services financial-statements uniform-guidance 
IVSC
JANUARY 24, 2024
This substantial update includes new chapters on Data & Inputs, Documentation, and Financial Instruments , alongside a reordered General Standards section that more accurately reflects the modern valuation process. Valuation Models New guidance on model selection and the necessity of professional judgement for IVS compliance.
Reynolds Holding
MAY 12, 2024
An increasing number of states have enacted or are considering enacting legislation requiring financial institutions to provide customers “fair access” to financial services. Among other requirements, [1] FL HB 3 imposes fair access requirements on certain financial institutions. In-Scope Financial Institutions.
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Reynolds Holding
APRIL 19, 2023
1 According to the Proposal, its core purpose is to enhance the safeguarding of client assets from loss, misuse, theft, or misappropriation by, and from the insolvency or financial reverses of, an adviser. The Proposed Rule would also significantly enhance the role of qualified custodians used by advisers.
Audit Board
JUNE 14, 2023
The fallout of neglecting environmental, social, and governance factors as a matter of strategy and risk management can be costly — both in financial and reputational ways. As we await the approval and finalization of guidance around ESG reporting and standardization from the US, companies can make moves to get ahead of regulations.
ThomsonReuters
JUNE 14, 2021
The purpose of the UIPL was to update examples of employment situations requiring uniform interpretation of localization of work provisions in state laws and to revise and reissue the interpretation of “ localization of work ” provisions. States also provide guidance similar to the UIPL. Federal News.
ThomsonReuters
FEBRUARY 29, 2024
Of course, the fundamental principles of objectivity, integrity, due care, and independence have long been instilled into the profession, but having a formal set of principles, rules, and interpretations in place helps drive uniformity and success. The value of a professional conduct code dates back well over 100 years.
Reynolds Holding
OCTOBER 20, 2022
Similarly, the Second Circuit has recognized that the “corporate officer dealing with financial analysts inevitably finds himself in a precarious position, which we have analogized to ‘a fencing match conducted on a tightrope.’ ….A
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