Reynolds Holding

FEBRUARY 13, 2024

Chamber of Commerce, for example, has claimed that under Chair Gary Gensler the SEC launched an “unprecedented” “barrage of rulemaking.” [1] Not counting technical rules, 24 final rules had been adopted under Chair Gensler as of January 20, 2024. The data tell a different story. EPA in 2022. [4]

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Reynolds Holding

SEPTEMBER 26, 2022

The Plan focuses on three goals that, according to SEC Chairman Gary Gensler, advance the SEC’s mission to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation. The Plan is open for public comment until September 29, 2022. Implementing a Regulatory Framework That Evolves With Innovation.

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Reynolds Holding

JUNE 14, 2023

I’m glad to hear you have a number of topics on your agenda today. These remarks were delivered on June 14, 2023, by Gary Gensler, chair of the U.S. We benefit when you weigh in, whether through comment letters, meetings with the staff, or otherwise. I’m particularly interested to learn what the committee sees on the horizon.

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Reynolds Holding

MAY 11, 2022

Other Topics. Lastly, I’d like to raise two other topics before I close. 1] See Gary Gensler, “The New Era of Swaps Reform” (Oct. 5] See Gary Gensler, “Statement on Registration of Security-Based Swap Execution Facilities” (April 6, 2022), available at [link]. [6] Crypto and Derivatives. ENDNOTES. [1]

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Reynolds Holding

MAY 18, 2022

Before I conclude, I will discuss three other topics. 5] See Gary Gensler, “Prepared Remarks at DC Fintech Week” (Oct. 6] See Gary Gensler, “Cybersecurity and Securities Laws” (Jan. 7] See Gary Gensler, “Prepared Remarks at the Securities Enforcement Forum” (Nov. Budget Request: Three Other Areas.

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Reynolds Holding

JULY 26, 2023

See Securities and Exchange Commission Division of Corporation Finance, “CF Disclosure Guidance: Topic No. This statement was issued on July 26, 2023, by Gary Gensler, chair of the U.S. However, staff have observed that this has not resulted in sufficiently consistent, comparable, and decision useful disclosures.

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Reynolds Holding

MAY 26, 2022

When I think about this topic, I’m reminded of walking down the aisle of a grocery store and seeing a product like fat-free milk. This statement was issued on May 25, 2022, by Gary Gensler, chairman of the U.S. What does “fat-free” mean? 15, 2021), available at [link] (“Climate RFI”). The comment letters are available at [link].

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Reynolds Holding

JUNE 8, 2022

Last, let me turn to the topics of payment for order flow, exchange rebates, and related access fees. 1] See Gary Gensler, “Prepared Remarks at the Global Exchange and FinTech Conference” (June 9, 2021), available at [link]. [2] These remarks were delivered on June 8, 2022, by Gary Gensler, chairman of the U.S.

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Reynolds Holding

MAY 16, 2023

SEC Chair Gary Gensler also noted that the Task Force would focus on truth in advertising in fund disclosures when using terms like “green” and “sustainable.” While the launch of the Task Force generated buzz, based on publicly-issued press releases, the number of matters in which it had a significant role has been quite limited.

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Reynolds Holding

MAY 25, 2023

We’re in discussions with the bank regulators on these topics. 20] See Gary Gensler, “Money Market Funds Statement” (June 11, 2021), available at [link]. [21] These remarks were delivered on May 25, 2023, by Gary Gensler, chair of the U.S. Such gaps include when regulations don’t treat like activities alike.

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Reynolds Holding

JUNE 26, 2022

While there is growing support for some form of new legislation to address cryptoproducts, the SEC, through comments of Chair Gary Gensler and environmentalists who favor more direct forms of regulation of crypto-mining energy consumption, are on record as opposing the approach of the Lummis­-Gillibrand bill. Paradoxically, S.

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APRIL 18, 2024

17] Let me finish by touching on a topic that comes up often in these conversations: individual liability. Zixiao (“Gary”) Wang , No. 15] See Gary Gensler, Chair, U.S. As we have seen time and again, adoption is only part of the battle; effective execution is equally important and that’s where many firms fall short. [17]

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Reynolds Holding

JULY 27, 2022

I would like to address three topics: first, I will touch on three areas of particular interest to our Division; second, I’ll mention two specific developments confronting the investment management industry in the coming months; and, third, I’ll focus on one of our largest projects and a topic of recurring interest, money market funds. * * *.

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Reynolds Holding

MARCH 24, 2024

Disclosure-Related Rulemaking Just as we’ve done in the past, these last two years we’ve adopted rules providing investors with disclosures on emerging risks like climate and cybersecurity; capital raising technologies, like special purpose acquisition companies (SPACs); and an age-old topic—executive compensation. Coffee, Jr.,

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