Remove topic bofa-securities
article thumbnail

SEC Enforcement Chief Speaks on the Future of Combating Corporate Fraud

Reynolds Holding

And it is incumbent on each of us to make sure it does not come to pass and that investors are not harmed by noncompliance with the securities laws when it comes to this new technology. If it’s the latter, your actions may constitute the type of “AI-washing” that violates the federal securities laws.

article thumbnail

Oil & Gas Investment Banking: The First Victim of the ESG Cult?

Brian DeChesare

For example, Morgan Stanley has an “Energy” group that includes oil & gas, while Goldman Sachs and BofA both put it in “Natural Resources.”. Fairness Opinion – Wells Fargo (search for “Opinion of the Financial Advisor to Exterran – Opinion of Wells Fargo Securities, LLC”). Deal Presentation. Valuation Discussion – HL.

Banking 82
article thumbnail

Metals & Mining Investment Banking: The Full Guide to Ground Zero for the Energy Transition

Brian DeChesare

You don’t need to be a technical mining expert to pass your interviews, as all the standard topics will still come up, but you should know the following: The main categories of metals and the factors that drive their prices, production, and supply (see below).

Banking 52