Reynolds Holding

JUNE 6, 2022

An extensive body of literature that spans accounting, corporate finance, management, and other adjacent disciplines examines the relationship between senior executives’ contractual incentives (e.g., Rank-and-File Accountants Can Offset Misreporting Incentives by Senior Management. Rank-and-File Accountants and SOX.

Corporate Finance 59

Corporate Finance Finance Equity 59

Reynolds Holding

FEBRUARY 27, 2024

Key Points New SEC rules from 2023 require public companies to report material cybersecurity incidents promptly and detail their cybersecurity risk management strategies in annual reports — requirements that increase the risk of litigation over misstatements relating to cybersecurity. Cybersecurity governance.

Compliance 45

Compliance Marketability Technology 45

Reynolds Holding

SEPTEMBER 8, 2022

In enacting SOX and HFCAA, Congress recognized that it is a privilege to access the U.S. are equally subject to the requirements of SOX and the PCAOB. [9] 17] Home jurisdiction auditors may also have easier access to management and other personnel. Responses to HFCAA Include Issuers Engaging New Lead Audit Firms.

Accounting Firms 45

Accounting Firms Compliance Finance Marketability 45

Audit Board

MARCH 31, 2022

In our Spotlight on Success series Ashley Martin, Internal Audit Manager at Texas Farm Credit , and Jake Varner, Senior Credit Reviewer at Texas Farm Credit, share how their four-person audit team leverages AuditBoard to provide real-time visibility into risk and mitigation efforts for the business. In audit, you track everything.

52

52

Audit Board

AUGUST 8, 2023

Enterprise risk management is a methodology of risk management, taking a top-down approach to the risk management process, and taking into account the organization and senior management’s business objectives and strategic objectives.

Compliance 52

Compliance Start-ups Technology Marketability 52

Audit Board

APRIL 7, 2022

As the importance of risk management continues to grow in a volatile risk environment, organizations are seeking to examine risk metrics from their key risk indicators (KRIs) to gain insights into top risks and forecast future risks. Federal Reserve or regulators around the world — and how do we manage that risk?

Start-ups 98

Start-ups Compliance Banking Technology 98

Audit Board

NOVEMBER 1, 2023

When I used to work in SOX compliance at a large public company, we used a legacy tool. Ambiguity is where change management goes to die. Do hands-on product testing. At this point, your job mimics the role of a project manager. Step 3: Outline your process from start to finish. Ask for a proof-of-concept.

Technology 52

Technology Start-ups Compliance 52

Reynolds Holding

MARCH 4, 2024

It is based on the firm’s memorandum, “Supreme Court Lowers the Bar for SOX Retaliation Claims Implications for Employers,” dated February 14, 2024, and available here. Employers in all industries should be mindful of the Supreme Court’s decision and carefully consider their anti-retaliation policies and practices.

Compliance 45

Compliance Marketability 45

Audit Board

OCTOBER 3, 2022

Choosing a SOX program operating model for your business is not a decision you’ll make only once. That’s why, over time, most businesses will employ a range of SOX operating models. Download the full guide here , and read on below for answers to five common questions asked by companies implementing SOX for the first time. .

Compliance 52

Compliance Start-ups Technology Marketability 52

Appraiser Newsroom

FEBRUARY 16, 2022

CFA, FRM , is the leader and managing director in the complex securities & financial instruments practice at Stout. He has over 21 years of experience in corporate finance, specializing in business and securities valuations, real options and derivative valuations, and risk management. Harris Antoniades, Ph.D., Ma t thew R.

Intangible Assets 52

Intangible Assets Business Valuation Appraisal Corporate Finance 52

Audit Board

APRIL 20, 2023

Software development life cycle (SDLC) and change management control frameworks play a critical role in mitigating risks in daily IT operations and large-scale IT projects. Specifications related to common change management constraints (e.g., SOX, HIPAA, GDPR/PII). When Should Auditors Rely on Change Management Controls?

Start-ups 52

Start-ups Compliance Technology 52

Audit Board

AUGUST 4, 2022

By taking an intergrated approach to ESG risk management, Energy and utilities organizations can respond by preparing to not only comply with future regulations — but leverage them as a means to attract new investors and partners. Risk Management In Changing Times. In response, businesses in the energy sector are taking action.

Compliance 52

Compliance Technology 52

Audit Board

MARCH 31, 2022

Controls management is the way in which a company approaches their day-to-day business activities and protocols in order to reduce organizational risk, increase business resilience, and meet organizational goals. In volatile times, it’s more important than ever to build a strong and effective controls management system for your business.

Compliance 52

Compliance 52

Audit Board

JANUARY 24, 2023

In our Spotlight on Success series, Doug Sasso, VP, Head of Global Audit of EPAM Systems , shares how his team is expanding their internal audit and SOX teams’ success with AuditBoard to support their ESG and sustainability goals. Prior to AuditBoard, we didn’t have an audit management system. EPAM is an IT services company.

Technology 52

Technology 52

Audit Board

AUGUST 17, 2023

After considering all the alternatives, we met with management to discuss which route would benefit the company best. Example Internal Audit Considerations What structure is being established by management to manage and oversee the project? What other committees or teams will be established to manage the project?

Start-ups 52

Start-ups Technology Compliance 52

Audit Board

JUNE 15, 2023

Our products are widespread throughout the world. The majority of our products are “behind the wall,” as we think of it, really driving safety and efficiency. It allowed us to push changes through, work with management, and have them do control certifications from the director side. And how do we address the risk?

Start-ups 52

Start-ups Compliance Technology 52

Audit Board

MAY 4, 2022

In our Spotlight on Success series, Ninette Lewis, Director of Internal Audit and CAE at TopBuild , and Adam Hardy, Internal Audit Manager at TopBuild, share how their team has saved significant time, resources, and stress by centralizing their SOX, audit, and compliance management in one integrated platform.

Compliance 52

Compliance 52

Audit Board

AUGUST 11, 2022

Based in Omaha, Nebraska, Valmont is a global leader that improves life by providing vital infrastructure and advancing agricultural productivity with a commitment to conserving resources while driving innovation through technology. We do SOX compliance work since we are a publicly traded company. I’m a Senior IT Auditor with Valmont.

Compliance 52

Compliance Technology 52

Reynolds Holding

NOVEMBER 15, 2022

million in stock sale profits and bonuses as well as return previously granted shares of company stock pursuant to SOX 304. Paul, Eagle Bancorp’s former CEO , whom the SEC charged with negligently making false and misleading statements about related party loans extended by the bank to Paul’s family trusts.

Compliance 45

Compliance Marketability Technology Alpha 45

Reynolds Holding

FEBRUARY 1, 2023

It was prompted by the Small Business Incentives Act, and is “the product of [the Commission’s] evaluation of the impact of its rules and regulations on the ability of small businesses to raise capital.” [14] Petroleum Management Corp. , 13] In that case, the offering would not be exempt. citing Doran v. 2d 893, 906 (5th Cir.

Marketability 58

Marketability Corporate Finance Compliance Equity 58

Value Scope

SEPTEMBER 24, 2020

Further, the recent global pandemic and economic crisis has accelerated the drive by companies to establish ESG programs, and report ESG metrics as they seek ways to attract investment capital and demonstrate rigorous ESG risk management in their organizations. Energy Management. Water & Wastewater Management. Air Quality.

Intangible Assets 130

Intangible Assets Alpha Beta Marketability 130