Audit Board

AUGUST 16, 2023

Risk management as a discipline has evolved to the point that there are now common subsets and branches of risk management programs, from enterprise risk management (ERM) , to cybersecurity risk management, to operational risk management (ORM) , to supply chain risk management (SCRM).

Start-ups 52

Start-ups Compliance Technology Specific Risk 52

Reynolds Holding

NOVEMBER 13, 2023

The high-level framework set out in the Climate Principles is intended to assist banking organizations in managing climate-related financial risks (i.e., physical risk and transition risk). [1] The Climate Principles also cover a range of specific risk areas (e.g.,

Banking 40

Banking Specific Risk Compliance Technology 40

Reynolds Holding

NOVEMBER 8, 2022

The Blueprint does not include many new ideas for AI compliance. But unlike many of those guidelines, it takes a rights-based approach that is focused on AI’s potential harm, rather than a risk-based approach, which means that the Blueprint’s recommendations apply to all covered automated systems, largely regardless of their risk.

Compliance 49

Compliance Specific Risk Equity Technology 49

Harvard Corporate Governance

AUGUST 21, 2023

Generative artificial intelligence (AI) In the early months of 2023, major advances in the development and use of generative AI made headlines—including the promises and perils of the technology and its ability to create new, original content, such as text, images, and videos. Increased cybersecurity risks.

Compliance 189

Compliance Technology Start-ups Specific Risk 189

Reynolds Holding

MAY 23, 2023

Despite the investor protections recently enacted under the ’33 and ’34 Acts, there still were specific risks to investors who were dealing with investment advisers and investment companies. [3] 22] We’ve also seen significant developments in financial technology, including robo-advisers and wealth management apps.

Banking 40

Banking Technology Marketability Capital Structure 40

Audit Board

MAY 10, 2023

To this end, companies would be required to affirm whether they have a cybersecurity risk assessment program , how it works, how it fits into strategy and planning, and whether it uses (and how it chooses) third parties. Leverage technology. Most companies have work to do in connecting technology and teams. Another 12.6%

Compliance 98

Compliance Technology Specific Risk Start-ups 98

Harvard Corporate Governance

NOVEMBER 21, 2022

Impact of COVID-19 : As we enter the third year of the pandemic, it may still be too early to entirely eliminate COVID-19 specific risk factors, but companies may be able to significantly streamline their disclosures. A Note on the Presentation of Risks.

Technology 251

Technology Marketability Compliance Finance 251

Audit Board

APRIL 20, 2023

Deloitte’s 2022 Global Third-Party Risk Management Survey showed that 73% of respondents have a moderate to high level of dependence on cloud service providers (CSPs) — which is expected to increase to 88% in the years ahead. Third-party risk is real and growing. The truth underlying these statistics?

Specific Risk 52

Specific Risk Technology Compliance 52

Equilest

JULY 25, 2023

Trend 2: Embracing Technology Technology has had a significant impact on the convenience store industry. Enhancing customer experience, expanding product offerings, and adopting technology for smoother operations can also add value. Q 5 : What are the risks associated with buying a convenience store?

Intangible Assets 40

Intangible Assets Discounted Cash Flow Business Valuation Marketability 40

Reynolds Holding

MARCH 27, 2024

In his speech on the same day the Proposal was released, CFPB Director Chopra was somewhat more pointed, stating that the FDIC “will carefully evaluate the banks’ compliance records, especially with respect to consumer law. The agency will consult with the relevant state and federal authorities, including the CFPB.

Banking 45

Banking Marketability Specific Risk Finance 45

Reynolds Holding

FEBRUARY 1, 2023

Consistent with trends in recent years, technology transactions continued to play a significant role in the M&A story in 2022, with tech deals responsible for approximately 20% and 32% of overall global deal volume and U.S. billion acquisition by a consortium led by Permira and Hellman & Friedman and Thoma Bravo’s $10.7

Finance 45

Finance Equity Technology Banking 45

Reynolds Holding

OCTOBER 5, 2022

This increase is driven primarily by SPAC-related actions in the technology and industrial sectors that have offset a potential decline in actions in the consumer space. 2. Failure To Disclose Specific Risks. E.Merge Technology Acquisition Corp. , In Coster v. UIP Companies, Inc. 2022 WL 1299127 (Del. Martinez v.

Start-ups 72

Start-ups Marketability Equity Compliance 72

Reynolds Holding

MARCH 27, 2023

For the second year in a row, the “Electronic Technology and Technology Services” and “Health Technology and Services” sectors represented over half of all filings (54%). Failure To Disclose Specific Risks In re Talis Biomedical Corp. See In re Caremark Int’l Inc. Derivative Litig. , 2d 959, 968 (Del. In Boykin v.

Technology 59

Technology Start-ups Compliance Finance 59

Internal Audit 360

FEBRUARY 29, 2024

The causes of a corporate scandal are also far too predictable: failures in corporate governance, poor risk management, compliance failures, unreliable intelligence, inadequate security, insufficient resilience, ineffective controls, and failures by assurance providers.

Technology 69

Technology Compliance Specific Risk Finance 69