Audit Board

OCTOBER 16, 2023

The successful deployment of audit analytics can lead to more accurate testing, automation of audit workflow processes, and overall improved audit efficiency. 68% of CAEs would invest in more analytics if they had the resources ( The Institute of Internal Auditors’ (IIA) 2022 North American Pulse of Internal Audit Survey ).

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Technology Compliance Marketability 52

Audit Board

NOVEMBER 16, 2022

and John Kolich, IT Audit Director at Jushi, share how AuditBoard enabled their team to achieve first-year SOX compliance at a rapidly scaling company without having to add resources. Achieving goals of successfully becoming SOX compliant while executing on audits for a scaling business without adding personnel. .

Compliance 52

Compliance Technology Marketability 52

Audit Board

JULY 11, 2023

Best Practices for ESG Reporting The new era of compliance-driven ESG reporting will have similar outcomes to the effects of SOX on financial reporting. As ESG data comes under increasing regulatory scrutiny, a foundation of data governance controls to create consistent, comparable, and decision-useful disclosures will be imperative.

Compliance 52

Compliance Technology Marketability 52

Audit Board

SEPTEMBER 20, 2023

Internal control over financial reporting, shortened to ICFR, consists of those controls that support and enforce the accuracy, reliability, and integrity of a company’s financial statements. What Does Internal Control Over Financial Reporting (ICFR) Mean? ICFR’s importance rose with the Sarbanes-Oxley Act of 2002 in the U.S.,

Compliance 52

Compliance Technology Start-ups Accounting Firms 52

Audit Board

MAY 9, 2022

Process-level automation — also known as hyperautomation — involves the orchestrated use of multiple technologies to automate as many business and IT processes as possible. ICFR Automated Evidence Collection, Testing, and Data Visualization. Specialized AP automation systems e.g., Coupa, AvidExchange. Procedures.

Technology 52

Technology Banking 52

Audit Board

JANUARY 31, 2023

Adding new frameworks and mapping controls across multiple frameworks including PCI and NIST. Exploring how AuditBoard’s integration with Snowflake can enable continuous control monitoring, automated testing, and seamless access to data. The mission of Edgewell is to make ordinary things joyful.

Compliance 52

Compliance Start-ups Marketability 52

Audit Board

MAY 25, 2022

Process-level automation — also known as hyperautomation — involves the orchestrated use of multiple technologies to automate as many business and IT processes as possible. ICFR Automated Evidence Collection, Testing, and Data Visualization Procedures . Discovery Analytics/Data Profiling. Fraud Detection Techniques.

Technology 52

Technology Start-ups 52

Audit Board

AUGUST 9, 2023

While issues management often begins in silos like InfoSec, internal audit, and SOX, a mature issues identification and reporting structure follows a risk-based approach by connecting issues back to the organization’s risks. To accomplish this, it is necessary to establish common and shared elements of issues management across departments.

Compliance 52

Compliance Technology 52

Audit Board

FEBRUARY 28, 2023

In the years I’ve spent as an Internal Auditor and SOX Compliance Manager with biotech and manufacturing companies, I have found many practical techniques that helped me tremendously. You can use your network to help control owners devise a solution to improve internal processes.

Start-ups 52

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Audit Board

APRIL 7, 2022

Testing is a critical part of maintaining Sarbanes-Oxley compliance, but managing SOX testing procedures and documentation can quickly become frustrating without good organization and centralized data. Streamline SOX Testing. SOX testing can be cumbersome — but it doesn’t need to be!

Technology 98

Technology Compliance 98

Audit Board

OCTOBER 3, 2022

Choosing a SOX program operating model for your business is not a decision you’ll make only once. That’s why, over time, most businesses will employ a range of SOX operating models. Download the full guide here , and read on below for answers to five common questions asked by companies implementing SOX for the first time. .

Compliance 52

Compliance Start-ups Technology Marketability 52

Audit Board

APRIL 4, 2022

Designing a controlled environment is a balancing act. We design controls to mitigate risks knowing the limitations of the control owners and the tools and environment with which they have to work. In the SOX world, we balance residual risk against the impact and likelihood of a SOX control deficiency.

Start-ups 98

Start-ups Technology Compliance 98

Audit Board

AUGUST 17, 2023

With this approach, if we found a missing or poorly designed control, the business team could correct it early without delaying the project and/or if we identified a gap in project management we could proactively elevate the issue in time for the company to invoke and benefit from a change. Our approach was balanced.

Start-ups 52

Start-ups Technology Compliance 52

Audit Board

JUNE 8, 2023

During a compliance audit, businesses should expect to go through interviews about internal controls. Let’s take the Sarbanes-Oxley (SOX) Act as an example. Section 302 of the SOX Act requires that a CEO and CFO certify that the financial statements are complete and accurate. What Is a Compliance Audit? What type of evidence?

Compliance 52

Compliance Start-ups Technology Accounting Firms 52

Audit Board

APRIL 20, 2023

Software development life cycle (SDLC) and change management control frameworks play a critical role in mitigating risks in daily IT operations and large-scale IT projects. should be memorialized as guardrails for control owner tactical direction. SOX, HIPAA, GDPR/PII). SOX, HIPAA, GDPR/PII).

Start-ups 52

Start-ups Compliance Technology 52

Audit Board

JUNE 21, 2023

Hear how this team automated workflows and reduced overhead by switching from a manual environment of email, spreadsheets, and shared drives to AuditBoard, including: Leveraging AuditBoard’s connected risk platform to boost operational efficiency , strengthen internal controls, and align audit plans with key initiatives.

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Audit Board

JUNE 21, 2023

Hear how this team automated workflows and reduced overhead by switching from a manual environment of email, spreadsheets, and shared drives to AuditBoard, including: Leveraging AuditBoard’s connected risk platform to boost operational efficiency, strengthen internal controls, and align audit plans with key initiatives.

Compliance 52

Compliance 52

Audit Board

JULY 13, 2022

For SOX practitioners seeking to create efficiency in their testing programs , control certifications are a prime area for automation. Best practice indicates control owners should be certifying their controls on a quarterly basis. Quarterly Control Certifications Checklist.

Technology 52

Technology Compliance 52

Audit Board

OCTOBER 5, 2022

In order to evolve the security compliance profession, we need a new way of performing compliance activities through continuous automation. In order to evolve the security compliance profession, we need a new way of performing compliance activities through continuous automation.

Compliance 52

Compliance Start-ups Technology 52

Audit Board

NOVEMBER 29, 2022

Hear how this team achieved their vision of redeploying time spent on SOX toward more value-add operational audit work by streamlining their audit program in AuditBoard, including: . Bringing new co-source resources and control owners quickly up to speed with AuditBoard’s robust training resources and intuitive design. .

Start-ups 52

Start-ups Marketability 52

Audit Board

AUGUST 4, 2022

Environmental, social, and governance (ESG) risk is evolving rapidly and has skyrocketed to the top of executive and board agendas for the next decade. Climate change concerns are greatest in industries heavily reliant on fossil fuels — and energy and utilities companies that haven’t begun strategically planning are already behind.

Compliance 52

Compliance Technology 52