Commissioner Peirce Blasts SEC for Lack of Public Engagement
Reynolds Holding
APRIL 3, 2024
Last time [link] was here, I talked about the SEC’s “secret garden”—the maze of staff guidance that serves to define practices across the securities industry in a way that may be inconsistent with a plain reading of the rulebook. [1] Some of this guidance is found only in the high-priced whispers of a select few attorneys or auditors.
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