Reynolds Holding

OCTOBER 3, 2023

The actions include public company disclosure and crypto matters, among others. Actions initiated by the SEC and CFTC in July and August 2023 Number of actions, by matter type Public company disclosures Molecular diagnostic company settles misrepresentation claims related to COVID-19 testing products In the Matter of Co-Diagnostics (A.P.

Banking 52

Banking Compliance Marketability Finance 52

Reynolds Holding

MAY 9, 2023

There is reason to believe the SEC’s new universal proxy Rule 14a-19 will result in more stockholder nominees being elected to the boards of public companies. When a stockholder nominates a director however, a host of questions arise that are qualitatively different.

Dividends 45

Dividends Finance Equity Marketability 45

Reynolds Holding

OCTOBER 5, 2022

Lucia Companies, Inc. Strategic Investment Opportunities LLC v. UIP Companies, Inc. To cause UIP to buy her stake for 30 times UIP’s total equity value, plaintiff filed a lawsuit asking the court to appoint a custodian with full control of the company. Lee Enterprises, Inc. 2022 WL 453607, at *1 (Del. In Coster v.

Start-ups 72

Start-ups Marketability Equity Compliance 72

Reynolds Holding

JULY 16, 2023

While Axon was a limited, procedural ruling insofar as it did not opine on the underlying merits of any constitutional challenge, the decision affords companies—including merger parties—facing adverse action in the setting of in- house agency forums the opportunity to press constitutional claims at an early stage in a neutral Article III court.

Banking 40

Banking Equity Technology Marketability 40

Reynolds Holding

MARCH 27, 2023

We examine developments in federal securities litigation involving special purpose acquisition companies. We examine environmental, social, and corporate governance (“ESG”) Although too early to identify definitive trends in this area, we survey the types of ESG allegations that are being filed and report on notable decisions.

Technology 59

Technology Start-ups Compliance Finance 59