Reynolds Holding

MAY 12, 2022

The CFPB plans to use its authority to examine any company providing consumer financial products or services that the CFPB has “reasonable cause” to believe poses risks to consumers. The CFPB’s announcement requires an understanding of the CFPB’s rulemaking, supervision and enforcement authorities under Title X of the Dodd-Frank Act.

Marketability 45

Marketability Compliance Banking 45

Reynolds Holding

OCTOBER 27, 2022

Nor did Congress, in adopting this provision, prohibit us from using our exemptive authority under Section 36 of the Ex[link] Act, which allows the Commission to tailor the implementing regulations if doing so is “necessary or appropriate in the public interest, and is consistent with the protection of investors.” [2]

Total Shareholder Return 45

Total Shareholder Return Compliance Corporate Finance Banking 45

Reynolds Holding

JUNE 16, 2022

The Working Group on Securities Disclosure Authority respectfully submits these comments on the Commission’s recent proposal related to mandated, standardized climate-related disclosures for investors. Fourth, we explain why claims that the SEC lacks authority to mandate public-company climate-change disclosures are unwarranted.

Corporate Finance 52

Corporate Finance Finance Compliance Marketability 52