Venture Capital Advisers Not Off-Limits for SEC Scrutiny
Harvard Corporate Governance
OCTOBER 16, 2022
Posted by Stacey Song, Cooley LLP, on Sunday, October 16, 2022 Editor's Note: Stacey Song is a partner at Cooley LLP. This post is based on her Cooley memorandum. In the past six months, the Securities and Exchange Commission has settled a number of enforcement actions against venture capital advisers who are exempt reporting advisers (ERAs) and not registered investment advisers (RIAs).
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