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SEC Enforcement Chief Speaks on the Future of Combating Corporate Fraud

Reynolds Holding

One of the hallmarks of PCCE is that it brings together academics, regulators, and industry professionals, and allows us to have candid conversations about corporate misconduct and the ways in which we can all work together to improve compliance. And that’s precisely what I’d like to do this afternoon.

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Let’s Stop Treating Crypto as If It Were Finance

Reynolds Holding

Policy discourse on this topic has centered around which – rather than whether – financial regulators should be in charge of crypto trading. What will the Fed or FSOC do if crypto trading firms collapse, and the crypto trading market blows itself up in a repeat of the FTX experience? This post comes to us from Todd H.

Finance 145
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What's Going To Happen To All The Companies FTX Bought?

Benzinga

FTX founder and former CEO Sam Bankman-Fried announced via Twitter Friday that FTX US, FTX Trading, quantitative research firm Alameda Research and 130 additional affiliated companies to the FTX Group have commenced voluntary proceedings under Chapter 11 bankruptcy. Here’s who FTX.

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A Beginner’s Guide to the SBF Prosecution: Where the Legal Issues Lie

Reynolds Holding

Attorney’s Office (“SDNY”) moved with unusual quickness to indict SBF – indeed, only a month after the collapse of FTX.com (“FTX”) in November. SBF owned both FTX and Alameda Research, which his indictment repeatedly describes as his “proprietary crypto hedge fund.” But that is a topic for a different column. Why such speed?

Banking 111
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Bias and Discrimination in Reports, Yes or No?

Appraisers Blog

Now, before you blow a cork or throw your mouse at the computer screen, let’s examine what’s really been impacting ‘us’ for the past 4 plus years. A statement in that article exposes some of what has.

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SEC Commissioner Urges Reform of Regulation D and Private Markets

Reynolds Holding

The growth of private markets through exempt offerings, the ascension of the once-mythical “unicorns,” and what these things portend for the future of our public markets have been hotly debated topics for some time now. [1] 21] That is an increase of about 121 unicorns in less than one year since I last spoke on this topic.

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Wachtell Lipton Discusses Mergers and Acquisitions–2022 and 2023

Reynolds Holding

House of Representatives to ban Chinese-owned social media app TikTok from operating in the United States and widespread attention focused on the crypto industry following the November 2022 implosion of cryptocurrency exchange FTX). Celsius Network, LLC, FTX Trading Ltd. This post comes to us from Wachtell, Lipton, Rosen & Katz.

Finance 45