Remove agencies competition-and-markets-authority articles
article thumbnail

Are Cryptoexchanges the Exchange Act’s Trojan Horse?

Reynolds Holding

Securities and Exchange Commission (SEC) for operating as unregistered securities exchanges, broker-dealers, and clearing agencies. In Spring 2023, Bittrex , Coinbase and Binance – among the largest cryptoexchanges in the world – found themselves in the crosshairs of the U.S.

article thumbnail

The Role of Corporate Boards in Disclosure Policy and Enforcement

Reynolds Holding

We consider a model in which the board (i) has the authority to establish a disclosure policy governing unaudited disclosures (a policy role), (ii) has oversight responsibilities for compliance with the disclosure policy (a control role), and (iii) must contend with CEO over-reporting. a new geographical location) or a new product (e.g.,

Insiders

Sign Up for our Newsletter

This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.

article thumbnail

Appraiser Newsroom - Untitled Article

Appraiser Newsroom

By: Bharat Kanodia , ASA, Senior Managing Director, Suncorp Valuations The machinery and equipment market is undergoing rapid transformation fueled by technological advancements, changing consumer preferences, and global economic shifts.

article thumbnail

Kirkland & Ellis Discusses the FTC’s Newly Rediscovered Penalty Offense Authority

Reynolds Holding

The FTC recently announced the first use of its “Penalty Offense Authority” in many years. The agency dusted off this statutory tool as part of its multifaceted effort to continue to obtain monetary relief in its consumer protection enforcement actions in the wake of the agency’s Supreme Court loss in AMG Capital Management, LLC v.

article thumbnail

In Search of Good Corporate Governance

Reynolds Holding

In particular, agency-cost essentialists support governance structures that maximize accountability to the company’s shareholders, while proponents of board-centered models, as well as stakeholder governance advocates, prefer arrangements that insulate management from shareholder influence. Moreover, these companies are not evenly dispersed.

article thumbnail

Examining High Concentration Among Derivatives Intermediaries

Reynolds Holding

In reality, however, entering into a derivative generally involves sophisticated financial market intermediaries that provide services subject to commercial considerations, regulation, market practice, and other constraints shaping the terms of transactions. The OTC market is discussed in the subsequent section.

Banking 64
article thumbnail

Skadden Discusses the FTC’s Plan To Limit Noncompetes

Reynolds Holding

As part of its declared focus on fostering competition in the labor market, the Federal Trade Commission (FTC) has proposed to ban most noncompetition agreements, or noncompetes, restricting the activities of former employees. If the commission moves forward with a ban of noncompetes, it will almost certainly face legal challenges.