Equilest

JULY 25, 2023

Financial Documentation and Due Diligence Gathering accurate financial information and conducting due diligence are crucial steps in the valuation process. Q 7 : Are there any specific risks associated with owning a convenience store in a pandemic or post-pandemic environment?

Intangible Assets 40

Intangible Assets Discounted Cash Flow Business Valuation Marketability 40

Reynolds Holding

AUGUST 9, 2023

However, they would need to continue calculating risk-based capital ratios assets under the existing Standardized Approach, and use the lower ratio (i.e., higher amount of RWAs) of the two when determining compliance with the regulatory capital requirements (see graphic below).

Banking 52

Banking Market Risk Marketability Finance 52

Reynolds Holding

MARCH 27, 2024

Likewise, “any expansion of an IDI’s deposit base via acquisition” from a non-insured entity would be subject to FDIC approval—including if the assumption of deposits is not documented in the transaction agreement but customers of the non-insured entity are solicited to transfer their deposits to the IDI in connection with the transaction.

Banking 45

Banking Marketability Specific Risk Finance 45

Reynolds Holding

MARCH 27, 2023

As we reported in our 2017 Year-End Securities Litigation Update and 2019 Mid- Year Securities Litigation Update , a Caremark claim generally seeks to hold directors personally accountable for damages to a company arising from their failure to properly monitor or oversee the company’s major business activities and compliance programs.

Technology 59

Technology Start-ups Compliance Finance 59

Reynolds Holding

OCTOBER 5, 2022

The court ultimately held for the defendants, finding that the bylaws were “validly enacted on a clear day,” and the board “did not unfairly apply” them or make “compliance [with them] difficult.” 2. Failure To Disclose Specific Risks. B. Court Of Chancery Offers Guidance On “Vague” Schnell Standard. In Coster v.

Start-ups 56

Start-ups Marketability Equity Compliance 56

Reynolds Holding

DECEMBER 22, 2024

With increasing regulatory scrutiny on the financial services industry and concerns over money laundering vulnerabilities, this rule will affect how RIAs engage with clients, manage risks, and uphold compliance. Furthermore, RIAs and ERAs will become directly responsible for any failures to meet applicable BSA standards. [3]

Compliance 45

Compliance Finance Banking Specific Risk 45

ThomsonReuters

JUNE 2, 2025

From an accountability perspective, CAMs incentivize management to provide clearer, more defensible explanations and documentation and disclosures for complex areas of the financial statements. Knowing that these issues will be publicly reported leads both management and auditors to engage more thoughtfully on high-risk issues.

Intangible Assets 76

Intangible Assets Specific Risk Compliance 76

Reynolds Holding

MAY 22, 2025

These add-ons are typically justified by client-specific risk factors that may not be fully captured by the standard margin models used by clearinghouses. 4] This comprehensive document resulted from extensive industry consultation and feedback regarding margin practices and challenges in centrally cleared OTC derivatives.

Marketability 45

Marketability Banking Compliance Finance 45

Reynolds Holding

DECEMBER 22, 2024

That legal requirement promotes legal compliance in its own right, while also providing a mechanism for holding fiduciaries accountable when they knowingly cause an entity to violate positive law. Controllers may limit managerial agency costs, but their self-interest produces so-called controlling shareholder agency costs. [2] Derivative.

Dividends 45

Dividends Compliance Marketability Firm-specific Risk 45