Reynolds Holding

OCTOBER 5, 2022

Nonetheless, both Cochran and Jarkesy will potentially have significant implications for defendants in other enforcement proceedings, for other federal agencies that utilize in-house courts, and for parties seeking to challenge ALJ authority. Congress, however, has repeatedly failed to authorize such legislation in the past (e.g.,

Start-ups 72

Start-ups Marketability Equity Compliance 72

Reynolds Holding

JULY 27, 2022

Let’s begin with a broad array of topics on our regulatory map. The Division’s focus on fees can take many forms, and—as I have noted before—our authorities under the Investment Company Act encompass not merely the form and content of disclosure, but also helping to ensure that advisers comply with their fiduciary obligations.

Banking 45

Banking Marketability Finance Corporate Finance 45

Value Scope

SEPTEMBER 24, 2020

Generally speaking, pre-COVID, the goal of ESG risk management was to minimize negative events that might impact value. At the heart of the SASB framework is its “Materiality Map®” or “Map.” That said, this lens of due diligence has changed how the market invests. It also provided a list of principals for effective disclosure.

Intangible Assets 130

Intangible Assets Alpha Beta Marketability 130