Reynolds Holding

SEPTEMBER 12, 2023

As is customary, I’d like to note that my views are my own as Chair of the Securities and Exchange Commission, and I am not speaking on behalf of my fellow Commissioners or the SEC staff. The SEC is the cop on the beat watching out for your constituents. Thank you for inviting me to testify today. The core principles of U.S.

Banking 40

Banking Treasury Marketability Equity 40

Reynolds Holding

MAY 2, 2023

As is customary, I’d like to note that my views are my own as SEC Chair, and I’m not speaking on behalf of my fellow Commissioners or the SEC staff.) Congress passed amendments in 1996 to the securities laws that included a new exception from registration allowing private funds to have an unlimited number of qualified investors. [1]

Treasury 45

Treasury Equity Marketability Banking 45

Reynolds Holding

OCTOBER 10, 2023

Although better than the proposed rule, [1] the final beneficial ownership reporting rule continues to rest on flawed economics. The heart of the final rule is a shortening of the filing windows for Schedules 13D and G, which report an investor’s holding of large positions in a company’s shares.

Marketability 49

Marketability Equity Technology Finance 49