Reynolds Holding

APRIL 13, 2022

Exams also will review all aspects of trading for private funds with indicia of systemic importance, such as outsized counterparty exposure or gross notional exposure when compared to similarly situated firms. This post comes to us from Arnold & Porter Kaye Scholer LLP.

Compliance 45

Compliance Marketability Market Risk Technology 45

Reynolds Holding

NOVEMBER 19, 2023

This post comes to us from Arnold & Porter Kaye Scholer LLP. It is based on the firm’s memorandum, “DOL (Again) Proposes Major Changes to the Fiduciary Rules for Plans and IRAs,” dated November 13, 2023, and available here.

Banking 40

Banking Marketability Finance 40

Reynolds Holding

OCTOBER 18, 2023

The takeaway here is that the SEC, and other government agencies, are likely to be particularly critical about internal controls when they believe the firm has made egregious ESG-related misstatements. Firms must ensure adequate controls around public statements. This post comes to us from Arnold & Porter Kaye Scholer LLP.

Compliance 40

Compliance Banking Marketability Equity 40

Reynolds Holding

AUGUST 9, 2022

This post comes to us from Arnold & Porter Kay Scholer LLP. It is based on the firm’s memorandum, “Double Trouble: California Set to Challenge Two Decisions Rejecting Diversification of Corporate Boards,” dated August 5, 2022, and available here. . May 13, 2022). [16] at 12–13, 19. [17] at 11, 13–14. [18]

Compliance 53

Compliance 53

Reynolds Holding

SEPTEMBER 27, 2023

This post comes to us from Arnold & Porter Kaye Scholer LLP. It is based on the firm’s memorandum, “2023 Annual Reporting and 2024 Proxy Season — Time to Start Preparing,” dated September 20, 2023, and available here.

Compliance 40

Compliance Start-ups Marketability Equity 40

Reynolds Holding

AUGUST 30, 2023

This post comes to us from Arnold & Porter Kaye Scholer LLP. It is based on the firm’s memorandum, “California’s Ambitious Corporate Emissions Disclosure and Climate-Risk Reporting Legislation Could Pass the Legislature in the Coming Weeks,” dated August 22, 2023, and available here.

Finance 45

Finance 45

Reynolds Holding

SEPTEMBER 28, 2022

This post comes to us from Arnold & Porter Kaye Scholer LLP. It is based on the firm’s memorandum, “DOJ Announces First False Claims Act Settlement With PPP Lender,” dated September 21, 2022, and available here.

Banking 45

Banking Equity 45

Reynolds Holding

MAY 30, 2023

This post comes to us from Arnold & Porter Kaye Scholer. It is based on the firm’s memorandum, “The Supreme Court Removes Two Obstacles to the Criminal Prosecution of Foreign States in U.S. Bellinger, III, “Suing China over the Coronavirus Won’t Help. Here’s What Can Work.” 23, 2020), available here.

Banking 40

Banking Treasury Compliance 40

Reynolds Holding

MARCH 31, 2024

DOJ’s Antitrust Division Announces Progress in Revamping Bank Merger Review Guidelines , Arnold & Porter (June 23, 2023); Christopher L. Federal Bank Merger Guidelines Under Review: Banks with $100 Billion or More in Assets Are in the Cross-Fire, and the FDIC Board is Divided , Arnold & Porter (Dec. Azarow, et al.,

Banking 45

Banking Compliance Marketability 45

Reynolds Holding

MAY 5, 2022

This post comes to us from Arnold & Porter Kaye Scholer LLP. It is based on the firm’s memorandum, “Caught in the Culture Wars Crossfire: Board Diversity Initiatives Under Attack,” dated May 3, 2022, and availa ble here. Kennedy Center for Human Rights. [3]

Compliance 49

Compliance Marketability 49

Reynolds Holding

SEPTEMBER 13, 2023

This post comes to us from Arnold & Porter Kaye Scholer LLP. It is based on the firm’s memorandum, “The Battle Lines Are Drawn: What Industry Should Expect From New National Security-Premised Restrictions,” dated September 12, 2023, and available here.

Compliance 40

Compliance Technology Treasury Dividends 40

Reynolds Holding

NOVEMBER 9, 2022

On August 24, 2022, the Texas Comptroller announced that state pension funds and other entities must divest from 10 major financial firms that he claims “boycott” energy companies. This post comes to us from Arnold & Porter Kaye Scholer LLP. Ellen Kaye Fleishhacker and Michael Mancusi also contributed to the memorandum.

Banking 80

Banking Finance 80