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resources preparing-your-practice-and-clients-for-basis-period-reform

Commissioner Peirce Blasts SEC for Lack of Public Engagement

Reynolds Holding

APRIL 3, 2024

Last time [link] was here, I talked about the SEC’s “secret garden”—the maze of staff guidance that serves to define practices across the securities industry in a way that may be inconsistent with a plain reading of the rulebook. [1] Some of this guidance is found only in the high-priced whispers of a select few attorneys or auditors.

Start-ups

Start-ups Banking Marketability Compliance

SEC Chair Testifies Before U.S. Senate Committee on Banking, Housing, and Urban Affairs

Reynolds Holding

SEPTEMBER 12, 2023

The SEC is the cop on the beat watching out for your constituents. The dedicated staff of this agency does extraordinary work with limited resources. Good morning, Chairman Brown, Ranking Member Scott, and members of the Committee. Thank you for inviting me to testify today. The core principles of U.S.

Banking

Banking Treasury Marketability Equity

Commissioner Peirce Blasts SEC for Lack of Public Engagement

SEC Chair Testifies Before U.S. Senate Committee on Banking, Housing, and Urban Affairs

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