Reynolds Holding

JANUARY 10, 2024

This includes, for example, Regulation Best Interest when broker-dealers recommend ETPs to retail investors, as well as a fiduciary duty under the Investment Advisers Act for investment advisers. See also Chainalysis, “Crypto Money Laundering: Four Exchange Deposit Addresses Received Over $1 Billion in Illicit Funds in 2022” (Jan.

Treasury 45

Treasury Finance Marketability Compliance 45

Reynolds Holding

NOVEMBER 29, 2022

FTX [1] is a Bahamas-based cryptocurrency exchange founded in 2019 that, at its peak in 2021, had over 1 million users, making it the world’s third largest crypto exchange by volume. Cryptocurrency is neither a currency, nor an object. Different crypto assets represent different things. Is it a financial asset? Key message.

Marketability 137

Marketability Banking Start-ups Finance 137

Reynolds Holding

NOVEMBER 28, 2022

To avoid financial contagion and unnecessary risks to the traditional financial system, the best course of action is twofold. Like finance, it’s made up of “exchanges” and “brokers” and “lenders” and “deposits” and “hedge funds,” all busily trading coins and derivatives on Wall Street and its virtual extensions. The answer is simple.

Finance 145

Finance Banking Marketability Treasury 145

Reynolds Holding

SEPTEMBER 9, 2022

The Securities Act of 1933 was about companies raising money from the public. That statute covered intermediaries, such as the exchanges themselves and the broker-dealers. They understood that, when advisers manage someone else’s money, there may be additional opportunities for conflicts of interest between those advisers and clients.

Marketability 49

Marketability Compliance Start-ups Banking 49

Reynolds Holding

APRIL 4, 2022

This is quite different than crypto asset platforms, which have millions and sometimes tens of millions of retail customers directly buying and selling on the platform without going through a broker. Even fewer, if any, are actually operating like money. Currently, the venues that the SEC oversees solely trade securities.

Marketability 65

Marketability Banking Start-ups Compliance 65

Reynolds Holding

FEBRUARY 23, 2023

Whether the defendants held positions as executives of public companies, traders at Wall Street banks, founders of cryptocurrency companies, medical professionals, or high-ranking foreign officials, our prosecution teams pursued difficult cases through trial and conviction. Crypto markets can be volatile yet alluring to many.

Compliance 45

Compliance Marketability Start-ups Banking 45

Reynolds Holding

MAY 18, 2022

These statutes created requirements and regulations around disclosure, registration, exchanges, and broker-dealers, and established the SEC to oversee the markets. We are the destination of choice for companies seeking to raise money in both public and private markets. We can’t shrink when we’re trying to maintain a gold standard.

Marketability 59

Marketability Finance Corporate Finance Technology 59