Harvard Corporate Governance
JANUARY 16, 2024
Corporate compliance is at an inflection point, putting pressure on companies to reinforce their compliance programs more than ever before. Corporate policies serve as a blueprint for company-wide compliance programs, implementing compliance efforts into companies’ daily operations. more…)
IVSC
MARCH 22, 2022
Compliance. The ECO Order also qualifies the type of observation that should be issued depending on the severity of the specific assumption, highlighting situations in which certain investigations have not been carried out or where the necessary documentation has not been made available to prove certain facts with absolute certainty.
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Harvard Corporate Governance
APRIL 4, 2024
In the last decade, the salience of corporate minuting and documentation processes has greatly increased. Regulators also demand these records when investigating potential compliance concerns. More than ever, plaintiffs are using requests for books and records to attempt to state breach of fiduciary duty and securities law claims.
Harvard Corporate Governance
OCTOBER 9, 2022
Delaware courts have become more willing to allow stockholders to pursue claims that directors breached their duty to oversee risk management and compliance. Boards need to ensure that they are devoting enough attention to risks and compliance and carefully document their oversight efforts. more…).
Value Scope
JULY 23, 2023
ValueScope healthcare compliance experts understand programs such as HIPAA Privacy & Security Programs, Training, Auditing & Claims Review, Billing & Cash Flow Management, IT Networks, All Lines of Insurance, Accounting & Tax, Accreditation, Accreditation, Chronic Care Management, and more.
N Contracts
JULY 12, 2022
Every profession has an unofficial motto.
Harvard Corporate Governance
SEPTEMBER 24, 2023
The Mandatory Audits provision for private funds and the Written Annual Review requirement to document annual compliance reviews under Rule 206(4)-7. The New Rules also add books and records requirements to document compliance. Requirements for advisers when undertaking Adviser-Led Secondaries. more…)
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