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SEC Chair Gensler on Proposed Rules About Investment Adviser Custody

Reynolds Holding

1] They advise hedge funds, pension and retirement funds, endowments, or the public via robo-adviser apps. Segregating an investor’s assets into an account with the investor’s name on it currently is a standard best practice. Let me now turn to crypto assets.

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SEC Chair Gensler Speaks on Crypto Markets

Reynolds Holding

Today, you’ve invited me to talk about the roughly $2 trillion crypto markets. In February, you all might have noticed Super Bowl ads for several crypto platforms. In crypto, there is lots of innovation, but plenty of hype. There’s no reason to treat the crypto market differently just because different technology is used.

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SEC Chair Testifies Before U.S. House Committee on Financial Services

Reynolds Holding

Despite increasing demands on SEC staff, we just were named the third-best place to work among midsized federal agencies, moving two spots up the list and building on being in the top five for the previous five years. [4] Integrity and disclosure facilitate what can be the best of capital markets and guard against the worst.

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Arnold & Porter Discusses Today’s SEC Examination Priorities, Tomorrow’s SEC Enforcement Actions

Reynolds Holding

Exams will focus on, among other things, (i) private funds, (ii) broker-dealers, (iii) Environmental, Social, and Governance (ESG) or impact investing, (iv) financial technology (FinTech) and crypto-assets, and (v) information security (InfoSec) and operational resiliency.

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The Venture Capital Partner: The King of Tech and Finance?

Brian DeChesare

The VC Partner is arguably the best “senior job” in finance: you sit on a private island atop a pile of cash, altcoins, and NFTs…. 10 AM – 11 AM: You do a few media appearances on Bloomberg and CNBC to discuss recent trends in the crypto and NFT markets. Or, more specifically, they want to become Venture Capital Partners.

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SEC Chair Testifies on FY 2024 Budget Request Before House Subcommittee

Reynolds Holding

This agency’s clients are the 330 million Americans, your constituents who invest in their 401(k)s and IRAs, trade through brokerage apps, take out mortgage or auto loans, or use robo-advisers. Meanwhile, rapid technological innovation in the financial markets has led to misconduct in emerging and new areas, not least in the crypto space.

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SEC Chair Speaks on AI, Finance, Movies, and the Law

Reynolds Holding

It has fueled a rapid change in the field of robo-advisers and brokerage apps. A famous early movie executive, Joseph Kennedy, [17] who later became the first SEC Chair, may have said it best. Conflicts The streaming apps long ago figured out I’m a rom-com guy. First, AI models’ decisions and outcomes are often unexplainable.

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