Reynolds Holding

MARCH 6, 2024

Our agency, though, was set up to be merit neutral. 2] We did so in 1980 when the agency adopted Management’s Discussion and Analysis (MD&A) sections in Form 10-K. [3] 7] It is this same materiality standard that appears in numerous disclosure rules governing registration statements and public company annual reports. [8]

Compliance 45

Compliance Corporate Finance Finance Marketability 45

Reynolds Holding

OCTOBER 12, 2022

To enhance deterrence and promote its commitment to limiting companies to lawful profits, corporate law needs to create personal incentives for directors and officers to deter misconduct. As a result, derivative plaintiffs’ claims have survived motions to dismiss where defendants would have prevailed under Caremark ’s original formulation. [6]

Compliance 72

Compliance Marketability 72

Farrel Fritz

JANUARY 9, 2023

Last fall, I wrote about a matrimonial-turned-business dispute simultaneously playing out in Delaware Chancery Court and Manhattan’s Matrimonial Division between reality television personality Julia Haart and her former paramour, billionaire Silvio Scaglia, over ownership of modeling agency Elite World Group, Inc. The Issues.

Banking 52

Banking Finance Marketability 52

Reynolds Holding

APRIL 15, 2024

Two federal district courts recently upheld decisions by the Federal Reserve Bank of Kansas City (FRBKC) and the Federal Reserve Bank of San Francisco (FRBSF) to deny master account applications from Custodia Bank (Custodia) and PayServices Bank (PayServices). Custodia filed an application for a master account in October 2020 with the FRBKC.

Banking 45

Banking Finance Technology 45

Reynolds Holding

MAY 9, 2023

2] These disclosure rules, even after Rule 14a-19’s adoption, fail to address the fundamental difference between a stockholder nominating a director to the board, and a corporation nominating a director to the board. If the nominee has conflicting loyalties, those should be laid out in detail for voting stockholders.

Dividends 45

Dividends Finance Equity Marketability 45

Reynolds Holding

AUGUST 24, 2022

1] Brand-name corporations find themselves on the wrong side of the law for everything from accounting fraud to homicide to narcotics dealing. [2] When prosecutors and agencies ignore basic marketing principles, they undermine the deterrent impact of the public, expressive act inherent in corporate criminal enforcement. [8]

Marketability 59

Marketability Compliance Start-ups 59