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Weekly Roundup: April 21- 27, 2023

Harvard Corporate Governance

Fisch (University of Pennsylvania), and Steven Davidoff Solomon (University of California, Berkeley) , on Monday, April 24, 2023 Tags: Charter & bylaws , Delaware articles , Delaware cases , Delaware law , Dual-class stock , IPOs , Shareholders A History of Securities Law in the Supreme Court Posted by Adam C.

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Weekly Roundup: September 16-22, 2022

Harvard Corporate Governance

Posted by Gail Weinstein, Steven Lofchie, and Jason Schwartz, Fried, Frank, Harris, Shriver & Jacobson LLP, on Saturday, September 17, 2022. Pay Versus Performance” Rule Increase Disclosure Obligations for Public Firms. Thomas (Vanderbilt University – Law School) , Robert B. A Primer on DAOs. Posted by Randall S.

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Fractionalizing Investment Securities: Using FinTech to Expand Financial Inclusion

Reynolds Holding

And fractional ownership has been around even longer – in the form of shares of stock (fractional ownership of firms) and bonds (fractional ownership of claims for repayment of debt issued by firms). This post comes to us from Steven L. Schwarcz, the Stanley A. candidate.

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SEC Chair Speaks on New Rule for Private Fund Data Collection

Reynolds Holding

Second, today’s final rule adds to the information that advisers to large private equity firms provide on their annual report. Mukerjee, Adele Murray, Robert Holowka, Samuel K. Thomas, Jill Pritzker, Timothy Husson, David Stevens, Holly H.

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SEC Chair Gensler on Proposed Rules for U.S. Treasuries Clearing

Reynolds Holding

Particularly, there has been a significant increase of principal trading firms (PTFs) trading in this market. Prior to 2000, all users of interdealer broker (IDB) platforms were members of central clearinghouses, and thus their trades were centrally cleared. [2] 2] Since then, several things have changed in our markets.

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SEC Commissioner Dissents from New Rule on Private Fund Data Collection

Reynolds Holding

The Financial Stability Oversight Council (“FSOC”) and the SEC do need high-quality information about the markets and the firms participating in those markets, but more is not always better. Accordingly, I cannot support the rule. This statement was issued on May 3, 2023, by Hester M. Peirce, commissioner of the U.S.

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Weekly Roundup: August 5 – 11, 2022

Harvard Corporate Governance

Posted by Gail Weinstein, Steven J. Posted by Natalie Cooper and Robert Lamm (Deloitte LLP), and Randi Val Morrison (Society for Corporate Governance), on Saturday, August 6, 2022. Gompers (Harvard Business School), Steven N. Chancery Decision Expands the Court’s Approaches on Director Independence. Steinman, and Brian T.

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