Harvard Corporate Governance

APRIL 29, 2022

Liability for Non-Disclosure in Equity Financing. Tags: Broker discretionary voting , Compliance and disclosure interpretation , Cryptocurrency , Cybersecurity , Financial technology , Investment advisers , Private funds , SEC , SEC enforcement , Securities enforcement. Posted by Albert H.

Equity Financing 194

Equity Financing Equity Compliance Technology 194

Reynolds Holding

APRIL 21, 2022

In particular, the disclosure of Scope 3 greenhouse gas emissions (which capture financed emissions) and climate scenario analysis will likely be mandatory for many financial institutions. Compliance with the proposed rules would be phased in (see Appendix A for disclosure compliance dates). Scope 3 GHG Emissions.

Finance 45

Finance Banking Compliance Equity 45

Reynolds Holding

JUNE 8, 2023

regional banks will likely bear the brunt of regulatory “reforms,” facing more scrutiny during normal examinations and perhaps an increased compliance burden if the regulatory requirements applicable to large institutions are applied to regional banks. Several forces could converge to produce more consolidation in the U.S. banking industry.

Banking 40

Banking Equity Private Equity Firm Marketability 40

Reynolds Holding

FEBRUARY 1, 2023

One example was the October purchase by Blackstone of a majority stake in Emerson Electric’s Climate Technologies business in a transaction valuing Climate Technologies at $14 billion, which utilized a number of different financing structures (including $2.6 billion of financing from direct lenders and $2.2

Finance 45

Finance Equity Technology Banking 45