Reynolds Holding

JANUARY 25, 2024

Attorney for the Southern District of New York (SDNY), announced the creation of that office’s Whistleblower Pilot Program (Program). It is based on the firm’s memorandum, “US Attorney for SDNY Launches Whistleblower Program To Encourage Self-Disclosure by Individuals,” available here.

Treasury 45

Treasury Finance Marketability 45

Reynolds Holding

OCTOBER 5, 2022

According to Cornerstone Research, although new filings remain consistent with the first half of 2021, the number of approved settlements is up over 30% from the same time last year, and the median settlement amount has rebounded from the low that we reported in our 2021 Mid-Year Securities Litigation Update. SEC , 138 S. & Exch.

Start-ups 72

Start-ups Marketability Equity Compliance 72

Reynolds Holding

MARCH 27, 2023

Since then, district courts in the Southern District of New York have evaluated scheme liability under Rio Tinto , but there have been no further opinions discussing the scope of Lorenzo in the other circuits. In a direct listing, however, the company does not typically issue new shares.

Technology 59

Technology Start-ups Compliance Finance 59

Reynolds Holding

JANUARY 22, 2023

See S&C’s memo for more information. See S&C’s memo and November 2021 ESG newsletter for more information. See S&C’s memo for more information. Voluntary climate-related transition plans, targets and goals, which many financial institutions have adopted or set, also would need to be disclosed.

Banking 49

Banking Marketability Equity Finance 49

Reynolds Holding

OCTOBER 1, 2023

In a new paper, I argue that DPAs should not be permitted when corporate misconduct causes people to lose their lives. Attorney and DOJ offices—including the National Security Division, the Fraud Section, the Antitrust Division, and others. [5] Attorneys Office, S. 11] General Motors DPA, filed Sept.

Banking 59

Banking 59

Reynolds Holding

MARCH 20, 2023

New York will be first, but Special Counsel Jack Smart in Washington and the district attorney in Fulton County, Georgia, (Fani Willis) could follow shortly. This post will consider only the New York district attorney’s likely charges and those that the special counsel might assert in federal court.

Business Enterprise 105

Business Enterprise Accounting Firms Banking 105

Reynolds Holding

DECEMBER 11, 2022

Antitrust and ESG: New developments and key issues. Federal antitrust agency leaders have noted correctly that there are no antitrust exemptions for “socially desirable” activity, including ESG initiatives, but they have provided little further guidance. In the EU and the U.K., In the U.S., In the U.S., approach.

Banking 45

Banking Marketability Compliance 45

Reynolds Holding

AUGUST 29, 2022

Since President Biden issued his July 2021 Executive Order on Competition, the antitrust agencies have made broad policy statements promising more aggressive enforcement and have initiated a number of high-profile enforcement actions. Certain areas of key focus by the agencies over the last year are described below.

Compliance 45

Compliance Private Equity Firm Equity Marketability 45

Cooley M&A

JANUARY 18, 2017

President-elect Donald Trump’s DOJ and FTC transition team appointments and public short list of candidates to run the agencies indicate that antitrust enforcement in the Trump Administration will most likely mirror recent Republican administrations, which have tended to be less interventionist than Democratic administrations.

eCommerce 52

eCommerce Marketability Technology 52

Reynolds Holding

SEPTEMBER 5, 2023

During my recent visit to Columbia Law School, Professor John Coffee shared with me a draft of a short article that later appeared in the New York Law Journal. [1] The new Bad Guys coming to town are disguised as Good Guys because they say they are for the “common good.” 1] Coffee’s article assessed the prospects in the U.S.

Finance 98

Finance 98