Reynolds Holding

APRIL 24, 2023

1] The Policy Statement outlines the CFPB’s approach to analyzing whether an act or practice may be abusive and provides examples, which the Policy Statement also notes may be used by state attorneys general or other agencies that are authorized to enforce the prohibition on abusive practices. [2]

Banking 45

Banking Marketability 45

Reynolds Holding

DECEMBER 12, 2022

At the federal regulatory agency level, the Consumer Financial Protection Bureau (“CFPB”) published guidance in May 2022 for financial institutions that use AI tools. This technical assistance guidance highlights the ways in which AI tools utilized in the job application process could violate Title I of the Americans with Disabilities Act.

Technology 45

Technology Finance Equity 45

Reynolds Holding

OCTOBER 17, 2023

On October 11, 2023, the Federal Trade Commission (FTC) issued a proposed rule to prohibit so-called junk fees, and the Consumer Financial Protection Bureau (CFPB) issued an advisory opinion to large banks and credit unions on charging fees for financial account information. Supreme Court in AMG Capital Management v.

Banking 40

Banking Finance 40

Reynolds Holding

APRIL 3, 2024

As is customary, my remarks this morning are in my official capacity as Director of the Securities and Exchange Commission’s Division of Enforcement, and do not necessarily reflect the views of the Commission, the Commissioners, or other members of the staff.

Start-ups 45

Start-ups Marketability Compliance 45

Reynolds Holding

NOVEMBER 29, 2022

The guilty plea is notable because, since the 1980s, attempts to collude, such as efforts to allocate markets or rig bids, have been prosecuted civilly through Section 5 of the Federal Trade Commission Act or not prosecuted at all. Sharp Elecs. 717, 723 (1988). 7 Deputy Assistant Attorney General Richard A.

Marketability 45

Marketability 45

Reynolds Holding

OCTOBER 5, 2022

Nonetheless, both Cochran and Jarkesy will potentially have significant implications for defendants in other enforcement proceedings, for other federal agencies that utilize in-house courts, and for parties seeking to challenge ALJ authority. Gibson, and in the Fifth Circuit on behalf of the Texas Public Policy Foundation.

Start-ups 72

Start-ups Marketability Equity Compliance 72

Reynolds Holding

JANUARY 22, 2023

SIGNIFICANT LEGAL AND REGULATORY DEVELOPMENTS IN 2022 SEC’s proposed climate-related disclosure rules: On March 21, 2022, the Securities and Exchange Commission proposed expansive climate-related disclosure requirements in a proposing release that, if adopted, would require U.S. See S&C’s memo for more information.

Banking 49

Banking Marketability Equity Finance 49