Farrel Fritz

MAY 8, 2023

Statutory fair value appraisal proceedings in New York come in two flavors. First, there’s the buy-out appraisal under Business Corporation Law § 1118 triggered by a minority shareholder’s petition for judicial dissolution. There are commonalities and differences between the two types of appraisal proceedings.

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Appraiser Newsroom

JULY 5, 2022

Celebrating its 85th year, the Conference attracts thought leaders, practitioners, allied professionals, vendor partners, government agency personnel, and more from all parts of the world. ASA International Conference is the leading event for the global valuation profession. She has over 40 years of experience in the art world.

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Appraisal Business Valuation Marketability Technology 40

Reynolds Holding

OCTOBER 26, 2022

Kuntz II sentenced Lafarge and LCS to terms of probation and to pay financial penalties, including criminal fines and forfeiture, totaling $777.78 sanctions and anti-money laundering laws and regulations, such as financial institutions, but for companies in all industries that do business internationally. District Judge William F.

Compliance 49

Compliance Finance Marketability 49

Appraiser Newsroom

JULY 5, 2022

Celebrating its 85th year, the Conference attracts thought leaders, practitioners, allied professionals, vendor partners, government agency personnel, and more from all parts of the world. ASA International Conference is the leading event for the global valuation profession. For over 15 years, Ms. and international courts.

Business Valuation 40

Business Valuation Intangible Assets Appraisal Finance 40

Reynolds Holding

MARCH 28, 2022

District Court in San Francisco denied a motion to dismiss charges filed by the Securities and Exchange Commission under an expansive new theory of insider trading liability. In a matter of first impression, the court ruled in SEC v. The SEC’s “Shadow Trading” Claim. Matthew Panuwat was a business development executive at Medivation Inc.,

Marketability 83

Marketability Banking Data Analysis Dividends 83

Reynolds Holding

DECEMBER 14, 2023

The New York Department of Financial Services (NYDFS) has finalized amendments (“Amended Regulation”) to its cybersecurity rule (“Cybersecurity Rule”) that applies to financial institutions licensed by the NYDFS. This comes after a series of proposed amendments ( see our client alert , 8/30/22).

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Compliance Banking Technology 45

ThomsonReuters

APRIL 26, 2022

Environmental Protection Agency explains that the combustion of fossil fuels (coal, natural gas, and oil) for energy and transportation is the main cause of carbon dioxide emissions, making up 79% of U.S. Canada, Germany, the UK, Australia, and New Zealand have just transition policies in place.? . C temperature increase by 2099.

Start-ups 95

Start-ups Technology Equity 95

Reynolds Holding

APRIL 21, 2022

Although the proposed rules do not impose industry-specific requirements, in certain areas they would have a particularly significantly impact on companies in the financial sector. In addition, financial institutions will need to consider their obligations under certain state, federal and non-U.S. BACKGROUND.

Finance 45

Finance Banking Compliance Equity 45

ThomsonReuters

MARCH 18, 2021

For example, an error in a spreadsheet led Bank of America to overstate its capital by $4 billion [1] , and British secret service agency MI5 mistakenly tapped the phones of innocent people due to a spreadsheet formatting error [2]. In fact, studies have shown that nearly 90% of spreadsheets contain errors. [3].

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Compliance Start-ups Technology Banking 98

Reynolds Holding

AUGUST 7, 2022

Here are the key takeaways from the Basel Committee’s final Principles for the Effective Management and Supervision of Climate-Related Financial Risks (the “Basel Principles”). The core elements of the Basel Principles align closely with proposed principles from the OCC and FDIC.

Banking 45

Banking Market Risk Marketability Technology 45

Reynolds Holding

FEBRUARY 19, 2024

Artificial intelligence (AI) [1] was the biggest technology news of 2023. Observers have rightly focused on the plentiful value-creation opportunities this new technology affords. Securing these services ahead of time will be a worthwhile investment if a concerted campaign is launched against a corporation or its leadership team.

Technology 45

Technology Banking Finance Treasury 45

Reynolds Holding

DECEMBER 12, 2022

Companies have increasingly leveraged artificial intelligence (“AI”) to facilitate decisions in the extension of credit and financial lending as well as hiring decisions. At the federal regulatory agency level, the Consumer Financial Protection Bureau (“CFPB”) published guidance in May 2022 for financial institutions that use AI tools.

Technology 45

Technology Finance Equity 45

Reynolds Holding

APRIL 3, 2024

Whether you’re here in person or participating virtually from around the country, or even overseas, I thank you for joining us. I want to start by thanking PLI for organizing this event and making it available for free to all this year. By hearing about issues significant to the Enforcement program, you all are better able to counsel your clients.

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Start-ups Marketability Compliance 45

Reynolds Holding

JANUARY 22, 2023

Although the proposed rules do not impose industry-specific requirements, certain areas would have a particularly significant impact on financial institutions. Voluntary climate-related transition plans, targets and goals, which many financial institutions have adopted or set, also would need to be disclosed.

Banking 49

Banking Marketability Equity Finance 49

Harvard Corporate Governance

NOVEMBER 17, 2022

Epstein, Brian T. Mangino , Erica Jaffe , and Shant P. This post is part of the Delaware law series ; links to other posts in the series are available here. Related research from the Program on Corporate Governance includes Monetary Liability for Breach of the Duty of Care? discussed on the Forum here ) by Holger Spamann. Bingle (Sept.

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Compliance Technology 210

Reynolds Holding

JULY 27, 2022

For those of you who haven’t yet memorized it, the agency’s mission comprises investor protection, capital formation, and the maintenance of fair, orderly, and efficient markets. [3]. Thank you, Paulita and Rajib, for your gracious invitation and kind welcome to this year’s program on current issues and trends in Investment Management. [1]

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Banking Marketability Finance Corporate Finance 45

Reynolds Holding

OCTOBER 10, 2022

antitrust agencies are taking an aggressive approach to merger enforcement, and have outlined strategies that move away from historical merger review tools in favor of more enforcement-friendly standards. But recent court decisions have tested this new approach. Three agency losses in September 2022. Illumina/GRAIL.

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Marketability Technology 56

ThomsonReuters

JUNE 28, 2023

Department of Labor (DOL) recently indicated that the final version of the worker classification rule it proposed last year will be delayed up until October 2023. Recently, Checkpoint Payroll Update  had the opportunity to speak with two labor and employment law specialists and subject matter experts. Background on DOL’s rule. 

Start-ups 98

Start-ups Compliance Technology 98

Reynolds Holding

DECEMBER 11, 2022

Antitrust and ESG: New developments and key issues. Federal antitrust agency leaders have noted correctly that there are no antitrust exemptions for “socially desirable” activity, including ESG initiatives, but they have provided little further guidance. In the U.S., In the EU and the U.K., In the U.S.,

Banking 45

Banking Marketability Compliance 45