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SEC Chair Testifies Before U.S. Senate Committee on Banking, Housing, and Urban Affairs

Reynolds Holding

SEPTEMBER 12, 2023

As is customary, I’d like to note that my views are my own as Chair of the Securities and Exchange Commission, and I am not speaking on behalf of my fellow Commissioners or the SEC staff. The SEC is the cop on the beat watching out for your constituents. The dedicated staff of this agency does extraordinary work with limited resources.

Banking

Banking Treasury Marketability Equity

Gibson Dunn Offers 2022 Mid-Year Securities Litigation Update

Reynolds Holding

OCTOBER 5, 2022

On November 7, 2022, the Supreme Court will hear argument in SEC v. SEC , 138 S. 2044 (2018), held that the SEC’s ALJs are officers of the United States and that their appointments must comply with the Constitution’s Appointments Clause. Cochran To Address Jurisdictional Questions Of Administrative Law Judges. Cochran , No.

Start-ups

Start-ups Marketability Equity Compliance

SEC Chair Testifies Before U.S. Senate Committee on Banking, Housing, and Urban Affairs

Gibson Dunn Offers 2022 Mid-Year Securities Litigation Update

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