Complysci

FEBRUARY 11, 2022

Cryptocurrency. Probably one of the few times a trending Twitter topic correlates with an SEC priority. While cryptocurrency may be one of the biggest talking points, the decentralized financial ecosystem at large represents a much broader challenge for compliance. Shadow Trading. Schedule a demo today to find out how!

Start-ups 52

Start-ups Compliance Technology 52

ThomsonReuters

NOVEMBER 8, 2022

By connecting all platforms across your tech stack, you can enable different systems to talk to each other to deliver a customized workflow that works best for your firm. . You can also automate cryptocurrency related collaboration and compliance while easily uncovering new planning and advisory opportunities. .

Start-ups 105

Start-ups Technology Accounting Firms Compliance 105

Brian DeChesare

NOVEMBER 16, 2022

FTX was founded as a cryptocurrency exchange in 2019 and gained over 1 million users by 2021, becoming the 3 rd largest exchange by volume and earning over $1 billion in revenue. The more interesting question is how much this scandal will hurt the venture capitalists and other institutions that invested in FTX and similar platforms.

Start-ups 52

Start-ups Banking Finance Technology 52

Reynolds Holding

OCTOBER 5, 2022

Cryptocurrency-related actions are also on pace to increase in 2022, driven in part by the continued increase in actions against crypto exchanges and allegations related to securitization in the first half of the year. at *2–3, *46, *50. at *2, *47. ON24, Inc., 21-cv-08578 (N.D. May 2, 2022) (Dkt. BitConnect International PLC , 25 F.4th

Start-ups 72

Start-ups Marketability Equity Compliance 72

ThomsonReuters

AUGUST 24, 2021

An NFT is not physical, it is a digital asset (or a token) that you would store in a virtual wallet with other tokens like cryptocurrency. Apple uses iOS as a platform to build all kinds of applications. Android also has a platform to develop apps. dapps) platform, not controlled by any centralized company.

Technology 52

Technology Banking Marketability 52

Reynolds Holding

MARCH 27, 2023

June 15, 2022): In at least one action, investors challenged corporate commitments on ESG- related topics. 9, 2022): In this joint putative class action, plaintiffs alleged that Talis misled investors about the company’s COVID-19 test platform (“Talis One”) in its IPO and post-IPO filings, as well as during investor calls.

Technology 59

Technology Start-ups Compliance Finance 59

Reynolds Holding

JUNE 26, 2022

The SEC had been successful in litigation establishing that some crypto products satisfied the Howey definition of a security and could be traded on a platform that would have to register as a security exchange. Through the end of 2021, the SEC had brought 97 crypto-related litigations and administrative actions, imposing approximately $2.35

Banking 72

Banking Compliance Technology Treasury 72