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Weekly Roundup: April 26-May 2, 2024

Harvard Corporate Governance

Panuwat: Understanding “Shadow” Insider Trading Posted by J.W. Verret (George Mason University), and Greg Lawrence (Lawrence Law), on Monday, April 29, 2024 Tags: Insider trading , Punawat , SEC , SEC v. Punawat , shadow insider trading , shadow trading For or against?

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Weekly Roundup: September 8-14, 2023

Harvard Corporate Governance

Regional Brief Posted by John Galloway, Vanguard, Inc., on Tuesday, September 12, 2023 Tags: CEOs , Investment Stewardship , Proxy voting , SEC ESG Reporting for Private Companies Posted by David A. Bell, Dan Dorosin, and Ron C. Senate Committee on Banking, Housing, and Urban Affairs Posted by Gary Gensler, U.S.

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Amazon Invests Up To $4 Billion In ChatGPT Competitor, AI Startup Anthropic

Benzinga

Amazon Inc. NASDAQ: AMZN ) has announced a strategic investment of up to $4 billion in Anthropic , an emerging AI company, as the e-commerce giant seeks to harness the potential of artificial intelligence in diverse applications across its business. billion in Anthropic, with. Full story available on Benzinga.com

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Is Netflix Exploring Acquisition Opportunities? Why Roku Stock Is Surging

Benzinga

Roku Inc (NASDAQ: ROKU ) shares are trading higher Wednesday following a Business Insider report suggesting the company may be in talks to be acquired by Netflix Inc (NASDAQ: NFLX ). Full story available on Benzinga.com.

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Statement by Commissioner Peirce on In the Matter of Lloyd D. Reed

Harvard Corporate Governance

Reed violated Exchange Act Section 10(b) and its accompanying Rule 10b-5 “by trading on material, non-public information [of Torotel, Inc.] in breach of his duty of trust and confidence owed to his business partner (“Business Partner”), who was also a Torotel director and family member.” [1] emphasis added). more…).

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Top 5 SEC Enforcement Developments

Harvard Corporate Governance

In order to provide an overview for busy in-house counsel and compliance professionals, we summarize below some of the most important SEC enforcement developments from the past month, which was an active one as the SEC Division of Enforcement closed out its fiscal year. AT&T, Inc.

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Weekly Roundup: October 14-20, 2022

Harvard Corporate Governance

Insider Trading Disclosure Update. Posted by Lindsey Stewart, Morningstar, Inc., The Valuation Treadmill: How Securities Fraud Threatens the Integrity of Public Companies. Posted by Subodh Mishra, Institutional Shareholder Services, Inc., Considerations for Dual-Class Companies Contemplating M&A Transactions.