Audit Board

FEBRUARY 12, 2023

Your external auditors have finally signed off on the last SOX control , and testing is done for the year. Consider bringing in several control owners, testers, and reviewers to have different perspectives from all key stakeholders involved in the SOX compliance process. Of course, that just means it’s time to start over again.

Technology 52

Technology Compliance 52

Audit Board

APRIL 28, 2023

Diana Pagliarini, State Street: I took this role during the pandemic, and stepping in at a very volatile time I tried to just remind myself to focus on the controllable things, but it’s important to walk the talk. In 18 months we’ve had three different exercises. One was a very specific retention exercise.

Start-ups 52

Start-ups Technology Marketability 52

Value Scope

AUGUST 11, 2020

The solution involves having a deep understanding of commodity market behavior and pricing as a prerequisite to engaging in any professional services exercise with energy companies. If you liked this blog you may enjoy reading some of our other blogs here. I can remember it like it was just yesterday.

Marketability 130

Marketability Treasury Equity Compliance 130