Reynolds Holding

SEPTEMBER 26, 2022

The SEC will continue to build its internal control and risk management capabilities, with a focus on data and information security to optimize controls on systems and data, both internally and across the SEC’s vendors and supply chains. for further information, see Latham’s previous post here and here.).

Technology 45

Technology Marketability Equity Compliance 45

Reynolds Holding

APRIL 6, 2022

When this deficiency was identified, the Chair immediately notified the other Commissioners and directed the staff to undertake remedial measures and commence a comprehensive internal review to assess the scope and potential impact of the issue.

45

45

Reynolds Holding

JULY 26, 2023

2] When companies fail to make the required disclosures about cyber risks or inform investors of a cyber incident in a timely manner, the Commission can bring an enforcement action based on existing disclosure obligations. [3] Companies will be expected to make S-K disclosures based on what they are doing this year.

Compliance 40

Compliance Corporate Finance Finance Marketability 40

Reynolds Holding

MAY 3, 2023

We have not explained sufficiently why we need the information we are mandating and why we need it so quickly. The additional information may tempt regulators to intervene in markets in ways that would undermine long-term market resilience and exceed jurisdictional bounds. Accordingly, I cannot support the rule.

Compliance 45

Compliance Marketability Equity 45

Appraiser Newsroom

JULY 5, 2022

Celebrating its 85th year, the Conference attracts thought leaders, practitioners, allied professionals, vendor partners, government agency personnel, and more from all parts of the world. Join us on-site in Tampa or from the comfort of your home or office— the choice is yours!

Appraisal 52

Appraisal Business Valuation Banking Technology 52

Appraiser Newsroom

JULY 9, 2023

Celebrating its 86th year, the Conference attracts thought leaders, practitioners, allied professionals, vendor partners, government agency personnel, and more from all parts of the world. Join us on-site in New Orleans or from the comfort of your home or office—the choice is yours!

Business Valuation 40

Business Valuation Appraisal Banking Start-ups 40

Reynolds Holding

JUNE 23, 2022

We used to focus on companies’ disclosure of economically material information; we now focus on disclosure of hot-button matters outside our remit. [3] 1] Securities and Exchange Commission (SEC), Agency Rule List (Spring 2022), Agency Rule List – Spring 2022 (reginfo.gov) [hereinafter Agenda]. [2] ENDNOTES. [1]

Treasury 45

Treasury Marketability Compliance Finance 45

Reynolds Holding

MAY 23, 2023

As is customary, I’d like to note that my views are my own as Chair of the Securities and Exchange Commission, and I am not speaking on behalf of my fellow Commissioners or the staff. 3] SEC Commissioner Robert Healy told Congress in 1940 that, left unchecked, these risks and conflicts had produced a “shocking” number of abuses. [4]

Banking 40

Banking Technology Marketability Capital Structure 40

Reynolds Holding

FEBRUARY 15, 2024

As is customary, I’d like to note that my views are my own as Chair of the Securities and Exchange Commission, and I am not speaking on behalf of my fellow Commissioners or the staff. Kara Stein, YLS class of ‘91 and former SEC commissioner, cowrote a paper about this. [13] Good afternoon. 20, 2016), available at [link]. [11]

Finance 45

Finance Start-ups Marketability Technology 45

Reynolds Holding

JUNE 22, 2022

Despite repeated calls for regulatory clarity from industry members, lawmakers and even SEC commissioners, little progress has been made in achieving that clarity. Moreover, the Office of the Comptroller of the Currency is permitted to charter national banks for the exclusive purpose of issuing payment stablecoins. securities law.

Banking 45

Banking Treasury Finance Marketability 45

Reynolds Holding

MARCH 6, 2024

Today [March 6], much emphasis will be placed on how this rule has been dialed-back from the proposal, is focused on providing material information to investors, and that the Commission is not a climate regulator. In adopting new disclosure rules, the Commission should understand the informational needs of a “reasonable investor.”

Compliance 53

Compliance Corporate Finance Marketability Finance 53

Reynolds Holding

MARCH 30, 2022

Please allow me, if I may, to make clear that my comments today are my own and do not necessarily reflect the views of the Commission, the Commissioners, or the SEC Staff. [1]. In my view such information could inform the general discussion about competition in the industry. And what then of the interplay with loyalty?

Banking 45

Banking Marketability Finance Start-ups 45

ThomsonReuters

APRIL 26, 2022

Environmental Protection Agency explains that the combustion of fossil fuels (coal, natural gas, and oil) for energy and transportation is the main cause of carbon dioxide emissions, making up 79% of U.S. The state’s? It’s clear that California does not feel its work is done in this area. . The State of States.

Start-ups 95

Start-ups Technology Equity 95

Reynolds Holding

JANUARY 22, 2024

My remarks today reflect my individual views as a Commissioner of the SEC and do not necessarily reflect the views of the full Commission or my fellow Commissioners. 29] Since its IPO, the annualized return of Apple stock is approximately 19%, compared to approximately 9% for the S&P 500 index during the same period.

Start-ups 45

Start-ups Marketability Price to Earnings Finance 45

Reynolds Holding

APRIL 21, 2022

Financial institutions that are large accelerated filers could be required to begin capturing emissions information (other than Scope 3 emissions) as early as January 2023 and Scope 3 emissions metrics as early as January 2024. Compliance with the proposed rules would be phased in (see Appendix A for disclosure compliance dates).

Finance 45

Finance Banking Compliance Equity 45

Reynolds Holding

MARCH 31, 2022

We and others, including our Investor Advisory Committee, [2] have asked whether investors are getting the type of information they need to understand conflicts of interest, sponsor compensation, and dilution. 4] Proposed Item 1606(a) of Regulation S-K. [5] 5] Proposed Item 1606(d) of Regulation S-K. [6] ENDNOTES. [1]

Corporate Finance 45

Corporate Finance Finance Marketability Appraisal 45

Reynolds Holding

NOVEMBER 7, 2023

Machine Learning algorithms can make informed decisions about credit risks and asset management. 7] What’s more, several federal agencies are taking contrasting approaches that are fragmenting the regulatory landscape. 12] The white paper proposes an approach different from that of the EU’s AI Act.

Banking 116

Banking Technology Finance Marketability 116

Reynolds Holding

JUNE 5, 2023

Implementation of the rules will also require issuers to disclose purchases and sales by their directors and officers around the time of the public announcement of a repurchase plan or program, which could also require new internal control procedures for both domestic issuers and FPIs. 4] A.

Equity 40

Equity Compliance Marketability 40

Reynolds Holding

NOVEMBER 16, 2022

When Congress passed the FTC Act in 1914, it didn’t just create a new agency. It created new law for that agency to enforce. 14 It’s true that those losses were a stinging setback that made agency leaders more cautious. 18 Today’s statement replaces that document and brings the agency back in line with its statutory obligations.

Marketability 49

Marketability 49

Reynolds Holding

JANUARY 22, 2023

See S&C’s memo for more information. An area of potential focus includes the consistency of the information disclosed across an institution’s various climate-related disclosures, including SEC reports and any other publicly available information, such as corporate social responsibility or sustainability reports.

Banking 49

Banking Marketability Equity Finance 49

Reynolds Holding

JUNE 16, 2022

[ Editor’s Note: This post is based on a comment letter submitted to the U.S. 5] At the same time, the SEC found, such disclosure would “promote the purposes of” the National Environmental Policy Act of 1969 (“NEPA”), which was adopted months before President Nixon created the Environmental Protection Agency (“EPA”).

Corporate Finance 52

Corporate Finance Finance Compliance Marketability 52

Reynolds Holding

JULY 27, 2022

Before I turn to that list, please allow me to begin with the disclaimer that my comments today are my own and do not necessarily reflect the views of the Commission, the Commissioners, or the SEC Staff. Their analysis and input is vital to inform the work of staff across the Commission. ENDNOTES. [1] 5955 at 264 (Feb.

Banking 45

Banking Marketability Finance Corporate Finance 45

Value Scope

SEPTEMBER 24, 2020

First, on December 17, 2019, SEC Commissioner Hester Peirce went on live television to call for greater oversight of how ESG is used by companies and the investment community. “. SASB is a nonprofit organization founded in 2011 by Dr. Jean Rogers, 2 SASB’s first Chief Executive Officer. can be measured volumetrically.

Intangible Assets 130

Intangible Assets Alpha Beta Marketability 130

ThomsonReuters

AUGUST 15, 2022

In late-July 2022, the Equal Employment Opportunity Commission’s (EEOC) announced a report from a nonprofit that evaluated the Commission’s required employee pay data collection from certain employers for 2017 and 2018 that was due in 2020. The EEOC is a federal agency established through the Civil Rights Act of 1964.

97

97

Reynolds Holding

JANUARY 21, 2024

In 2023, leadership of the Federal Trade Commission and the Antitrust Division of the Department of Justice maintained an aggressive approach to merger enforcement, investigating and challenging transactions on the basis of a broad range of theories of harm articulated in the agencies’ newly issued 2023 Merger Guidelines.

Marketability 45

Marketability Technology Equity 45

Cooley M&A

JANUARY 21, 2022

As the increase in reportable transactions continues to strain agency resources, this trend may continue into 2022. Notably, the DOJ did not withdraw its approval of the 2020 Vertical Merger Guidelines, which continue to provide transparency and guidance for deals pending before that agency.

Start-ups 40

Start-ups Marketability Technology 40

Reynolds Holding

AUGUST 29, 2022

Since President Biden issued his July 2021 Executive Order on Competition, the antitrust agencies have made broad policy statements promising more aggressive enforcement and have initiated a number of high-profile enforcement actions. Certain areas of key focus by the agencies over the last year are described below.

Compliance 45

Compliance Private Equity Firm Equity Marketability 45