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Weekly Roundup: December 2-8, 2022

Harvard Corporate Governance

Enforcement Authorities Urge Integration of Corporate Compliance Programs in 2023. Posted by John C. Posted by Hendrik Bessembinder (Arizona State University), Michael Cooper (University of Utah), Feng Zhang (Southern Methodist University), on Wednesday, December 7, 2022. on Monday, December 5, 2022. Kocoras Joseph M.

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SEC Chair Speaks About Proposed Rules on Money Market Funds, Customer Protection

Reynolds Holding

Congress gave us authority to adopt this key protection as part of the Securities Investor Protection Act of 1970 (SIPA). I’d like to thank the members of the SEC staff who worked on these final rules, including: William Birdthistle, Sarah ten Siethoff, Brian M.