Remove sec-risk-alert-offers-initial-observations-compliance
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“Shadow Trading” Becomes Insider Trading

Reynolds Holding

In a matter of first impression, the court ruled in SEC v. The SEC’s complaint deemed him an “expert in the biopharmaceutical industry,” based on his undergraduate and graduate science degrees, a top-school MBA, and relevant work experience in investment banking and business development. was imminent.

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Gibson Dunn Offers 2022 Mid-Year Securities Litigation Update

Reynolds Holding

On November 7, 2022, the Supreme Court will hear argument in SEC v. SEC , 138 S. 2044 (2018), held that the SEC’s ALJs are officers of the United States and that their appointments must comply with the Constitution’s Appointments Clause. Cochran To Address Jurisdictional Questions Of Administrative Law Judges. Cochran , No.

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Gibson Dunn Offers 2022 Year-End Securities Litigation Update

Reynolds Holding

In particular, the Second Circuit in SEC v. In a traditional initial public offering (“IPO”), all of the shares initially sold to the public during the contractual lock-up are newly issued shares that are registered under a single registration statement. See In re Caremark Int’l Inc. Derivative Litig. , 2d 959, 968 (Del.