Reynolds Holding

NOVEMBER 28, 2022

Members of Congress and financial regulators from the Federal Reserve, U.S. Policy discourse on this topic has centered around which – rather than whether – financial regulators should be in charge of crypto trading. Instead, Congress and regulators should develop a policy and legal framework around crypto trading as it exists.

Finance 145

Finance Banking Marketability Treasury 145

ThomsonReuters

JANUARY 2, 2024

While no details have been released so far, topics examined by the working group provide some insight. Over the years, members of Congress have proposed legislation that seeks to establish a paid family and medical leave (PFML) program.

Compliance 52

Compliance 52

Reynolds Holding

JUNE 14, 2023

Congress recognized this seven years ago when, through the Small Business Advocate Act of 2016, it established this Advisory Committee. I’m glad to hear you have a number of topics on your agenda today. It’s often through a small business that those who have a dream or want to take a risk can make a go at it.

Marketability 45

Marketability Banking Technology 45

ThomsonReuters

JULY 1, 2022

Interested in payroll topics? In our last edition of the Certified Payroll Professional (CPP) Corner, we talked about taxable and nontaxble fringe benefits. Payroll conference guidance on fringe benefits. We want your feedback so we may continue to provide you valuable information on the CPP exam.

Start-ups 93

Start-ups Compliance 93

Reynolds Holding

JULY 26, 2023

2] Congress recognized the benefits to investors of current reporting in enacting the Sarbanes-Oxley Act of 2002. [3] 4] In 2004, implementing Congress’s mandate, the Commission adopted rules expanding current reporting on a range of matters. [5] 13, 2011), available at [link]. 26, 2018), available at [link]. [2]

Corporate Finance 40

Corporate Finance Finance Marketability 40

ThomsonReuters

JUNE 7, 2023

From the middle of the bustling expo at PayrollOrg’s 41st Congress conference in Denver on May 17, Lisa Weckman, VP of Product at Ceridian, talked with Checkpoint Payroll Update about global payroll challenges facing the industry. “If you just look at the U.S., More businesses warming up to adding A.I.

Compliance 52

Compliance Technology 52

Audit Board

JUNE 7, 2022

One of the topics on everyone’s mind was the aftermath of the Enron financial reporting fraud scandal, which had broken the previous fall. Investors remained on edge, and Congress was seemingly stalled on legislation to address fraudulent financial reporting. . On the afternoon of June 25th, everything changed.

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89

ThomsonReuters

JANUARY 30, 2023

Payroll on Checkpoint examined 133 pieces of payroll-related state legislation across the nation to spot the top ten hot topics that are being tackled in the current legislative session. Minimum wage With over 32 bills so far introduced on the topic, the minimum wage is a perennial favorite for state legislators. per hour by 2027.

Marketability 105

Marketability 105

Reynolds Holding

MARCH 29, 2022

The SEC’s action is stunning for another reason: The commission has entered this maelstrom without Congress having its back. In contrast, today, even though hardly a week passes without observable evidence of the catastrophic impact of climate change, Congress remains disengaged from the issue.

Banking 72

Banking Market Capitalization Marketability 72

ThomsonReuters

AUGUST 18, 2023

Legislation on student-athletes On the legislative side of the fence, a number of new federal name, image, and likeness (NIL) bills have recently been introduced in Congress that touch on the student-athletes as employees subject.

Compliance 52

Compliance Marketability 52

ThomsonReuters

JANUARY 28, 2021

This blog post highlights certain changes in SEC reporting and disclosure across several key topics, along with practical takeaways. In November 2020, the SEC’s Division of Corporation Finance released CF Disclosure Guidance: Topic No. SEC reporting and disclosure impacted by some key 2020 focus areas.

Corporate Finance 72

Corporate Finance Accounting Firms Finance Marketability 72

Reynolds Holding

MAY 25, 2023

1] The 1929 Crash and ensuing Great Depression led President Roosevelt and Congress to set up the Federal Deposit Insurance Corporation [2] and SEC. [3] We’re in discussions with the bank regulators on these topics. That doesn’t mean, though, that we don’t need to protect investors from the bear of dilution.

Banking 40

Banking Treasury Marketability Start-ups 40

Reynolds Holding

JANUARY 10, 2023

Outside of greenwashing, ESG litigation more broadly is expected to continue to gather pace; [3] issues relating to human rights in supply chains and climate matters and the sustainability, circularity, or “greenness” of a company’s products or services are likely to be among the most popular topics of contention.

Start-ups 56

Start-ups Marketability Banking Finance 56

Reynolds Holding

NOVEMBER 16, 2023

Next, Congress introduced several bills in 2022 and 2023 to address jurisdictional uncertainty and fragmentation in digital asset markets. The economic potential of blockchains and other relevant technologies makes regulation of digital assets one of the most important topics on the agenda of policymakers, the SEC, and the CFTC.

Marketability 59

Marketability Market Capitalization Finance Technology 59

ThomsonReuters

JULY 19, 2022

Interested in payroll topics? A clear benefit for an employee is to gain greater financial security. There are also potential benefits for employers. The study shows that 79% of all working Americans would be more interested in applying for a job that pays them the same day they work, which is 30% points greater than the 2018 study.

Start-ups 98

Start-ups Treasury Banking Technology 98

Harvard Corporate Governance

FEBRUARY 28, 2023

The expiration of an SEC no-action letter is typically not a topic of interest to the general public or members of Congress. This post draws on two forthcoming papers by Professor Jackson and Jeffrey Zhang , available here and here.

Marketability 189

Marketability 189

Reynolds Holding

MARCH 24, 2024

The basic bargain that President Franklin Roosevelt and Congress laid out 90 years ago was that investors get to decide which risks to take so long as those companies raising money from the public make what Roosevelt called, “complete and truthful disclosure.” Jack was focused on mandatory vs. voluntary disclosure.

Marketability 45

Marketability Market Risk Compliance Start-ups 45

Reynolds Holding

MAY 18, 2022

President Franklin Delano Roosevelt and Congress addressed this crisis through a number of landmark policies. Amongst them, in 1933 and 1934, Congress and FDR came together to craft the first two federal securities laws. We need the help of Congress. Before I conclude, I will discuss three other topics.

Marketability 59

Marketability Finance Corporate Finance Technology 59

Reynolds Holding

APRIL 18, 2022

AAG Kanter emphasized that Congress made it a felony to violate the monopolization prohibitions and stated that the DOJ intends to bring criminal charges in monopolization cases (something that has not happened in many decades). One of the Summit’s main goals was for U.S. enforcers to gather input from U.S.

Marketability 56

Marketability Technology Banking 56

Reynolds Holding

APRIL 9, 2024

497, 510 (2018) (finding in the context of a conflict between the FAA and Bankruptcy Code that, when “confronted with two Acts of Congress allegedly touching on the same topic,” courts are “not at liberty to pick and choose among congressional enactments and must instead strive to give effect to both”). [15] . § 502(b). [14]

Equity 45

Equity 45

Reynolds Holding

SEPTEMBER 26, 2022

The SEC will continue to focus on investor education and outreach that addresses diverse and underserved communities as well as on emerging and popular investment topics. The SEC will examine strategies to better prepare for and address systemic and infrastructure risks in the capital markets.

Technology 45

Technology Marketability Equity Compliance 45

Reynolds Holding

SEPTEMBER 12, 2022

I know there are many other topics you are interested in hearing about from our panelists today. OMWI’s 2022 report to Congress describes the agency’s recruitment and career development initiatives focused on increasing workforce diversity and workplace inclusion. That would be unfair, unequitable, and undemocratic.

Marketability 45

Marketability Compliance Equity Technology 45

Reynolds Holding

NOVEMBER 20, 2023

8 Decisions conflict on whether Congress intended that US avoidance and recovery provisions apply to extraterritorial transfers. If so, the statute will apply.

Banking 40

Banking Marketability Equity 40

Reynolds Holding

JULY 26, 2023

Today’s rule, by contrast, reads like a test run for future overly prescriptive, overly costly disclosure rules covering a never-ending list of hot topics. ENDNOTES [1] Release at 5 (citing CF Disclosure Guidance: Topic No. At least one commenter suggested a two-year compliance period, but we are requiring same-year compliance. [45]

Compliance 40

Compliance Corporate Finance Finance Marketability 40

Reynolds Holding

DECEMBER 5, 2023

The first was the immobilization of securities, which Congress authorized in the early 1970s to solve the paperwork crisis that was slowing share transfers to a degree that threatened market efficiency. We explain our answer in an article that we recently posted on SSRN and here summarize. As for discovery, here too the SEC can play a role.

Marketability 52

Marketability Banking 52

Reynolds Holding

MARCH 6, 2024

If it does, then the result is using disclosure not as a tool to aid investors, but to bypass Congress to achieve political and social change without the corresponding accountability to the electorate. The Commission is a securities regulator without statutory authority or expertise to address political and social issues.

Compliance 53

Compliance Corporate Finance Marketability Finance 53

ThomsonReuters

OCTOBER 21, 2022

Constitution in 1913, which gives Congress the “power to lay and collect taxes on incomes.” On-demand pay has been a topic that has been creating some buzz around the payroll industry in recent years. Senior Director of Product Management, Lisa Weckman, regarding its findings. . Payroll of the past . On-demand pay.

Compliance 52

Compliance Technology Start-ups Equity 52

Musings on Markets

JULY 14, 2021

In the early years, the SEC summarized the company filings in reports to Congress, but the general public and investors had little access to the filings, relying instead on annual reports from the companies, for their information.

Start-ups 52

Start-ups Marketability 52

Appraiser Newsroom

JANUARY 31, 2023

Fran has published articles and presented on various appraisal topics. He was appointed to serve as PPC representative on ASA’s legislative committee and was actively involved in securing ASA’s endorsement of the Artist Museum Partnership Act still pending before the US Congress.

Appraisal 52

Appraisal Accounting Firms Fair Market Value Marketability 52

ThomsonReuters

OCTOBER 21, 2022

Constitution in 1913, which gives Congress the “power to lay and collect taxes on incomes.” On-demand pay has been a topic that has been creating some buzz around the payroll industry in recent years. Senior Director of Product Management, Lisa Weckman, regarding its findings. . Payroll of the past . On-demand pay.

Compliance 40

Compliance Technology Start-ups Equity 40

Reynolds Holding

MAY 18, 2023

This topic is so essential for the safety and resiliency of our capital markets. [1] In the shadow of the dot.com crash and the dramatic corporate and accounting scandals that crash exposed, Congress designed Sarbanes-Oxley to bolster investor confidence in financial reporting and in corporate disclosures. Good morning.

Marketability 45

Marketability Technology Compliance Equity 45

Reynolds Holding

MAY 1, 2024

As directed by the EO, on February 28, the DOJ published an Advance Notice of Proposed Rulemaking (“ANPRM”) on topics related to the implementation of the EO. Accompanying the EO, President Biden released a fact sheet that included a statement urging Congress to pass comprehensive, bipartisan privacy legislation.

Compliance 45

Compliance Treasury 45

Reynolds Holding

MAY 11, 2022

When Congress decided to bring reforms to the overall swaps market, they assigned the bulk of the swaps market to our sibling agency, the CFTC, which I had the honor of chairing. Under Dodd-Frank, Congress determined that the security-based swap markets would benefit from more transparency, both pre-trade and post-trade. Other Topics.

Marketability 45

Marketability Banking Compliance Treasury 45

Reynolds Holding

JULY 5, 2022

Viking River marks the Court’s latest rejection of an attempt to shelter collective claims from the effects of an arbitration agreement — see our prior memos on the topic — and is unlikely to be the last. The discrepancy in fees was rooted in the fact that, in 1986, Congress exempted Alabama and North Carolina from participation in the U.S.

Compliance 45

Compliance 45

ThomsonReuters

OCTOBER 7, 2022

According to the June 2020 National Taxpayer Advocate Annual Report to Congress , it was recommended that the IRS prioritize the expansion of customer callback technology and give taxpayers the option of receiving face-to-face service through videoconferencing. Not subscribed? Start your free 7-day trial today.

Treasury 90

Treasury Start-ups Technology 90

Reynolds Holding

DECEMBER 20, 2022

Congress had learned that post offices were being used to further gambling, pornography, and the dissemination of counterfeit money, and it sought to put a stop to such use. [8] But that is a topic for a different column. was insufficient to satisfy Morrison ’s “focus” test. Although the outcome seems obvious (i.e., Elsaca , 927 F.3d

Banking 111

Banking Marketability 111

ThomsonReuters

JULY 26, 2022

Congress must pass a bill which the President signs into law in order for the federal minimum wage to go up. Another bill on raising the federal minimum wage was introduced in the 117th Congress on January 28, 2021 called the “ Raise the Wage Act of 2021.” ” Bills in Congress relating to the minimum wage.

Start-ups 98

Start-ups 98