mergers & Acquisitions Election Law / Legislative News Mack Robert Long Daniel J.

Banking 66

Banking 66

National Law Review M&A

AUGUST 1, 2023

Philip Torbøl Mélanie Bruneau Francesco Carloni Giovanni Campi Jurisdiction: United Kingdom European Union Nikolaos Peristerakis Type of Law: Antitrust & Trade Regulation Mergers & Acquisitions Securities & SEC Utilities & Transport Antoine De Rohan Chabot

73

73

National Law Review M&A

AUGUST 26, 2022

Lavery Ryan Mullen Jurisdiction: United Kingdom Type of Law: Global Securities & SEC Election Law / Legislative News Mergers & Acquisitions Special highlight: Jennifer P.M. Marsh Gabriela R. Da Costa Niall J.

91

91

National Law Review M&A

DECEMBER 5, 2022

Keith Paul Bishop Jurisdiction: All Federal Type of Law: Financial Institutions & Banking Election Law / Legislative News Securities & SEC Mergers & Acquisitions

Banking 76

Banking 76

Harvard Corporate Governance

JULY 3, 2022

George Tucker III Research Professor at George Washington University Law School. The Securities and Exchange Commission presents its new climate proposal as a modest evolution in its longstanding rules requiring environmental disclosure. A breakdown of most of the first category by type illuminates. Cunningham is the Henry St.

218

218

National Law Review M&A

JANUARY 18, 2023

Cohn Jurisdiction: All Federal Type of Law: Mergers & Acquisitions Securities & SEC Administrative & Regulatory Rohrer Jessica D.

76

76

National Law Review M&A

AUGUST 5, 2022

Louis Lehot Jurisdiction: All Federal Type of Law: Mergers & Acquisitions Communications, Media & Internet Financial Institutions & Banking Securities & SEC

Banking 87

Banking 87

National Law Review M&A

MAY 19, 2023

Pradhan Jurisdiction: All Federal Type of Law: Financial Institutions & Banking Securities & SEC Mergers & Acquisitions Global Filipe Lacerda Ashish A.

Banking 65

Banking 65

National Law Review M&A

JULY 11, 2023

Harshita Srivastava Nishith Desai Jurisdiction: India Type of Law: Mergers & Acquisitions Antitrust & Trade Regulation Securities & SEC Global

55

55

National Law Review M&A

AUGUST 29, 2023

Hutcheon Jurisdiction: United Kingdom All Federal Type of Law: Securities & SEC Antitrust & Trade Regulation Mergers & Acquisitions Special highlight:

Accounting Firms 52

Accounting Firms 52

National Law Review M&A

APRIL 8, 2022

bankruptcy) Type of Law: Labor & Employment Corporate & Business Organizations Administrative & Regulatory Mergers & Acquisitions Litigation / Trial Practice Securities & SEC Pixley Jurisdiction: All Federal 9th Circuit (incl. bankruptcy) 7th Circuit (incl.

95

95

National Law Review M&A

FEBRUARY 15, 2023

Keith Paul Bishop Jurisdiction: All Federal Type of Law: Financial Institutions & Banking Mergers & Acquisitions Securities & SEC Election Law / Legislative News

Banking 58

Banking 58

Harvard Corporate Governance

NOVEMBER 23, 2022

Williams is Visiting Professor of Law at Indiana University Maurer School of Law and Professor of Law Emerita at the University of Illinois College of Law; and Robert G. The SEC received more than 5,000 comments on the Proposal. The SEC’s Authority and Duelling Comments by Academics and Former SEC Commissioners.

Banking 186

Banking Finance Corporate Finance Accounting Firms 186

National Law Review M&A

JULY 27, 2023

Java Jurisdiction: All Federal Type of Law: Mergers & Acquisitions Corporate & Business Organizations Administrative & Regulatory Securities & SEC Hemli Jacqueline R.

52

52

National Law Review M&A

AUGUST 10, 2022

Alfano III Jurisdiction: All Federal China Type of Law: Mergers & Acquisitions Global Securities & SEC Special highlight:

73

73

National Law Review M&A

FEBRUARY 2, 2023

Alexander “Sasha” Aganin Jurisdiction: All Federal Type of Law: Securities & SEC Litigation / Trial Practice Mergers & Acquisitions

58

58

National Law Review M&A

APRIL 13, 2022

Orlanski Type of Law: Securities & SEC Financial Institutions & Banking Mergers & Acquisitions Louis Rambo Special highlight: Burwell Peter Castellon Michael J Choate Steven L. Lichtenfeld Jurisdiction: All Federal Ben D.

Banking 80

Banking 80

National Law Review M&A

MARCH 1, 2023

Chadd Mary Frances Gardner Jurisdiction: All Federal Type of Law: Mergers & Acquisitions Securities & SEC Election Law / Legislative News Financial Institutions & Banking Special highlight: Prosek John R.

Banking 52

Banking 52

Reynolds Holding

APRIL 15, 2024

The Supreme Court is about to eviscerate the SEC’s power to efficiently pursue fraudsters. Jarkesy, the Court may hold that whenever the SEC seeks to impose monetary penalties on enforcement targets for securities fraud, it must proceed in federal court and not in its own administrative forum. Or so we are told.

59

59

Harvard Corporate Governance

JULY 1, 2022

Securities and Exchange Commission (SEC) once again reopened the period to solicit input from the public on the compensation clawback rules it proposed in 2015 to implement Section 954 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act). On June 8, 2022, the U.S.

Marketability 108

Marketability 108

Reynolds Holding

AUGUST 17, 2023

In the 90 years since the passage of the Securities Exchange Act, the number of ways market participants can publicly disseminate statements to investors has skyrocketed. Yet no regulator, legislator, or judge has answered a fundamental question: Should the law distinguish between a company’s statements in a tweet and in a press release?

Alpha 94

Alpha Marketability 94

Harvard Corporate Governance

OCTOBER 28, 2022

Securities and Exchange Commission, on Friday, October 28, 2022 Editor's Note: Mark T. Securities and Exchange Commission. The views expressed in the post are those of Commissioner Uyeda, and do not necessarily reflect those of the Securities and Exchange Commission or its staff. Uyeda, U.S. Uyeda is a Commissioner at the U.S.

Banking 198

Banking Enterprise Value Marketability Compliance 198

Reynolds Holding

JULY 17, 2023

On July 13, Judge Analisa Torres handed down a long-awaited decision in SEC v. Crypto enthusiasts immediately began celebrating the opinion as holding that XRP, the Ripple token, was not a security. Others welcomed the finding that certain XRP sales violated the securities laws but lamented that other sales were exempted.

Finance 98

Finance Marketability 98

Reynolds Holding

APRIL 3, 2024

As is customary, my remarks this morning are in my official capacity as Director of the Securities and Exchange Commission’s Division of Enforcement, and do not necessarily reflect the views of the Commission, the Commissioners, or other members of the staff. And that is precisely what we’d like to do today—speak to you directly.

Start-ups 45

Start-ups Marketability Compliance 45

Reynolds Holding

SEPTEMBER 13, 2023

First, will the Court apply the doctrine to a range of different regulatory schemes, such as agencies’ attempts to enforce the law case-by-case in federal court? In a new article , we examine these questions in the context of the Securities and Exchange Commission’s lawsuits involving crypto assets. In the 1946 case SEC v.

Technology 72

Technology 72

Reynolds Holding

APRIL 18, 2024

As is customary, my remarks this afternoon are in my official capacity as SEC Enforcement Director, and do not necessarily reflect the views of the Commission, the Commissioners, or other members of the staff. And over the last several years, we have brought a number of enforcement actions addressing this type of misconduct.

Compliance 45

Compliance Technology Start-ups Marketability 45

Reynolds Holding

NOVEMBER 9, 2023

I am pleased to be part of the 2023 conference on SEC Regulation Outside the United States to deliver the Fifth Annual Scott Friestad Memorial Lecture. I had the privilege of working with Scott Friestad at the Securities and Exchange Commission for nearly a dozen years. Good morning and thank you, Jim [Burns], for that introduction.

Marketability 53

Marketability Compliance Equity Technology 53

Reynolds Holding

MARCH 11, 2024

Though the litigation remains active, the lack of any case or controversy for the court to resolve may scuttle the prospects for a judicial decision , leaving unaltered for now the troubling manner in which the SEC oversees its shareholder-proposal process. Board Authority The rationale for this type of proposal is baffling.

Corporate Finance 53

Corporate Finance Start-ups Finance Marketability 53

Reynolds Holding

NOVEMBER 16, 2023

The realities of fragmentation are evident in the increasing competition between the major federal regulators claiming jurisdiction over digital asset markets: the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC). agencies in global markets.

Marketability 59

Marketability Market Capitalization Finance Technology 59

National Law Review M&A

MAY 5, 2022

Casas Robert Gago Edoardo Gambaro Jurisdiction: All Federal Netherlands United Kingdom Poland Italy European Union China Japan Yuji Ogiwara Type of Law: Mergers & Acquisitions Antitrust & Trade Regulation Litigation / Trial Practice Securities & SEC Labor & Employment Stephen M. Pepper Special highlight:

52

52